NASL Financial definition

NASL Financial or the "Adviser"). In consideration of the mutual covenants contained herein, the parties agree as follows:
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NASL Financial or the "Adviser"), and Manufacturers Adviser Corporation, a Colorado Corporation (the "Subadviser"). In consideration of the mutual covenants contained herein, the parties agree as follows:
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NASL Financial or the "Adviser"), and Fidelity Management Trust Company, a Massachusetts Corporation (the "Subadviser"). In consideration of the mutual covenants contained herein, the parties agree as follows:
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Examples of NASL Financial in a sentence

  • Such expenses may include the distribution expenses reimbursed to NASL Financial pursuant to paragraph 1 hereof.

  • NASL Financial shall pay Promotional Agent said compensation on a monthly basis.

  • Subject to the terms and conditions of this Agreement, NASL Financial will pay to Promotional Agent compensation of 1% of the premiums, purchase payments and sales proceeds received and accepted under all Financial Services Products distributed through Broker-Dealers having a Selling Agreement with NASL Financial as a direct result of Promotional Agent's efforts (the "Promotional Agent Fee").

  • In addition, for the period January 1, 1996 through June 30, 1996, NASL Financial will pay to Promotional Agent a monthly fee of $1.5 million and for the period July 1, 1996 through December 31, 1996, NASL Financial will pay to Promotional Agent a monthly fee of $1.340 million.

  • NASL Financial hereby appoints Promotional Agent as its non-exclusive agent for the promotion of sales of the Financial Services Products specified in Schedule A hereto through Broker-Dealers, and Promotional Agent accepts such appointments subject to the terms and conditions set forth herein.

  • RECORD-KEEPING DUTIES Promotional Agent, NASL Financial and Security Life agree to keep all necessary records as are required of each by applicable federal and state law and acceptable business practices and to render any necessary assistance to one another for the accurate and timely preparation of such records.

  • Such customer information shall not be used without the prior written consent of NASL Financial by Promotional Agent or any company or person affiliated with Promotional Agent for any purposes whatsoever except as may be necessary in connection with Financial Services Products covered by this Agreement.

  • Promotional Agent agrees that the names and addresses of all customers and prospective customers of NASL Financial and of any affiliated company, which may come to the attention of Promotional Agent or any company or person affiliated with Promotional Agent, are confidential.

  • Selling Agreements - contracts among Broker-Dealers, Promotional Agent and NASL Financial (and Security Life in the case of Insurance Products) providing for the distribution of Financial Services Products issued, sponsored or developed by Security Life.

  • Neither Promotional Agent nor its representatives, employees and affiliated companies are authorized to give any information or make any representations concerning Financial Services Products other than those contained in any registration statements or related prospectuses and statements of additional information filed with the Securities and Exchange Commission relating thereto or in such sales literature as may be specifically authorized in writing by Security Life or NASL Financial (as applicable).

Related to NASL Financial

  • mixed financial holding company means a mixed financial holding company as defined in point (21) of Article 4(1) of Regulation (EU) No 575/2013;

  • financial group means a group that consists of a legal person or legal arrangement exercising control and coordinating functions over the rest of the group for the application of group supervision under the Core Principles, and its branches and subsidiaries that are financial institutions as defined in section 27A(6) of the MAS Act or the equivalent financial institutions outside Singapore;

  • financial holding company means a financial holding company as defined in point (20) of Article 4(1) of Regulation (EU) No 575/2013;

  • TD means The Toronto-Dominion Bank.

  • CNA means a 20-year capital needs assessment or analysis of replacement reserve requirements.

  • Bank Holding Company means a company registered as such with the Board of Governors of the Federal Reserve System pursuant to 12 U.S.C. §1842 and the regulations of the Board of Governors of the Federal Reserve System thereunder.

  • SAP Parent means SAP SE, a European Company (Societas Europaea, SE) established under the laws of Germany and the European Union, registered with the commercial register of the local court of Mannheim, Germany, under HRB 719915, with registered office in Walldorf, Germany, and business address at Dietmar-Hopp-Allee 16, 69190 Walldorf, Germany.

  • Bancorp means Eagle Bancorp, Inc., a Maryland corporation.

  • Material financial interest means a personal and pecuniary interest, direct or indirect, accruing to a public servant or spouse, either individually or in combination with each other. Notwithstanding the foregoing, the following shall not be deemed to be a material financial interest with respect to a business with which a public servant may be associated:

  • Company Financial Advisor has the meaning set forth in Section 3.10.

  • CCI means Charter Communications, Inc., a Delaware corporation, and any successor Person thereto.

  • SoftBank means Softbank Group Corp.

  • BCI means the Bureau of Criminal Identification, and is the designated state agency of the Division of Criminal Investigation and Technical Services Division, within the Department of Public Safety, responsible to maintain criminal records in the State of Utah.

  • Public Company means any Person with a class or series of Voting Stock that is traded on a stock exchange or in the over-the-counter market.

  • CBC means the Collective Bargaining Committee

  • Initial Financial Statements means (a) the audited annual Consolidated financial statements of Borrower dated as of December 31, 2002, and (b) the unaudited quarterly Consolidated financial statements of Borrower dated as of September 30, 2003.

  • Bank Entities is defined in Section 12.9.

  • Holding Company Transaction means the occurrence of (a) any transaction (including, without limitation, any acquisition, merger or consolidation) the result of which is that a “person” or “group” within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended, (i) becomes the direct or indirect ultimate “beneficial owner,” as defined in Rule 13d-3 under that Act, of common equity of the Issuer representing more than 50% of the voting power of the outstanding Common Stock or (ii) is otherwise required to consolidate the Issuer for purposes of generally accepted accounting principles in the United States, or (b) any consolidation or merger of the Issuer or similar transaction or any sale, lease or other transfer in one transaction or a series of related transactions of all or substantially all of the consolidated assets of the Issuer and its subsidiaries, taken as a whole, to any Person other than one of the Issuer’s subsidiaries; provided that, in the case of either clause (a) or (b), the Issuer or the Acquiror is or becomes a Bank Holding Company or Savings and Loan Holding Company.

  • Fifth Third means Fifth Third Bank, National Association.

  • BlackRock means persons controlling, controlled by or under common control with BlackRock, Inc. that act as investment adviser and subadviser to the Funds.

  • Financial Closing means the execution of the Financing Documents by all the parties thereto, and the fulfillment of all conditions precedent thereunder necessary to permit the advance of funds to pay amounts due under this Agreement.