Non-Traded Securities definition
Non-Traded Securities means common and preferred equity securities that are not listed on an Exchange and American depositary receipts which are traded over-the-counter.
Examples of Non-Traded Securities in a sentence
An affiliate of NCPS has supplied technology to facilitate the online purchases of Publicly Registered Non-Traded Securities.
Stocks, Bonds, Electronically Traded Funds (ETF’s) and Other Traded and Non-Traded Securities Notwithstanding the investment allocation authority given to LPGCM, Client acknowledges and agrees that LPGCM may, from time to time, adopt policies restricting the activities of investment advisory accounts, including those of the Investment Account.