NMS Stock definition

NMS Stock means any NMS Security other than an option.
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NMS Stock means any NMS secu- rity other than an option.
Sample 1Sample 2Sample 3
NMS Stock means any NMSsecurity other than an option.
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Examples of NMS Stock in a sentence

  • Extending the review period will enable the NMS Stock ATS to amend its disclosures, if appropriate, and allow Commission staff to conduct a thorough review of amendments to the initial disclosures provided on the initial Form ATS-N.

  • The initial Form ATS-N disclosures and discussions with Commission staff have revealed complexities about the operations of Legacy NMS Stock ATSs including, among other things, matching functionalities, means of order entry, order interaction and execution procedures, conditional order processes, segmentation of orders, and counterparty selection protocols.

  • In addition, the staff has been engaged in ongoing discussions with Ustocktrade about its disclosures and manner of 1 An NMS Stock ATS (as defined in Rule 300(k) of Regulation ATS) that was operating pursuant to an initial operation report on Form ATS on file with the Commission as of January 7, 2019 is a "Legacy NMS Stock ATS." 17 CFR 242.301(b)(2)(viii).

  • In addition, the staff has been engaged in ongoing discussions with CitiBLOC about its disclosures and manner of operations, 1 An NMS Stock ATS (as defined in Rule 300(k) of Regulation ATS) that was operating pursuant to an initial operation report on Form ATS on file with the Commission as of January 7, 2019 is a "Legacy NMS Stock ATS." 17 CFR 242.301(b)(2)(viii).

  • An NMS Stock ATS (as defined in Rule 300(k) of Regulation ATS) that was operating pursuant to an initial operation report on Form ATS on file with the Commission as of January 7, 2019 is a "Legacy NMS Stock ATS." 17 CFR 242.301(b)(2)(viii).

  • The volume-based payment shall be determined based upon the following rates: NMS Stock Options Rate / unit **** **** * Confidential treatment has been requested for redacted portions of this exhibit.


More Definitions of NMS Stock

NMS Stock shall have the same definition as in Rule 600(b)(47) of Regulation NMS under the Securities Exchange Act, which for the avoidance of doubt includes equity securities for which transaction reports are collected, processed and made available pursuant to an effective transaction reporting plan, but excludes Options.
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NMS Stock. ’ means any security, or class of securities, other than an option for which transaction reports are collected, processed, and
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NMS Stock. ’ means any security, or class of securities, other than an option for which transaction reports are collected, processed, and made available pursuant to an effective transaction reporting plan. See 17 CFR 242.600(b)(46) and (47).
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NMS Stock. ’ means ‘‘any NMS security other than an option’’ 16 and therefore security tokens traded on BSTX that
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Related to NMS Stock

  • Company Stock means, collectively, the Company Common Stock and the Company Preferred Stock.

  • Common Stock means the common stock of the Company.

  • Common Shares means the common shares in the capital of the Corporation;

  • Class A Stock means the Company's Class A Common Stock, par value $0.01 per share.

  • Class B Stock means Class B Stock, par value $1.00 per share, of the Company.

  • Shares means the shares of Common Stock issued or issuable to each Purchaser pursuant to this Agreement.

  • Ordinary Shares shall have the meaning given in the Recitals hereto.

  • Plan Shares means the total number of Common Shares which may be reserved for issuance as Optioned Shares under the Plan as provided in §2.2;

  • Parent Common Stock means the common stock, par value $0.01 per share, of Parent.

  • Fully Diluted Shares means the sum of (a) the aggregate number of shares of Company Stock outstanding immediately prior to the Effective Time, on an as-converted to Company Common Stock basis, including any shares of Company Common Stock held by the Buyer (other than shares of Company Stock to be cancelled in accordance with Section 2.1(b)) and (b) the aggregate number of shares of Company Common Stock issuable upon the exercise of all Company Options outstanding immediately prior to the Effective Time.

  • A Shares means shares issued by companies incorporated in the PRC and listed on the SSE or the SZSE, traded in RMB and available for investment by domestic investors through Stock Connect.