Operational Trading Procedures definition
Examples of Operational Trading Procedures in a sentence
The Client hereby acknowledges the responsibilities of reporting and reporting requirements set out herein, the Rules of SEHK, Options Trading Rules of SEHK, Operational Trading Procedures of SEHK, SFC Rules and Guidance Notes.
The Client should make reference to chapter 5 paragraph 5.9 – 5.11 of the Operational Trading Procedures of SEHK.
For the purposes of the Options Trading Rules and the Operational Trading Procedures, Large Open Position is similar to the concept of “reportable position” prescribed in the SFC Rules.
Unless redefined herein or the context requires otherwise, all expressions defined in (a) the SEHK Rules (including the Options Trading Rules and the Operational Trading Procedures); and (b) the Securities Client Agreement shall, where applicable, have the same meanings when used herein.
An Options Contract shall confer upon the holder the right to exercise the Options Contract in accordance with the Options Trading Rules, the Clearing Rules, and the Operational Trading Procedures and Clearing Procedures (collectively, “the Rules”).