Examples of Participating Broker-Dealer in a sentence
Should the Participating Broker-Dealer choose to opt out of this provision, it will not be eligible to receive the Servicing Fee and initialing is not necessary.
The Participating Broker-Dealer represents by its acceptance of each payment of the Servicing Fee that it complies with each of the above requirements.
If the Participating Broker-Dealer so elects, the Participating Broker-Dealer shall provide such deposit authorization and instructions in Schedule 2 to this Agreement.
Participating Broker-Dealer represents and warrants that it is its sole responsibility to ensure that its representatives are properly registered and licensed as required by any applicable law, rule or regulation.
Servicing Fees (as defined Schedule 1 to this Agreement) due to the Participating Broker-Dealer pursuant to this Agreement will be paid to the Participating Broker-Dealer within thirty (30) days after receipt by the Dealer Manager.