Other Intermediaries definition

Other Intermediaries has the meaning set forth in Section 4.7(a).
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Other Intermediaries has the meaning set out in Section 3.1(22)(b).
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Examples of Other Intermediaries in a sentence

  • P., Vitale, M.: Portals, Agents, Auctions, Aggregators and Other Intermediaries.

  • There were no interfund receivables and payables at June 30, 2018.

  • Other Intermediaries include, but are not limited to, banks, trust companies, securities dealers, and trustees or administrators of self-administered RRSP's, RRIF's, RESP's and similar plans.

  • The Suppliers & Manufacturers’ membership category is available in two sub-categories - Cotton Traders and Other Intermediaries.

  • He has experience of over 35 years, and a professional of repute having vast experience in the Financial and Capital Market.He has deep understanding of Accounting, Audit and functioning of Financial Markets Sector Participants and has spearheaded practice of S Panse & Co LLP in the area of Audit, Quality Assurance Services, Due Diligence, Internal Audits, Advisory Services to the Mutual funds, Portfolio Managers, Banks, Insurance Companies and Other Intermediaries in Capital Market.

  • In Malta, the Insurance Business Act and the Insurance Brokers and Other Intermediaries Act regulate the business of insurance and insurance intermediaries operating in or from the country.

  • Payments to Broker-Dealers and Other Intermediaries For important information about financial intermediary compensation, please see “Payments to Broker-Dealers and other Financial Intermediaries” on page 15 of this Prospectus.

  • Electronic Markets Buyer Seller Banks Delivery Channels Other Intermediaries Figure 2.

  • The MFSA has asked Lloyd’s to comply with the service of suit requirement as stipulated under the Maltese Insurance Business Act 1998 and under the Maltese Insurance Brokers and Other Intermediaries Act 1998, by ensuring the service of suit clause appears on all Maltese policies.

  • Insuranc e Busines s Act, in so far as insurance agents and insurance managers are concerned, or underthe Insurance Brokers and Other Intermediaries Act*, shall continue in force and to be valid as if such licence were issued or as if such other action were taken or commenced under this Act.Cap.

Related to Other Intermediaries

  • Intermediaries has the meaning set forth in Section 3.14(1).

  • Ocean Transportation Intermediaries (“OTI”) shall include an “ocean freight forwarder” and a “non-vessel operating carrier”;

  • Voting Interests means shares of capital stock issued by a corporation, or equivalent Equity Interests in any other Person, the holders of which are ordinarily, in the absence of contingencies, entitled to vote for the election of directors (or persons performing similar functions) of such Person, even if the right so to vote has been suspended by the happening of such a contingency.

  • Financial Intermediary means a financial intermediary as that term is defined in Rule 22c-2.

  • controlled by and "under common control with"), as applied to any Person, means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of that Person, whether through the ownership of voting securities or by contract or otherwise.

  • Controlled have meanings correlative to the foregoing.

  • Controls have meanings correlative thereto.)

  • Owned and controlled means a business which is:

  • Voting Interest With respect to any provisions hereof providing for the action, consent or approval of the Holders of all Certificates evidencing specified Voting Interests in the Trust Estate, the Holders of each Class of Certificates will collectively be entitled to the then applicable percentage of the aggregate Voting Interest represented by all Certificates equal to the ratio obtained by dividing the Principal Balance of such Class by the sum of the Class A Principal Balance and the Class B Principal Balance. Each Certificateholder of a Class will have a Voting Interest equal to the product of the Voting Interest to which such Class is collectively entitled and the Percentage Interest in such Class represented by such Holder's Certificates. With respect to any provisions hereof providing for action, consent or approval of each Class of Certificates or specified Classes of Certificates, each Certificateholder of a Class will have a Voting Interest in such Class equal to such Holder's Percentage Interest in such Class.

  • Effectively owned or controlled means that a foreign government or any entity controlled by a foreign government has the power, either directly or indirectly, whether exercised or exercisable, to control the election, appointment, or tenure of the Offeror's officers or a majority of the Offeror's board of directors by any means, e.g., ownership, contract, or operation of law (or equivalent power for unincorporated organizations).

  • insurance intermediary means any natural or legal person, other than an insurance or reinsurance undertaking or their employees and other than an ancillary insurance intermediary, who, for remuneration, takes up or pursues the activity of insurance distribution;

  • Controlled Foreign Corporation means “controlled foreign corporation” as defined in the Tax Code.

  • Intermediary bank means a bank to which an item is transferred in course of collection except the depositary or payor bank.

  • Commodity intermediary means a person that:

  • Indirect holdings means all securities of a company that are held in an account or fund, including a mutual fund, that is managed by one or more persons who are not employed by the state treasurer or a retirement system, if the state treasurer or retirement system owns shares or interests either:

  • Voting Securities means any securities of the Company that vote generally in the election of directors.

  • Institutional Controls or “ICs” shall mean Proprietary Controls and state or local laws, regulations, ordinances, zoning restrictions, or other governmental controls or notices that: (a) limit land, water, or other resource use to minimize the potential for human exposure to Waste Material at or in connection with the Site; (b) limit land, water, or other resource use to implement, ensure non-interference with, or ensure the protectiveness of the RA; and/or (c) provide information intended to modify or guide human behavior at or in connection with the Site.

  • Cash Management Accounts means the bank accounts of each Loan Party maintained at one or more Cash Management Banks listed on Schedule 8.01.

  • Cash Management System shall have the meaning assigned to such term in Section 9.01.

  • indirectly ’ means that, i f there is no heat source present in the room, heat can enter the room easily from a heated adjacent r oom ( e.g a dining r oom may not hav e a r adiator, but would receive heat from the heated living room through a large open archway).

  • Reinsurance intermediary means a reinsurance intermediary-broker or a reinsurance intermediary-manager.

  • Investment Person means all Portfolio Managers of Loomis Sayles and other Advisory Persons who assist the Portfolio Managers in making and implementing investment decisions for an Investment Company or other client of Loomis Sayles, including, but not limited to, designated Research Analysts and traders of Loomis Sayles. A person is considered an Investment Person only as to those client accounts or types of client accounts as to which he or she is designated by Personal Trading Compliance or the Chief Compliance Officer as such. As to other accounts, he or she is simply an Access Person.

  • Indirect Depository Participant An institution that is not a Depository Participant but clears through or maintains a custodial relationship with Participants and has access to the Depository's clearing system.

  • Wholly-Owned Investment Sub means an entity (i) that is a wholly-owned subsidiary7 of a Regulated Fund (with such Regulated Fund at all times holding, beneficially and of record, directly or indirectly, 95% or more of the voting and economic interests); (ii) whose sole business purpose is to hold one or more investments on behalf of such Regulated Fund (and, in the case of an SBIC Subsidiary, maintain a license under the SBA Act and issue debentures guaranteed by the SBA); (iii) with respect to which such Regulated Fund’s Board has the sole authority to make all determinations with respect to the entity’s participation under the Conditions to this application; and (iv) (A) that would be an investment company but for Section 3(c)(1), 3(c)(5)(C), or 3(c)(7) of the Act, or (B) that qualifies as a real estate investment trust (“REIT”) within the meaning of Section 856 of the Internal Revenue Code (“Code”) because substantially all of its assets would consist of real properties.

  • Intermediary means “a person who actively participates in the facilitation of the contract or negotiating the contract, including a broker, adviser, attorney, or representative of or agent for the business entity who:

  • Cash Management Account has the meaning set forth in Section 2.7(a).