No Objections Letter definition

No Objections Letter. As defined in Section 5(t) hereof.
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No Objections Letter is defined in Section 4(t).
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No Objections Letter. As defined in Section 4(a)(xx) hereof.
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Examples of No Objections Letter in a sentence

  • The Company represents that the Company has received a No Objections Letter from FINRA in respect of the Registration Statement.

  • The Commencement Date shall not occur until such No Objections Letter has been received.

  • A firm must make a total of six representations to receive a Limited Review No Objections Letter.

  • If the firm later provides the additional four representations, then the staff may issue a Limited Review No Objections Letter.

  • The No Objections Letter in the Supplemental CD is clearly marked for your convenience.

  • When you are able to make all of the required representations you will receive a Limited Review No Objections Letter.

  • On or before the date of this Agreement, the Placement Agent shall have received a No Objections Letter from FINRA and received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Prospectus Supplement.

  • The No Objections Letter did not address the Company’s acquisition of: (i) fifteen companies and all of the assets of Apache Materials Transport, Inc.

  • You can expect a Limited Review Defer or Limited Review No Objections Letter, depending on whether all six representations were provided (see FAQ #6).

  • If a firm agrees to all representations initially, and the staff agrees the filing is eligible, the firm will receive a Limited Review No Objections Letter.


More Definitions of No Objections Letter

No Objections Letter is defined in Section 3(t).
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No Objections Letter. As defined in Section 4(t) hereof. Person: An individual, partnership, corporation, trust, limited liability company, unincorporated organization, government or agency or political subdivision thereof, or any other legal entity. Proceeding: An action, claim, suit or proceeding (including without limitation, an investigation or partial proceeding, such as a deposition), whether commenced or, to the knowledge of the Person subject thereto, threatened. Prospectus: The prospectus included in any Registration Statement, including any preliminary prospectus at the "time of sale" within the meaning of Rule 159 under the Securities Act and all other amendments and supplements to any such prospectus, including post-effective amendments, and all material incorporated by reference or deemed to be incorporated by reference, if any, in such prospectus.
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No Objections Letter has the meaning set forth in Section 8(u).
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No Objections Letter. As defined in Section 5(s) hereof. Person: An individual, partnership, corporation, limited liability company, trust, unincorporated organization, government or agency or political subdivision thereof, or any other legal entity.
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Related to No Objections Letter

  • Objections Statement has the meaning set forth in Section 1.02(d).

  • Representation Letters means the representation letters and any other materials (including, without limitation, a Ruling Request and any related supplemental submissions to the IRS) delivered or deliverable by, or on behalf of, Parent, SpinCo and others in connection with the rendering by Tax Advisors and/or the issuance by the IRS of the Tax Opinions/Rulings.

  • Statement of Objections has the meaning set forth in Section 2.04(c)(ii).

  • No-Action Letter means the response of the Securities and Exchange Commission's Office of Chief Counsel of Investment Management, dated April 18, 1995, in respect of the Xxxxxxxxx Russia Fund, Inc. (SEC Ref. No. 95-151-CC, File No. 811-8788) providing "no- action" relief under '17(f) of the Investment Company Act of 1940, as amended, and SEC Rule 17- f5 thereunder, in connection with custody of such Xxxxxxxxx Russia Fund, Inc.'s investments in Russian Securities.

  • Closing Checklist means the schedule, including all appendices, exhibits or schedules thereto, listing certain documents and information to be delivered in connection with the Agreement, the other Loan Documents and the transactions contemplated thereunder, substantially in the form attached hereto as Annex D.

  • JT No-Action Letters means SMC Capital, Inc., SEC No-Action Letter (pub. avail. Sept. 5, 1995) and Massachusetts Mutual Life Insurance Company, SEC No-Action Letter (pub. avail. June 7, 2000).

  • Seller’s Counsel has the meaning set forth in Section 10.13(a).

  • Draft Closing Statement means a draft closing statement as of the close of business of the fifth (5th) Business Day immediately preceding the Closing Date setting forth an estimate of the Purchase Price (including all adjustments and prorations thereto).

  • Seller’s Notice has the meaning set forth in Section 8.5(a).

  • Objection Notice has the meaning set forth in Section 2.3(a) of this Agreement.

  • Closing Notice Has the meaning specified in the NPA. Company: Has the meaning specified in the first paragraph of this Trust Supplement.

  • Representation Letter Letters to, or agreements with, the Depository to effectuate a book entry system with respect to the Class A Certificates registered in the Register under the nominee name of the Depository.

  • Seller's Closing Certificate means the certificate of Seller in the form of Exhibit C attached hereto.

  • Title Objections has the meaning ascribed to such term in Section 6.2(a).

  • Dispute Notice means a written notice served by one Party on the other stating that the Party serving the notice believes that there is a Dispute;

  • written statement means the written statement that the owner of the protected site is required to give to the occupier by section 1(2) of this Act.”

  • Notice of Objection has the meaning set forth in Section 2.4(c).

  • Claims Objection Bar Date means the deadline for objecting to a Claim, which shall be on the date that is the later of (a) 180 days after the Effective Date and (b) such other period of limitation as may be specifically fixed by the Debtors or the Reorganized Debtors, as applicable, or by an order of the Bankruptcy Court for objecting to Claims.

  • Buyer Closing Certificate has the meaning set forth in Section 7.03(d).

  • Investment Representation Letter As defined in Section 5.02(b).

  • Preliminary Closing Statement shall have the meaning set forth in Section 2.3(a).

  • Objections means any objection, application, motion, complaint or any other legal proceeding seeking, in whole or in part, to disallow, determine, liquidate, classify, reclassify, or establish the priority, expunge, subordinate or estimate any Claim (including the resolution of any request for payment of any Administrative Claim).

  • Purchaser’s Counsel means Xxxxxx Xxxxxx Xxxxxxx LLP.

  • Seller Closing Certificate has the meaning set forth in Section 7.02(d).

  • Closing Location means the location that all Proposals for this RFP will be accepted at.

  • Allocation Schedule has the meaning set forth in Section 2.07.