Per Se Professional Client definition

Per Se Professional Client means a client considered by BNYM (in accordance with Annex II of MiFID) to possess the experience, knowledge and expertise to make its own investment decisions and properly assess the risks that it incurs, based upon the client falling into one of categories set out in section I of Annex II of MiFID, which in summary includes: (i) entities which are required to be authorised or regulated to operate in the financial markets; (ii) undertakings whose assets and income meet or exceed minimum levels set out in MiFID II; (iii) national and regional governments, public bodies that manage public debt at national or regional level, central banks and international and supranational institutions; and (iv) other institutional investors whose main activity is to invest in Financial Instruments.
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Per Se Professional Client means a client described in Part I of Annex II to MiFID II. ‘person’ means a natural person or legal person.
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Per Se Professional Client means a client that meets the criteria laid down in the FCA Rules;
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Examples of Per Se Professional Client in a sentence

  • If you satisfy the definition of Per Se Professional Client or Eligible Counterparty, we may notify you that we will treat you as such.

  • As a Per Se Professional Client or Eligible Counterparty, you will therefore not have a proprietary claim over money transferred to us, and we can deal with it in our own right.

  • This clause applies only if you have been classified by us as a Per Se Professional Client or Eligible Counterparty following the completion by you of the Personal Trading Account Application Form.

  • As a Per Se Professional Client or Eligible Counterparty, our services to you under this Agreement are provided on the understanding that you do not require money which is transferred by you to us to be held in accordance with the Client Money Rules.

  • Over the entire sample the range of the forecast error is bounded by 8 percent in absolute value.

  • If you have been categorised as a Professional Client but we do not believe that you satisfy the criteria to be a Per Se Professional Client, we will contact you separately to seek your consent to be treated as an Elective Professional Client.

  • Per Se Professional Client: Certain clients automatically fall within the definition of Professional Clients (“per se” Professional Clients).

  • Certain clients automatically fall within the definition of Professional (“per se” Professional Clients) unless and to the extent that they are eligible counterparties (carrying out eligible counterparty business).PIL UK proposes to categorise you as a Per Se Professional Client with regard to the discretionary investment management services provided.

  • These categories derive from MiFID II and include (but are limited to) Retail Clients, Professional Clients (as a Professional Client, you may either be a Per Se Professional Client or an Elective Professional Client) and Eligible Counterparties (as an Eligible Counterparty, you may either be a Per Se Eligible Counterparty or an Elective Eligible Counterparty).

  • The Authority has not identified any financial benefit that Santander UK derived directly from its breach.


More Definitions of Per Se Professional Client

Per Se Professional Client means a client that meets the criteria laid down in Clause 2 of Schedule 2 of the Regulations;
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Per Se Professional Client means a client who is considered as a professional client in accordance with Section A of Annex III of the LFS;
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Related to Per Se Professional Client

  • Professional Client means a client meeting the criteria laid down in Annex II;

  • Multiphase professional services contract means a contract for the providing of professional

  • Professional service or professional services means a professional service or professional services as defined in the Health Insurance Act 1973.

  • Registered professional engineer means a person who is registered as a professional engineer pursuant to s. 443.04, Stats.

  • Licensed professional counselor means a counselor licensed by a member state, regardless of the title used by that state, to independently assess, diagnose, and treat behavioral health conditions.

  • Substance Abuse Professional (SAP) means a qualified person who evaluates employees who have violated a DOT drug and alcohol regulation and makes recommendations concerning education, treatment, follow-up testing, and aftercare.

  • Licensed Professional Engineer means a person acceptable to Buyer in its reasonable judgment who (a) is licensed to practice engineering in California, (b) has training and experience in the power industry specific to the technology of the Project, (c) has no economic relationship, association, or nexus with Seller or Buyer, other than to meet the obligations of Seller pursuant to this Agreement, (d) is not a representative of a consultant, engineer, contractor, designer or other individual involved in the development of the Project or of a manufacturer or supplier of any equipment installed at the Project, and (e) is licensed in an appropriate engineering discipline for the required certification being made.

  • Professional service means a type of personal service to the public that requires as a condition precedent to the rendering of the service the obtaining of a license or other legal authorization. Professional service includes, but is not limited to, services rendered by a certified or other public accountant, chiropractor, dentist, optometrist, veterinarian, osteopathic physician, physician, surgeon, podiatrist, chiropodist, physician's assistant, architect, professional engineer, land surveyor, or attorney-at-law.

  • Qualified mental health professional means a licensed medical practitioner or any other person meeting the qualifications specified in OAR 309-019-0125.

  • Professional Fee Order means the order entered by the Bankruptcy Court on July 24, 2008 at Docket No. 227 authorizing the interim payment of Professional Claims.

  • Nonprofessional services means any services not specifically identified as professional services in

  • professional user shall have the meaning given it in the Regulations and Procedures for the International Registry.

  • Retained Professional means an Entity: (a) employed in the Chapter 11 Cases pursuant to a Final Order in accordance with sections 327 and 1103 of the Bankruptcy Code and to be compensated for services rendered prior to the Effective Date, pursuant to sections 327, 328, 329, 330, or 331 of the Bankruptcy Code; or (b) for which compensation and reimbursement has been allowed by the Bankruptcy Court pursuant to section 503(b)(4) of the Bankruptcy Code.

  • Health professional means any of the following:

  • Professional Services means those services within the scope of the practice of architecture, professional engineering, landscape architecture, or registered surveying and mapping, as defined by the laws of Florida, or those services performed by any architect, professional engineer, landscape architect, or registered surveyor and mapper, in connection with the firm's or individual's professional employment or practice.

  • Allied Health Professional means a person registered as an allied health professional with the Health Professions Council;

  • Licensed mental health professional or "LMHP" means a physician, licensed clinical psychologist, licensed professional counselor, licensed clinical social worker, licensed substance abuse treatment practitioner, licensed marriage and family therapist, certified psychiatric clinical nurse specialist, licensed behavior analyst, or licensed psychiatric/mental health nurse practitioner.

  • Medical professional means any person licensed or certified to provide health care services to