NMS Security definition

NMS Security means any security or class of securities for which transaction reports are collected, processed, and made available pursuant to an effective transaction reporting plan, or an effective national market system plan for reporting transactions in Listed Options.
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NMS Security means any security or class of securities for which trans- action reports are collected, processed, and made available pursuant to an ef- fective transaction reporting plan, or an effective national market system plan for reporting transactions in list- ed options.
Sample 1Sample 2Sample 3
NMS Security means any security or class of securities for which transaction reports are collected, processed, and made available pursuant to an effective transaction reporting plan, or an effective national market system plan for reporting transactions in listed options.
Sample 1

Examples of NMS Security in a sentence

  • In the case of a dividend paid on, or a redemption of, an NMS Security, the dividend or redemption proceeds will be passed along to you in proportion to your ownership interest, inclusive of fractional share interests.

  • The components of these networks are DWDM equipments, IP-MPLS Routers, Carrier Ethernet based Router and Switches, IMS Equipments along with Network OperatingCentres (NOC), Data Centres, Network Management Systems (NMS), Security andSynchronization devices along with back up media on Microwave & Satellite for some strategic locations.

  • Paragraph (c)(1) of proposed Rule 6830 requires each Industry Member to record and report to the Central Repository the Industry Member Data as set forth in paragraph (a) of proposed Rule 6830 for each NMS Security registered or listed for trading on such exchange or admitted to unlisted trading privileges on such exchange.

  • IMS Equipments along with Network Operating Centres (NOC), Data Centres, Network Management System (NMS), Security and Synchronization devices along with back up media on Microwave & Satellite for some strategic locations.

  • Accordingly, the Exchange proposes to define the term ‘‘NMS Stock’’ in Paragraph (y) of Proposed Rule 4.5 to mean any NMS Security other than an option.

  • Paragraph (c)(1) of Proposed Rule 4.7 requires each Industry Member to record and report to the Central Repository the Industry Member Data as set forth in paragraph (a) of Proposed Rule 4.7 for each NMS Security registered or listed for trading on such exchange or admitted to unlisted trading privileges on such exchange.

  • Paragraph (c)(1) ofProposed Rule 902 requires each Industry Member to record and report to the Central Repository the Industry Member Data as set forth in paragraph (a) of Proposed Rule 902 for each NMS Security registered or listed for trading on such exchange or admitted to unlisted trading privileges on such exchange.

  • Specifically, paragraph (cc) of proposed Rule 6810 defines the term “OTC Equity Security” to mean any equity security, other than an NMS Security, subject to prompt last sale reporting rules of aregistered national securities association and reported to one of such association’s equity trade reporting facilities.

  • In general, the Commission believes that the approach to these issues outlined below should serve to maximize competition between markets in OTC/Exchange-Traded NMS Securities.First, the NASD was concerned about the ability of a regional exchange to veto an issuer’s choice of having its security designated as an NMS Security by causing the security to be CTA- reported.

  • Specifically, paragraph (cc) of proposed Rule 1701 defines the term ‘‘OTC Equity Security’’ to mean any equity security, other than an NMS Security, subject to prompt last sale reporting rules of a registered national securities association and reported to one of such association’s equity trade reporting facilities.


More Definitions of NMS Security

NMS Security shall have the meaning provided to it at Securities Exchange Act Rule 600(b)(46).
Sample 1
NMS Security shall have the same definition as in Rule 600(b)(46) of Regulation NMS under the Securities Exchange Act, which for the avoidance of doubt includes both equity securities for which transaction reports are collected, processed and made available pursuant to an effective transaction reporting plan, and Options.
Sample 1

Related to NMS Security

  • Bid Security means the bid security provided by the Contractor to the Authority in accordance with the Request for Proposal, and which is to remain in force until substituted by the Performance Security;

  • Security means a mortgage, charge, pledge, lien or other security interest securing any obligation of any person or any other agreement or arrangement having a similar effect.

  • Permitted Security means any Security:

  • Synthetic Security A security or swap transaction, other than a Participation Interest, that has payments associated with either payments of interest on and/or principal of a reference obligation or the credit performance of a reference obligation.

  • Clearing Corporation Security means securities which are in the custody of or maintained on the books of a Clearing Corporation or a nominee subject to the control of a Clearing Corporation and, if they are Certificated Securities in registered form, properly endorsed to or registered in the name of the Clearing Corporation or such nominee.