Overseas Broker definition

Overseas Broker means a broker whose principal place of business is located outside Australia.
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Examples of Overseas Broker in a sentence

  • In accordance with the third paragraph of Article 2 of the Interim Measures, an Overseas Broker is a financial institution duly incorporated outside of the PRC as prescribed in the Interim Measures, and certified or licensed by the local competent authority to accept funds and trading orders from trading participants and execute futures orders in its own name for its Clients.

  • Clients’ funds deposits must be disclosed in Note 1(b), [Clients’ Segregated Account at Bank] or Note 1(c), [Deposits with the SFE Clearing House, SFE or SFE Clearing House Member, Overseas Broker or deposits with authorised institutions pursuant to Section 1209(5) of the Corporations Law].

  • Clients’ funds deposits must be disclosed in Note 1(b), [Clients’ Segregated Account at Bank] or Note 1(c), [Deposits with the SFE Clearing House, SFE or SFE Clearing House Member, Overseas Broker or deposits with authorised institutions governed under Section 1209(5) of the Corporations Law].

  • Deposits with an Overseas Broker** – Note 1(c)This represents the Member’s proprietary funds as well as related/associated companies’ monies and director/employee monies, which have been deposited with an overseas broker for the purpose of trading futures and options on a recognised overseas Exchange.

  • Deposits with an Overseas Broker* – Note 1(c)This represents client monies which have been deposited with an overseas broker for the purpose of trading futures and options on a recognised overseas Exchange.

Related to Overseas Broker

  • Seller’s Broker means CB Xxxxxxx Xxxxx.

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • Surplus lines broker means a person licensed pursuant to Article 5.1 (§ 38.2-1857.1 et seq.) of this

  • Data Broker means either of the following:

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Customs Broker means that individual, partnership, entity or corporation licensed by the Canada Border Services Agency, or other authorized body, to engage in the business of a customs broker and who is named as the Customs Broker in the Agency Agreement and Power of Attorney.

  • Customs Broker Agreement means an agreement in form and substance reasonably satisfactory to the Agent among a Loan Party, a customs broker, freight forwarder, consolidator or carrier, and the Agent, in which the customs broker, freight forwarder, consolidator or carrier acknowledges that it has control over and holds the documents evidencing ownership of the subject Inventory for the benefit of the Agent and agrees to hold and dispose of the subject Inventory solely as directed by the Agent.

  • Associate broker means a licensed broker who is employed by

  • Customs Broker/Carrier Agreement means an agreement in form and substance satisfactory to the Agent among a Loan Party, a customs broker, freight forwarder, consolidator, or carrier, and the Agent, in which the customs broker, freight forwarder, consolidator, or carrier acknowledges that it has control over and holds the documents evidencing ownership of the subject Inventory for the benefit of the Agent and agrees, upon notice from the Agent, to hold and dispose of the subject Inventory solely as directed by the Agent.

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • Loan broker means any person who, for compensation or gain, or in the expectation

  • Goldman Sachs means Goldman Sachs & Co. LLC.

  • Tenant’s Broker means the individual or corporate broker identified on the Basic Lease Information sheet as the broker for Tenant.

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • REAL ESTATE BROKERS (See also Paragraph 15) REPRESENTATION: The following real estate brokers (collectively, the "BROKERS") and brokerage relationships exist in this transaction (check applicable boxes): [X] XXXX Commercial Real Estate Services represents Lessor exclusively ("LESSOR'S BROKER"); [X] The Xxxxxx Co. represents Lessee exclusively ("LESSEE'S BROKER"); or [ ] _______________________________ represents both Lessor and Lessee ("DUAL AGENCY").

  • Goldman means Xxxxxxx, Sachs & Co.

  • Asset Management Company means an asset Management Company as defined in the Rules and Regulations.

  • Asset Management is a principle/practice that includes planning processes, approaches, plans, or related documents that support an integrated lifecycle approach to the effective stewardship of infrastructure assets to maximize benefits and effectively manage risk.

  • Landlord’s Broker means the individual or corporate broker identified on the Basic Lease Information sheet as the broker for Landlord.

  • Asset Management Fee shall have the meaning set forth in Section 8.03.

  • Mortgage broker means any person who for compensation or

  • insurance broker means an insurance brokerage firm,

  • Asset Management Agreement means, as the context requires, any agreement entered into between a Series and an Asset Manager pursuant to which such Asset Manager is appointed as manager of the relevant Series Assets, as amended from time to time.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Real estate brokerage activity means any activity that involves offering or providing real estate brokerage services to the public, including: