Participant Rules definition

Participant Rules means the relevant rules of the jurisdiction where the transaction takes place as may be amended from time to time;
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Participant Rules means the NZX Participant Rules 2004 (including Guidance Notes and Practice Notes), as amended from time to time;
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Examples of Participant Rules in a sentence

  • Appendix “A” contains text of current CDS Participant Rules marked to reflect proposed amendments as well as text of these rules reflecting the adoption of the proposed amendments.

  • Where the Customer has failed to settle with the Bank, the Parties shall have the rights and obligations imposed by the Participant Rules and/or the Clearing and Settlement Rules (or the settlement rules in the applicable market regarding cancellation of the transaction and mitigating any loss relating to that failure to settle).

  • Each amendment to the CDS Participant Rules is reviewed by CDS’s Legal Drafting Group (“LDG”).

  • The LDG comments on the drafting of proposed amendments to the CDS Participant Rules, and can suggest further revisions.

  • NZX Prescribed Person ConfirmationAs an NZX Market Participant (‘NZX Firm’), Jarden Securities Limited (Jarden) is prohibited under the NZX Participant Rules from buying or selling securities for a Prescribed Person of any other NZX Firm (i.e. another company that has the ability to advise and or trade in financial instruments (e.g. shares) on behalf of clients, on the New Zealand Stock Exchange (see https://www.nzx.com/services/market-participants for the full list of NZX Market Participants).

  • Bank has the meaning given to that term in the NZX Participant Rules.

  • The amendments to CDS Participant Rules are expected to become effective upon approval from the Recognizing Regulators following public notice and comment.

  • Common Shareholder Number or CSNhas the meaning given in the NZX Participant Rules.

  • We mitigate this risk by only lending the Scheme's financial products to accredited NZX Participants, who are subject to minimum capital adequacy and other requirements under the NZX Participant Rules.

  • C&S Agreement has the meaning given to that term in the NZX Participant Rules.

Related to Participant Rules

  • Participant ID means each unique identifier assigned to a Participant other than a DMA Customer by BSEF for access to the SEF operated by BSEF.

  • Participant contract means a contract by which a sponsored captive insurance company insures the risks of a participant and limits the losses of the participant to the assets of a protected cell.

  • Relevant Rules means, at any time, the laws, regulations, requirements, guidelines and policies relating to capital adequacy (including, without limitation, as to leverage) then in effect in the United Kingdom including, without limitation to the generality of the foregoing, as may be required by CRD IV or BRRD or any applicable successor legislation or any delegated or implementing acts (such as regulatory technical standards) adopted by the European Commission and applicable to the Issuer from time to time and any regulations, requirements, guidelines and policies relating to capital adequacy adopted by the Relevant Regulator from time to time (whether or not such requirements, guidelines or policies are applied generally or specifically to the Issuer or to the Issuer and any of its holding or subsidiary companies or any subsidiary of any such holding company).

  • SIFT Rules means the provisions of the Income Tax Act providing for a tax on certain income earned by a “SIFT trust” or “SIFT partnership” as those terms are defined in the Income Tax Act.

  • Participant Register has the meaning specified in Section 10.06(d).

  • Section 162(m) Participant means any key Employee designated by the Administrator as a key Employee whose compensation for the fiscal year in which the key Employee is so designated or a future fiscal year may be subject to the limit on deductible compensation imposed by Section 162(m) of the Code.

  • Participant Group means you, each of your holding companies and subsidiaries and each subsidiary of each of your holding companies (as each such term is defined in the Companies Act 1985); and

  • Participant Documentation means the agreements (together with any applicable schedules, exhibits or appendices thereto required by BSEF) in form and substance acceptable to BSEF, that are required to be executed and delivered to BSEF before a Person may access the SEF operated by BSEF as a Participant. Participant Documentation shall not include DMA Customer Documentation.

  • Participant Agreement means an employment or other services agreement between a Participant and the Service Recipient that describes the terms and conditions of such Participant’s employment or service with the Service Recipient and is effective as of the date of determination.

  • Model Rules means the State of Oregon’s Attorney General’s model rules of procedure for Public Contracting, which are set forth in OAR Chapter 137, divisions 46, 47, 48, and 49, and required under ORS 279A.065.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • Participant Contributions means contributions made by the Participant pursuant to an executed Pay Reduction Agreement subject to the Participant Contribution limits contained in Article III.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • House Rules means the specific rules that are adopted by a facility licensee to govern the operation of a licensed facility and events, and which must comply with these policies;

  • Voting Participant Notification is defined in Section 11.10(i) hereof.

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • Authorised Participant Agreement means, in respect of an Authorised Participant, the authorised participant agreement (as amended, supplemented, novated and/or replaced from time to time) entered into by the Issuer and such Authorised Participant.

  • HKIAC Rules shall have the meaning ascribed to it in Section 10.13(a).

  • Program Participants means, for any CRP, the Centers (other than the Lead Center for such CRP) and any Partner receiving funding for activities under such CRP that are funded by the CGIAR Fund.

  • Section 162(m) Award means a Performance Award granted under Section 6(k)(i) to a Covered Employee that is intended to satisfy the requirements for “performance-based compensation” within the meaning of Section 162(m).

  • Adoption assistance means financial assistance provided to families adopting children with special needs. "Adoption assistance" may be state or federally funded. Federal adoption assistance is authorized by the Adoption Assistance and Child Welfare Act of 1980 (Pub. L. No. 96-272, 94 Stat. 500 (1980)). State adoption assistance is authorized by ORS 418.330 to 418.335.

  • Section 16 Participants means Participants who are subject to the provisions of Section 16 of the Exchange Act.

  • Administrative Rules means the rules and procedures of the Issuer relating to the operation of the Plan.

  • M&A Rules means the Provisions on Merging and Acquiring Domestic Enterprises by Foreign Investors, which was promulgated by six Governmental Agencies, namely, the Ministry of Commerce, the State-owned Assets Supervision and Administration Commission, the State Administration for Taxation, the State Administration for Industry and Commerce, the China Securities Regulatory Commission (the “CSRC”), and the State Administration of Foreign Exchange, on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • General Rules means the general rules set out in Part 2 of these QFCA Rules.