Finder means a person who, for consideration, participates in the offer to sell, sale, or purchase of securities by locating, introducing, or referring potential purchasers or sellers. Finder does not include a person whose actions are solely incidental to a transaction exempt pursuant to section 202(1)(r). The administrator may by rule or order exclude other persons from this definition.
Contracts Finder means the Government’s publishing portal for public sector procurement opportunities;
Banker s acceptance” means a time draft that is drawn on and accepted by a bank and that represents an irrevocable obligation of the bank.
Brokerage Fee means the fee payable to the Broker for the purchase by any Person of Interests in an Initial Offering equal to an amount agreed between the Managing Member and the Broker from time to time and specified in any Series Designation.
Salesperson means any person holding an Iowa real estate salesperson license as defined in Iowa Code section 543B.5(19).
Financial Advisor has the meaning set forth in Section 3.6.
Salesman or "agent" means any person licensed by the commission whose duties include the sale of a debt waiver or debt forgiveness agreement on behalf of the administrator.
BTA means a Basic Trading Area for which a Basic Trading Area (BTA) license is issued by the FCC.
Legal Advisor means the officer responsible for providing legal advice to the Standards Committee. This may be the Monitoring Officer, another legally qualified officer of the authority, or someone appointed for this purpose from outside the authority.
Financial Advisors has the meaning set forth in Section 4.26.
Company Financial Advisor has the meaning set forth in Section 3.10.
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Brokerage means the provision by a third party of services, for a fee, to source Sub-Contractors to provide the Services on behalf of the Provider.
Rule 3a-5 means Rule 3a-5 under the Investment Company Act.
ESMA means the European Securities and Markets Authority.
OSSTF means the Ontario Secondary School Teachers' Federation.
Financial Adviser means any:
to the Company’s knowledge means the actual knowledge after reasonable investigation of the Company’s officers and directors.
Disclosure Schedule means the Disclosure Schedule, dated as of the date hereof, delivered by the Seller to the Purchaser in connection with this Agreement.
Brokerage services means those activities identified in sections 543B.3 and 543B.6.
the Commission means the Charity Commission for England and Wales;
Tax Commission means the Oklahoma Tax Commission;
Legal Adviser means the properly qualified person appointed by the Trust to provide legal advice.
O. Reg. 419/05 means the Ontario Regulation 419/05, Air Pollution – Local Air Quality.
NCCPA means the National Commission on Certification of Physician Assistants.
Commission Share means each C share issued under circumstances which would normally give rise to an obligation of the holder of such share to pay a CDSC upon redemption of such share (including, without limitation, any C share issued in connection with a permitted free exchange), and any such share shall continue to be a Commission Share of the applicable Fund prior to the redemption (including a redemption in connection with a permitted free exchange) or conversion of such share, even though the obligation to pay the CDSC may have expired or conditions for waivers thereof may exist.