Miscellaneous Securities definition

Miscellaneous Securities means Securities owned by one or more of the Loan Parties that (a) are not actively managed by the Loan Parties and (b) have, at all times, an aggregate carrying value on the Borrower’s balance sheet of no more than Ten Million Dollars ($10,000,000).
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Miscellaneous Securities means any Automobile Securities, Credit Card Securities, Small Business Loan Securities and Student Loan Securities.
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Examples of Miscellaneous Securities in a sentence

  • In 1900, John Moody and Company first published Moody’s Manual of International and Miscellaneous Securities in the USA.

  • In addition, a Miscellaneous Securities Board was formed focusing of the new industrial securities (Garvey 1944).At this point, the brokers excluded from the NYSE made a bold move to seize the Big Board’s huge railroad securities business.

  • In that same year John Moody & Company published Moody's Manual of Industrial and Miscellaneous Securities, which provides information and statistics on stocks and bonds of financial organizations, government agencies, manufacturing, mining, utilities, and food companies.

  • Schedules of Investments (continued) December 31, 2002 and 2001 2001 Fair % of Net Shares Cost Value Assets Eligible Portfolio Investments - Common Stock, Preferred Stock, and Miscellaneous Securities Integrated Security Systems, Inc.

  • Miscellaneous Securities Provisions The Company has no debt securities outstanding as of the date of this Listing Statement and the Company is not intending to list any debt securities.

  • Schedules of Investments (continued) December 31, 2002 and 2001 2001 ----------------------------- ---------------- Fair % of Net Shares Cost Value Assets Eligible Portfolio Investments - Common Stock, Preferred Stock, and Miscellaneous Securities Bentley Pharmaceuticals, Inc.

  • No Loan Party has direct or indirect interest in any Securities other than those set out in such Portfolio Report and Miscellaneous Securities.

  • In 1885, the New York Mining Stock and National Petroleum Exchange merged with the New York Petroleum Exchange and Stock Board and the Miscellaneous Securities Board to form the Consolidated Stock and Petroleum Exchange with a membership of 2,403, twice the size of the NYSE.

  • Miscellaneous Securities Provisions None of the matters set out in sections 10.2 (as the only securities being listed are Common Shares), 10.4 (as only securities being listed are Common Shares), 10.5 (as there are no provisions to modify or amend rights of Common Shares) or 10.6 (as all material attributes of the Common Shares are described above) of CSE Form 2A are applicable to the share structure of the Issuer.

  • The Consolidated Stock Exchange was formed in early 1885 by the merger of the New York Mining Stock and Petroleum Exchange, the New York Petroleum Exchange and Stock Board and the Miscellaneous Securities Board.

Related to Miscellaneous Securities

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • U.S. Securities means Securities issued by an issuer that is organized under the laws of the United States or any State thereof or that are otherwise traded in the United States, and shall include American Depositary Receipts.

  • Securities Lending Agreement means an agreement under which a local agency agrees to transfer securities to a borrower who, in turn, agrees to provide collateral to the local agency. During the term of the agreement, both the securities and the collateral are held by a third party. At the conclusion of the agreement, the securities are transferred back to the local agency in return for the collateral.

  • Personal Securities Transactions means any transaction in a Security pursuant to which an Access Person would have a Beneficial Ownership interest with the exception of obligations of the U.S. Government, bankers’ acceptances, bank certificates of deposit, money market fund shares, commercial paper, high quality short-term debt instruments and registered open-end investment companies, none of which are funds advised or sub-advised by the Firm.

  • U.S. Securities System means a securities depository or book-entry system authorized by the U.S. Department of the Treasury or a “clearing corporation” as defined in Section 8-102 of the UCC.

  • Permitted Securities means any of the following:

  • Trust Securities means the Common Securities and the Capital Securities.

  • BofA Securities means BofA Securities, Inc.

  • Personal Securities Transaction means any transaction in a Covered Security in which an Access Person has a direct or indirect Pecuniary Interest.

  • U.S. Securities Act means the United States Securities Act of 1933, as amended;

  • Private Securities Transaction means any securities transaction relating to new offerings of securities which are not registered with the Securities and Exchange Commission, provided however that transactions subject to the notification requirements of Rule 3050 of the Financial Industry Regulatory Authority’s (FINRA) Conduct Rules, transactions among immediate family members (as defined in the interpretation of the FINRA Board of Governors on free-riding and withholding) for which no associated person receives any selling compensation, and personal securities transactions in investment company and variable annuity securities shall be excluded.

  • Trust Preferred Securities any preferred securities issued by a Trust Preferred Securities Subsidiary, where such preferred securities have the following characteristics:

  • Excess Securities means the Corporation Securities which are the subject of the Prohibited Transfer.

  • U.S. Securities Laws means all applicable securities legislation in the United States, including without limitation, the U.S. Securities Act, the U.S. Exchange Act and the rules and regulations promulgated thereunder, and any applicable state securities laws;

  • Non-Lead Servicing Agreements means the PSA with respect to each Non-Lead Note (other than the Non-Lead Note that is included in the Lead Securitization).

  • Transfer Restricted Securities means securities that bear or are required to bear the legend set forth in Section 2.06 hereof.

  • Securities Transfer Act means the Securities Transfer Act (British Columbia) from time to time in force and all amendments thereto and includes all regulations and amendments thereto made pursuant to that Act.

  • Non-Lead Servicing Agreement means the pooling and servicing agreement, trust and servicing agreement or other similar agreement to be entered into in connection with a Non-Lead Securitization Note.

  • Regulation S Securities means all Initial Securities offered and sold outside the United States in reliance on Regulation S.

  • Series A Securities means the Company's 10.01% Series A Junior Subordinated Deferrable Interest Debentures due March 15, 2027, as authenticated and issued under this Indenture.

  • Subordinated Securities means Securities that by the terms established pursuant to Section 2.02(i) are subordinated in right of payment to Senior Debt of the Company.

  • Restricted Securities Legend has the meaning set forth in Section 8.2(b).

  • Master Standby Agreement means the Master Agreement for Standby Letters of Credit dated as of the Closing Date among Borrowers, as Applicant(s), and GE Capital, as issuer.

  • Non-Lead Securitization Servicing Agreement shall have the meaning assigned to such term in Section 2(b).

  • Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.