Miscellaneous Securities definition

Miscellaneous Securities means Securities owned by one or more of the Loan Parties that (a) are not actively managed by the Loan Parties and (b) have, at all times, an aggregate carrying value on the Borrower’s balance sheet of no more than Ten Million Dollars ($10,000,000).
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Miscellaneous Securities means any Automobile Securities, Credit Card Securities, Small Business Loan Securities and Student Loan Securities.
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Examples of Miscellaneous Securities in a sentence

  • No Loan Party has direct or indirect interest in any Securities other than those set out in such Portfolio Report and Miscellaneous Securities.

  • The Consolidated Stock Exchange was formed in early 1885 by the merger of the New York Mining Stock and Petroleum Exchange, the New York Petroleum Exchange and Stock Board and the Miscellaneous Securities Board.

  • Miscellaneous Securities Provisions None of the matters set out in sections 10.2 to 10.6 of CSE Form 2A are applicable to the share structure of the Corporation or B.C. Ltd.

  • Miscellaneous Securities Provisions None of the matters set out in sections 10.2 (as the only securities being listed are Common Shares), 10.4 (as only securities being listed are Common Shares), 10.5 (as there are no provisions to modify or amend rights of Common Shares) or 10.6 (as all material attributes of the Common Shares are described above) of CSE Form 2A are applicable to the share structure of the Issuer.

  • For the avoidance of doubt, Portfolio shall not include any Securities issued by any of the Loan Parties or the BVI Subsidiary or any Miscellaneous Securities.

  • Using Moody’s Manual of Industrial and Miscellaneous Securities (1900)23 a list of stocks from five main industrial stock categories were formed: Sector 1 Industrial companies- motive power, automobile, electric power, compressed and liquid air, cycle, automatic, phonographic, pneumatic, prismatic, signal, slot machine and allied industries.

  • Miscellaneous Securities Provisions The Company has no debt securities outstanding as of the date of this Listing Statement and the Company is not intending to list any debt securities.

  • Moody’s was founded on 1900 by John Moody and that year John Moody & Company published Moody's Manual of Industrial and Miscellaneous Securities.

  • In that same year John Moody & Company published Moody's Manual of Industrial and Miscellaneous Securities, which provides information and statistics on stocks and bonds of financial organizations, government agencies, manufacturing, mining, utilities, and food companies.

  • The implications of this ruling for IRC 501(c)(3) and 170(c)(2) have not yet been clarified.

Related to Miscellaneous Securities

  • Miscellaneous unit means a hazardous waste management unit where hazardous waste is treated, stored, or disposed of and that is not a container, tank, surface impoundment, pile, land treatment unit, landfill, incinerator, boiler, industrial furnace, underground injection well with appropriate technical standards under 40 CFR Part 146, containment building, corrective action management unit, or unit eligible for a research, development, and demonstration permit under § 270.65, or staging pile.

  • Miscellaneous Proceeds means any compensation, settlement, award of damages, or proceeds paid by any third party (other than insurance proceeds paid under the coverages described in Section 5) for: (i) damage to, or destruction of, the Property; (ii) condemnation or other taking of all or any part of the Property; (iii) conveyance in lieu of condemnation; or (iv) misrepresentations of, or omissions as to, the value and/or condition of the Property.

  • Miscellaneous Interests means the interests of the Optionor in all property, assets and rights (other than the Property) ancillary to the Property to which the Optionor is entitled including, but not limited to, the interests of the Optionor in:

  • Miscellaneous Charges mean charges that apply for miscellaneous services provided at CLEC's request or based on CLEC's actions that result in miscellaneous services being provided by CenturyLink, as described in this Agreement.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Miscellaneous is amended in the first paragraph by changing the first letter of each of the words in each of the terms in quotations marks, except "Parent," to the lower case and giving to the term "assignment" the meaning as set forth only in the 1940 Act and the Rules and Regulations thereunder (and not as set forth in the 1933 Act and the Rules and Regulations thereunder.)

  • U.S. Securities means Securities issued by an issuer that is organized under the laws of the United States or any State thereof or that are otherwise traded in the United States, and shall include American Depositary Receipts.

  • Securities Lending Agreement means an agreement under which a local agency agrees to transfer securities to a borrower who, in turn, agrees to provide collateral to the local agency. During the term of the agreement, both the securities and the collateral are held by a third party. At the conclusion of the agreement, the securities are transferred back to the local agency in return for the collateral.

  • Trust Indenture Act means the Trust Indenture Act of 1939 as in force at the date as of which this instrument was executed; provided, however, that in the event the Trust Indenture Act of 1939 is amended after such date, "Trust Indenture Act" means, to the extent required by any such amendment, the Trust Indenture Act of 1939 as so amended.

  • U.S. Securities System means a securities depository or book-entry system authorized by the U.S. Department of the Treasury or a “clearing corporation” as defined in Section 8-102 of the UCC.

  • NIM Securities As defined in the tenth Recital to this Agreement.

  • Trust Indenture Act of 1939 (except as otherwise provided in Sections 8.1 and 8.2) means the Trust Indenture Act of 1939 as in force at the date as of which this Indenture was originally executed.

  • Trust Securities means the Common Securities and the Capital Securities.

  • Securities Loan Fee means the amount payable by a Borrower to Bank pursuant to the Securities Borrowing Agreement in connection with Loans collateralized by Collateral other than Cash Collateral.

  • BofA Securities means BofA Securities, Inc.

  • U.S. Securities Act means the United States Securities Act of 1933, as amended.

  • Trust Indenture Estate means all estate, right, title and interest of the Indenture Trustee in and to the properties referred to in the Granting Clause of the Trust Indenture, excluding Excluded Payments.

  • Private Securities Transaction means any securities transaction relating to new offerings of securities which are not registered with the Securities and Exchange Commission, provided however that transactions subject to the notification requirements of Rule 3050 of the Financial Industry Regulatory Authority’s (FINRA) Conduct Rules, transactions among immediate family members (as defined in the interpretation of the FINRA Board of Governors on free-riding and withholding) for which no associated person receives any selling compensation, and personal securities transactions in investment company and variable annuity securities shall be excluded.

  • Trust Preferred Securities any preferred securities issued by a Trust Preferred Securities Subsidiary, where such preferred securities have the following characteristics:

  • Excess Securities means the Corporation Securities which are the subject of the Prohibited Transfer.

  • U.S. Securities Laws means all applicable securities legislation in the United States, including without limitation, the U.S. Securities Act, the U.S. Exchange Act and the rules and regulations promulgated thereunder, and any applicable state securities laws;

  • Transfer Restricted Securities means Securities that bear or are required to bear the legend set forth in Section 2.3(b) hereto.

  • Default Under the Trust Indenture With respect to any MBS, any condition, occurrence or event which, if continued for any specified period of time after the giving of any requisite notice, would be an “Event of Default” under the Trust Indenture pursuant to which such MBS was issued.

  • Regulation S Securities means all Initial Securities offered and sold outside the United States in reliance on Regulation S.

  • Series A Securities means the Company's Series A 9 3/8% Junior Subordinated Deferrable Interest Debentures due May 1, 2028 as authenticated and issued under this Indenture.

  • Subordinated Securities means Securities that by the terms established pursuant to Subsection 2.3(9) are subordinated in right of payment to Senior Indebtedness of the Issuer.