No Objections Letter definition

No Objections Letter. As defined in Section 5(t) hereof.

AI-Powered Contracts

Draft, Review & Redline at the Speed of AI

No Objections Letter is defined in Section 4(t).

No Objections Letter. As defined in Section 4(a)(xx) hereof.

Examples of No Objections Letter in a sentence

The Company represents that the Company has received a No Objections Letter from FINRA in respect of the Registration Statement.
The Commencement Date shall not occur until such No Objections Letter has been received.
FINRA has confirmed that it has not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements relating to the offering of the Securities, and the Representative shall have obtained a No Objections Letter from FINRA regarding same.
On or before the date of this Agreement, the Placement Agent shall have received a No Objections Letter from FINRA and received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Prospectus Supplement.

More Definitions of No Objections Letter

No Objections Letter is defined in Section 3(t).

No Objections Letter. As defined in Section 4(t) hereof. Person: An individual, partnership, corporation, trust, limited liability company, unincorporated organization, government or agency or political subdivision thereof, or any other legal entity. Proceeding: An action, claim, suit or proceeding (including without limitation, an investigation or partial proceeding, such as a deposition), whether commenced or, to the knowledge of the Person subject thereto, threatened. Prospectus: The prospectus included in any Registration Statement, including any preliminary prospectus at the “time of sale” within the meaning of Rule 159 under the Securities Act and all other amendments and supplements to any such prospectus, including post-effective amendments, and all material incorporated by reference or deemed to be incorporated by reference, if any, in such prospectus.

No Objections Letter. As defined in Section 5(s) hereof. Person: An individual, partnership, corporation, limited liability company, trust, unincorporated organization, government or agency or political subdivision thereof, or any other legal entity.

No Objections Letter has the meaning set forth in Section 8(u).