Participating Dealer definition

Participating Dealer means any licensed broker or dealer and who has entered into a Participation Agreement in form and substance acceptable to the Manager and the Trustee.

Participating Dealer means a licensed broker or dealer who is (or who has appointed an agent or delegate who is) a person admitted for the time being by HKSCC as a participant of CCASS and who has entered into a Participation Agreement in form and substance acceptable to the Company, the Manager and the Custodian, and any reference in this Prospectus to “Participating Dealer” shall include a reference to any agent or delegate so appointed by the Participating Dealer.

Participating Dealer means a dealer other than the principal distributor that distributes securities of a mutual fund;

Examples of Participating Dealer in a sentence

• Participating Dealer shall have no right to assign this Agreement or any of Participating Dealer’s rights hereunder or to delegate any of Participating Dealer’s obligations.

• For the avoidance of doubt, Participating Dealer will not show or provide to any investor any material that is supplied to it by Dealer Manager and marked “financial professional use only” or otherwise bearing a legend denoting that it is not to be used in connection with the offer or sale of Shares to potential investors.

• Dealer Manager shall provide written notice of any such assignment to Participating Dealer.

• Participating Dealer is not authorized or permitted to give, and will not give, any information or make any representation (written or oral) concerning the Shares except as set forth in the Memorandum or as otherwise specifically authorized by the Company.

• Participating Dealer agrees that it will not use in connection with the offer or sale of Shares any materials or writings which have not been previously approved by the Company in writing.

More Definitions of Participating Dealer

Participating Dealer means a broker or dealer who is (or who has appointed an agent or delegate who is) a Participant and who has entered into a Participation Agreement in form and substance acceptable to the Manager and Trustee, and any reference in this Prospectus to “Participating Dealer” shall include a reference to any agent or delegate so appointed by the Participating Dealer.

Participating Dealer means any eligible dealer who has entered into a Participation Agreement.

Participating Dealer means any participant who is a broker or dealer or such other person as may be approved by the Manager and the Trustee and who has entered into a Participant Agreement in form and substance acceptable to the Manager and the Trustee;

Participating Dealer means a broker or dealer (licensed for Type 1 regulated activity under the Securities and Futures Ordinance) which has entered into a Participation Agreement, and any reference in this Prospectus to “Participating Dealer” shall, where the context requires, include a reference to any PD agent so appointed by the Participating Dealer.

Participating Dealer means any participant of CCASS who has entered into a Participation Agreement.

Participating Dealer means, in respect of each Sub-Fund, a broker or dealer (licensed for Type 1 regulated activity under the Securities and Futures Ordinance) which has entered into a Participation Agreement.

Participating Dealer means Citigroup Global Markets Singapore Securities Pte Ltd, CIMB Securities (Singapore) Pte. Ltd., Goldman Sachs Futures Pte Ltd, DBS Vickers Securities (Singapore) Pte Ltd, Flow Traders Asia Pte Ltd, Commerzbank AG, or any broker or dealer which has entered into a Participation Agreement in form and substance acceptable to the Manager and the Trustee.