Nasdaq Affiliate definition

Nasdaq Affiliate means The Nasdaq Stock Market, Inc. and any entity that directly or indirectly, through one or more intermediaries, controls, is controlled by, or is under common control with The Nasdaq Stock Market, Inc., where "control" means that the one entity possesses, directly or indirectly, voting control of the other entity either through ownership of capital stock or other equity securities or through majority representation on the board of directors or other management body of such entity.
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Nasdaq Affiliate m eans any legal entity which is directly or indirectly controlled ( whether through any shareholding or voting rights, r ights provided for in any docum ent or otherwise) by The NASDAQ OMX Group, I nc ( or any successor);
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Nasdaq Affiliate means The NASDAQ OMX Group, Inc. and any entity that directly or indirectly, through one or more intermediaries, controls, is controlled by, or is under common control with The NASDAQ OMX Group, Inc., where "control" means that the one entity possesses, directly or indirectly, voting
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Examples of Nasdaq Affiliate in a sentence

  • More specifically, Rule 5701 provides that, upon initial and throughout continued listing of the Affiliate Security 3 on the Exchange, the Exchange shall: 3 Pursuant to Rule 5701(a)(2), ‘‘Affiliate Security’’ means any security issued by a Nasdaq Affiliate, with the exception of Portfolio Depository Receipts as defined in Rule 4420(i)(1)(A) and Index Fund Shares as defined in Rule 4420(j)(1)(A), and pursuant to Rule 5701(a)(1), ‘‘Nasdaq Affiliate’’ means Nasdaq, Inc.

  • No other changes would be made to Rule 5701, which would continue to require that BX file a report with the Commission if it determines that the Nasdaq Affiliate is not in compliance with the listing requirements.

  • In addition, the proposed rule change would permit Nasdaq to file a report with the Commission within five business days of providing notice to the Nasdaq Affiliate of its non-compliance with Nasdaq’s listing requirements rather than at the same time that Nasdaq notifies the Nasdaq Affiliate.

  • No other changes would be made to Rule 4370, which would continue to require that Nasdaq file a report with the Commission if it determines that the Nasdaq Affiliate is not in compliance with the listing requirements.

Related to Nasdaq Affiliate

  • Nasdaq Stock Market means The Nasdaq Stock Market, Inc.

  • Nasdaq National Market means the National Association of Securities Dealers Automated Quotation National Market or any successor national securities exchange or automated over-the-counter trading market in the United States.

  • Stock Market means a securities market operated by a securities exchange;

  • NYSE means the New York Stock Exchange.

  • NASDAQ means the Nasdaq National Market.

  • Trading Affiliate has the meaning set forth in Section 3.2(h).

  • NYSE MKT means the NYSE MKT LLC.

  • Approved Stock Exchange means the New York Stock Exchange, NASDAQ or such other stock exchange in the United States of America, the United Kingdom or Hong Kong as is approved in writing by the Facility Agent or, in each case, any successor thereto.

  • Nasdaq Rules means the rules of NASDAQ;

  • Small group market means the health insurance market under which individuals obtain health

  • Nasdaq Stockholm means the Regulated Market of Nasdaq Stockholm AB (reg. no. 556420-8394, SE-105 78 Stockholm, Sweden).

  • Large group market means the health insurance market under which individuals obtain health

  • NASD means the National Association of Securities Dealers, Inc.

  • Listed Entity means an entity whose shares, debt or other securities are quoted on, listed on or marketed through a recognized stock exchange or other equivalent body, whether within or outside of Canada, other than an entity that has, in respect of a particular fiscal year, market capitalization and total assets that are each less than $10,000,000. An entity that becomes a listed entity by virtue of the market capitalization or total assets becoming $10,000,000 or more in respect of a particular fiscal year shall be considered to be a listed entity thenceforward unless and until the entity ceases to have its shares or debt quoted, listed or marketed in connection with a recognized stock exchange or the entity has remained under the market capitalization or total assets threshold for a period of two years.

  • AMEX means the American Stock Exchange.

  • Target Market “Investment Areas”; and “Targeted Populations” have the meanings ascribed to such terms in 12 C.F.R. 1805.104.

  • External Market Buyer means a Market Buyer making purchases of energy from the PJM Interchange Energy Market for consumption by end-users outside the PJM Region, or for load in the PJM Region that is not served by Network Transmission Service.

  • Eligible Market means The Nasdaq Capital Market, the NYSE American LLC, The Nasdaq Global Select Market, The Nasdaq Global Market or The New York Stock Exchange, Inc.

  • Internal Market Buyer means a Market Buyer making purchases of energy from the PJM Interchange Energy Market for ultimate consumption by end-users inside the PJM Region that are served by Network Transmission Service.

  • Individual market means the market for health insurance coverage offered to individuals other than

  • Designated Stock Exchange means any United States national securities exchange on which the securities of the Company are listed for trading, including the Nasdaq Capital Market.

  • Relevant Stock Exchange for the Fund means the primary exchange or quotation system on which shares (or other applicable securities) of the Fund are traded, as determined by the Calculation Agent.

  • OTC Bulletin Board means the over-the-counter electronic bulletin board.

  • NYSRC means the New York State Reliability Council.

  • OTC Market means any over-the-counter market or over-the-telephone market in any country in any part of the world, and in relation to any particular Authorised Investment shall be deemed to include any responsible firm, corporation or association in any country in any part of the world dealing in the Authorised Investment which the Manager may from time to time elect.

  • Qualified Marketmaker means an entity that holds itself out to the public or applicable private markets as standing ready in the ordinary course of business to purchase from customers and sell to customers claims against the Company, in its capacity as a dealer or market maker in claims against the Company.