Offering Communications definition

Offering Communications means, collectively:
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Offering Communications means, collectively, (i) the Form N-1A filed by the Allianz Funds Multi-Strategy Trust with the Securities and Exchange Commission (“SEC”) on January 31, 2017 (the “Structured Return and U.S. Equity Hedged 2017 Registration Statement”);
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Examples of Offering Communications in a sentence

  • Except for the Additional Written Offering Communications, if any, identified in Schedule II hereto, including electronic road shows, if any, furnished to you before first use, the Company has not prepared, used or referred to, and will not, without your prior consent, prepare, use or refer to, any Additional Written Offering Communication.

  • General Solicitation and Offering Communications Section 4(a)(2) of the Securities Act exempts from the registration requirements “transactions by an issuer not involving any public offering,”121 but does not define the phrase.

  • Such risks include the potential challenges associated with proving that there were material misstatements and omissions in the Offering Communications and establishing significant damages under the securities laws.

  • Plaintiffs claim that Defendants violated the Securities Act by reason of material misrepresentations and omissions in the Offering Communications for the Mutual Funds.

  • Except for the Additional Written Offering Communications, if any, identified in Schedule II hereto, including electronic road shows, if any, furnished to you before first use, the Company and the Guarantors have not prepared, used or referred to, and will not, without your prior consent, prepare, use or refer to, any Additional Written Offering Communication.

  • The revised aggregate estimates for Form 10–K, including the new amendments, are 14,198,998 hours and $1,895,253,919 in external costs.4. Securities Offering Communications Rule 163 permits WKSIs to makeunrestricted oral and written offers before filing a registration statement, but any written offer will be considered a free writing prospectus and will generally have to be filed upon filing a registration statement or amendment covering the securities.

  • Except for the Additional Written Offering Communications, if any, identified in Schedule II hereto, including electronic road shows and furnished to you before first use, the Company has not used or referred to, and will not, without your prior consent, use or refer to, any Additional Written Offering Communication.

  • Specifically, Plaintiffs allege that the Offering Communications included untrue material statements, and failed to disclose material information, regarding, among other things, the Mutual Funds’ investment strategies.

  • AGI US, including through its employees or agents (such as Tournant, Taylor, Bond-Nelson, and/or members of the Structured Products Group), as set forth above, communicated with members of the Class to sell Mutual Fund shares to them pursuant to the Offering Communications.

  • Preliminary Memorandum issued August 7, 2019 Additional Written Offering Communications 1.

Related to Offering Communications

  • public communications network means an electronic communications network used wholly or mainly for the provision of electronic communications services available to the public which support the transfer of information between network termination points;

  • Remote communication means communication via electronic communication, conference telephone, videoconference, the internet, or such other means by which persons not physically present in the same location may communicate with each other on a substantially simultaneous basis.

  • Communications means, collectively, any notice, demand, communication, information, document or other material provided by or on behalf of any Loan Party pursuant to any Loan Document or the transactions contemplated therein which is distributed by the Administrative Agent, any Lender or the Issuing Bank by means of electronic communications pursuant to this Section, including through an Electronic System.

  • Written Communication has the meaning set forth in Rule 405 under the Securities Act.

  • Testing-the-Waters Communication means any oral or written communication with potential investors undertaken in reliance on Section 5(d) of the Securities Act.