MiFID Business definition

MiFID Business means "investment services and activities" and "ancillary services" as such terms are defined and used in MiFID;
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MiFID Business means “investment services and activities” and “ancillary services” as such terms are defined and used in the Applicable Regulations implementing MiFID into German law;
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MiFID Business means investment services and activities and, where relevant, Ancillary Services carried on by a MiFID investment firm (as set out in Annex I, Section B of MiFID II);
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Examples of MiFID Business in a sentence

  • This policy sets out the Bank’s arrangements in connection with the identification, documentation, escalation and management of Conflicts of Interest, including where such Conflicts of Interest arise in the context of MiFID Business.

  • Where permissible under Rules and appropriate, disclosure to an affected Client may be made to inform the Client of the arrangements and/or to specifically seek Client consent to act.Where the Bank is conducting MiFID Business, disclosure of a Conflict of Interest to a Client as the sole means of managing the Conflict of Interest is not permitted except as a measure of last resort.

  • SummaryThis policy sets out the Bank’s arrangements in connection with the identification, documentation, escalation and management of Conflicts of Interest, including where such Conflicts of Interest arise in the context of MiFID Business.

  • Where applicable, such Conflicts of Interest are cross- referenced against the relevant MiFID Business.

  • Where DBIP is conducting MiFID Business, disclosure of a Conflict of Interest to a Client as the sole means of managing the Conflict of Interest is not permitted except as a measure of last resort.

  • The relevant Ordinance applicable in Hong Kong is Patents Ordinance Cap.

  • In respect of any FX Transactions entered into, Services provided, or MiFID Business performed by The Bank of New York Mellon SA/NV with or to you under these Terms, where you are acting for or on behalf of an Underlying Principal, for the purposes of client classification under the Conduct of Business Rules, only the Underlying Principal shall be The Bank of New York Mellon SA/NV's client.

  • Staff has continued to negotiate with HSI to avoid costly litigation which has resulted in an amicable settlement presented herein.

  • Where applicable, such Conflicts of Interest are cross-referenced against the relevant MiFID Business.

  • MiFID Business If it is not possible to categorise LAPFs as per se professional clients as proposed above, we would prefer Option A (retention of existing criteria).


More Definitions of MiFID Business

MiFID Business means the services and activities set out in Annex I of MiFID;
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MiFID Business means the investment services and activities listed in Part 1 of Schedule 1 relating to any of the investments referred to in Part 3 of Schedule 1 of, the MiFID Regulations"
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Related to MiFID Business

  • Qualified business means a for-profit business that obtains services relating to that business from 30 or fewer employees or employees of independent contractors performing services substantially similar to employees during a random week in the year ending on the tax day. If a person is a unified business group as that term is defined in section 117 of the Michigan business tax act, 2007 PA 36, MCL 208.1117, the number of employees from whom services are obtained includes all employees of the unitary business group and employees of independent contractors of the unitary business group rendering services to the qualified business.

  • Restricted business operations means business operations in Sudan that include power production activities, mineral extraction activities, oil-related activities, or the production of military equipment, as those terms are defined in the Sudan Accountability and Divestment Act of 2007 (Pub. L. 110-174). Restricted business operations do not include business operations that the person (as that term is defined in Section 2 of the Sudan Accountability and Divestment Act of 2007) conducting the business can demonstrate—

  • Related Business Assets means assets (other than cash or Cash Equivalents) used or useful in a Similar Business; provided that any assets received by the Company or a Restricted Subsidiary in exchange for assets transferred by the Company or a Restricted Subsidiary shall not be deemed to be Related Business Assets if they consist of securities of a Person, unless upon receipt of the securities of such Person, such Person would become a Restricted Subsidiary.