Open Window Period definition

Open Window Period means the open window period for trading of Class A Shares by employees of the Partnership and its Subsidiaries that occurs once each fiscal quarter of the Company pursuant to the Xxxxxxx Xxxxxxx Policy established by the Board, as may be amended from time to time in its sole discretion.
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Open Window Period has the meaning set forth in ‎Section 6.08.
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Open Window Period means any period when Uniti (x) permits its directors to trade in securities of Uniti or (y) buys, sells or offers to sell securities of Uniti in the public markets.
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Examples of Open Window Period in a sentence

  • The Company shall ensure that an Open Window Period occurs once each fiscal quarter of the Company; provided that the Company may close any Open Window Period and restrict trading in any such period as required by the Company’s Xxxxxxx Xxxxxxx Policy and applicable securities laws.

  • Notwithstanding anything to the contrary contained in this Agreement, the Company shall be entitled, at all times, in its sole discretion and without a limitation, to block any Exchange by a Partner Group or shorten the Open Window Period if it becomes aware of any nonpublic information that has not been disclosed to the public.

  • Each Class B Partner shall be permitted to Exchange its Class B Units at any time during the first ten (10) days of an Open Window Period unless the Executive Committee elects to extend the period during which Exchanges may be made, in its sole discretion (each day within such ten (10) day period, as extended, is referred to herein as an “Exchange Date”).

  • Provided that no other restrictions on trading in DT Midstream securities apply, Board members, Section 16 Officers and any other “designated employee” may trade in Company securities only during the trading Open Window Period as published by the Corporate Secretary’s Office and with prior approval.

  • Furthermore, it is the responsibility of Access Persons seeking to buy and/or sell securities of the BDC to notify the Company’s CCO and Adviser’s CCO if they, during an Open Window Period, maintain any material-non-public information at the BDC level (e.g., plans to execute a deal that is material to the BDC’s portfolio, a portfolio company that is material to the BDC’s portfolio planning to file for bankruptcy, or strategic corporate actions pertaining to the BDC).

  • An Open Window Period will generally occur after the end of each calendar quarter and at least 24 hours after the public release of the BDC’s 10-Qs or 10-Ks. An Access Person’s sale of BDC securities will only be permitted as part of the BDC’s quarterly repurchase offers under the share repurchase program in accordance with the requirements of Rule 13e-4 promulgated under the Securities and Exchange Act of 1934 and the Investment Company Act of 1940.

  • The date on which the Initial Closing occurs shall be referred to as the “Initial Closing Date.” Notwithstanding the foregoing, in the event that Buyer has elected to consummate a Direct Stock Purchase on the Initial Closing Date in accordance with Section 2.02(e) and the Initial Closing pursuant to this Section 4.01 would not occur during an Open Window Period, the Initial Closing shall instead take place on the fifth (5th) Business Day of the next Open Window Period.

  • In case, however, the Company and/or ING terminates the Employment Contract and/or the membership of Mx. Xxxxxxx of the Board for Urgent Reasons, all irrevocable Stock Options granted to Mx. Xxxxxxx will have to be exercised — and will lapse if not so exercised — during the first Open Window Period (as defined in and having regard to the ING Group Regulations concerning inside information) following such termination.

  • An Access Person’s purchase of Company shares will only be permissible during an Open Window Period that is determined by the CCOs and General Counsel; under normal circumstances, an Open Window Period shall be limited to fixed period after the release of quarterly, public filings.


More Definitions of Open Window Period

Open Window Period mean any period when there is not a Company-wide prohibition in trading of Class A Common Stock pursuant to the Corporation’s xxxxxxx xxxxxxx policy.
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Open Window Period means the period commencing on the first Business Day following the date on which the Company files an annual report on Form 10-K or quarterly report on Form 10-Q, as applicable, and ending on the date that is thirty (30) days prior to the next preceding fiscal quarter end of the Company and in which Buyer is not in possession of any material non-public information regarding the Company.
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Related to Open Window Period

  • Window Period means the 3 consecutive calendar month period prior to the Scheduled Maturity Date.

  • Protection Period means the period beginning on the date of the occurrence of a Change in Control and ending 12 months following the occurrence of a Change in Control.

  • Free period means any Period other than the Prohibited Period.

  • Termination Period means the period of time beginning with a Change in Control and ending on the earlier to occur of:

  • Black-Out Period shall have the meaning set forth in Section 6.02.

  • Repurchase Period means a period of 90 consecutive days commencing on the date when the Optionee’s Service terminates for any reason, including (without limitation) death or disability.

  • Acquisition Period means any period commencing on the date that a Material Acquisition is consummated through and including the last day of the second full fiscal quarter following the date on which such acquisition is consummated; provided that there shall be at least one full fiscal quarter between any two Acquisition Periods.

  • Hire Period means the period commencing when the Customer holds the Hire Goods on hire (including Saturdays Sundays and Bank Holidays) and ending upon the happening of any of the following events:

  • Notification Period means a set period of time between the submittal of a Notice of Intent and the beginning of lead - based paint abatement activities (including all on-site worksite preparation).

  • Index Call Event means each of the following events:

  • Stated Termination Date means December 31, 2000.

  • Trading Window means a trading period for trading in Company‘s Securities as specified by the Company from time to time

  • Peak Period means the time between 6 a.m. and 10 p.m. (April through September) or between 7 a.m. and 11 p.m. (October through March) on all days except Saturdays and Sundays, which daily time period will be subject to change from time to time at the Company's option. This change would occur after no less than ten (10) days notice has been given to all Customers who would be affected, and to the Commission.

  • Retention Period means the minimum time that must pass after the creation, recording, or receipt of a record, or the fulfillment of certain actions associated with a record, before it is eligible for destruction.

  • Effective Termination Date has the meaning set forth in Section 10(b) hereof.

  • Post-Termination Exercise Period means the period following termination of a Participant’s Continuous Service within which an Option or SAR is exercisable, as specified in Section 4(h).

  • Post-Termination Period means the twelve (12) month period beginning on the Termination Date.

  • SOFR Index Cessation Date means, in respect of a SOFR Index Cessation Event, the date on which the FRBNY (or any successor administrator of the SOFR), ceases to publish the SOFR, or the date as of which the SOFR may no longer be used.

  • Objection Period has the meaning set forth in Section 2.4(d).

  • Open Enrollment Period means an enrollment period during which time any Eligible Employee and/or Dependent may apply to become a Subscriber and/or Covered Dependent, and existing Subscribers may apply to change to another provider network or coverage option, if available, or elect to terminate coverage.

  • Base Period means (i) the test period ending December 31, 2010 (or, if the Commission has elected to stagger its biennial reviews of utilities as provided in subdivision 1, the test period ending December 31, 2010, for a Phase I Utility, or December 31, 2011, for a Phase II Utility), or (ii) the most recent test period with respect to which credits have been applied to customers' bills under the provisions of this subdivision, whichever is later.