National Registration Database definition

National Registration Database or "NRD" means the online electronic database of registration information regarding NRD filers and includes the computer system providing for the transmission, receipt, review, and dissemination of that registration information by electronic means;
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National Registration Database or “NRD” means the online electronic database of registration and approval information regarding Dealer Members, their registered or approved partners, officers, directorsOfficers, Directors, employees or agents and other firms and individuals registered under securities legislation in Canada, and includes the computer system providing for the transmission, receipt, review and dissemination of that registration information by electronic means.
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Examples of National Registration Database in a sentence

  • Individuals must indicate whether they have a National Registration Database (NRD) number.

  • Organizations must indicate whether they have a National Registration Database (NRD) number.

  • A Dealer Member must participate in the National Registration Database (defined insubsectionin subsection 2802(1)).

  • WFGS allowed its entries in the National Registration Database to reflect that the Fredericton staff were being supervised by the Moncton branch manager, when this was not the case.

  • A Dealer Member must participate in the National Registration Database (defined in subsection 2802(1)).

  • AND WHEREAS the Hearing Panel is of the opinion that between March 2003 and April 2008, the Respondent was engaged in outside business activities that were not disclosed in Form 33-109F4 or on the National Registration Database (“NRD”) as required, contrary to MFDA Rules 1.2.1(d), 2.1.1(c) and National Instrument 33-109.

  • From October 30, 2008 to March 23, 2009, the Respondent was registered on the National Registration Database as a mutual fund salesperson with ▇▇▇▇▇▇▇▇▇ & ▇▇▇▇▇▇ Associates Inc.

  • The Respondent’s submission to the National Registration Database stated that CE “resigned in good standing” effective October 25, 2004, with no internal discipline matters outstanding.

Related to National Registration Database

  • Registration Data means the information and documents requested by the Client during the Registration Process in order to open a trading account with the Company.

  • Provisional registration means a building official, plan reviewer, or inspector who is registered subject to his or her completion of the amount of training, education, and experience required by the commission and the appropriate advisory board and described in section 1007(2).

  • international registration means the registration of a mark effected under the Agreement or the Protocol or both, as the case may be;

  • International registration plan means a reciprocal agreement of member jurisdictions that is endorsed by the American association of motor vehicle administrators, and that promotes and encourages the fullest possible use of the highway system by authorizing apportioned registration of fleets of vehicles and recognizing registration of vehicles apportioned in member jurisdictions.

  • Special Registration means the registration of (A) equity securities and/or options or other rights in respect thereof solely registered on Form S-4 or Form S-8 (or successor form) or (B) shares of equity securities and/or options or other rights in respect thereof to be offered to directors, members of management, employees, consultants, customers, lenders or vendors of the Company or Company Subsidiaries or in connection with dividend reinvestment plans.