MiFID Org Regulation definition

MiFID Org Regulation means Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms.
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MiFID Org Regulation means the UK version of Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing MiFID of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive, which is part of UK law by virtue of the European Union (Withdrawal) Act 2018.
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MiFID Org Regulation means Regulation (EU) No 2017/565 of 25 April 2016 supplementing ▇▇▇▇▇ ▇▇, as it forms part of the current domestic law of the United Kingdom by virtue of the European (Withdrawal) Act 2018 and secondary legislation made under it, in each case, as amended, including by the European Union (Withdrawal Agreement) Act 2020 and any further implementing and/or delegated regulation, technical standards and/or official guidance related thereto, as amended from time to time.
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Examples of MiFID Org Regulation in a sentence

  • EU 47(1)(h), this document represents a summarised version of SIEL’s Conflicts of Interest policy, which SIEL maintains in accordance with Article 34 of the MiFID Org Regulation, the FCA’s Principles for Businesses – Principle 8 and relevant applicable rules contained in Chapter 10 of the FCA’s Senior Management Arrangements, Systems and Controls sourcebook (“SYSC”).

  • Barings acknowledges that it does not wish to receive from the Sub-Adviser information under Article 50 (Costs and associated charges disclosure) and Article 62 (10% Portfolio Depreciation Notifications) of the MiFID Org Regulation.

  • Foreign exchange transactions are classified under MiFID II and/or MiFID Org Regulation and Part 1 of Schedule 2 of the Regulated Activities Order (as applicable) as investment products and therefore subject to those regulations.


More Definitions of MiFID Org Regulation

MiFID Org Regulation means Commission Delegated Regulation (EU) 2017/565 of
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