Per Se Professional Client definition

Per Se Professional Client means a client considered by BNYM (in accordance with Annex II of MiFID) to possess the experience, knowledge and expertise to make its own investment decisions and properly assess the risks that it incurs, based upon the client falling into one of categories set out in section I of Annex II of MiFID, which in summary includes: (i) entities which are required to be authorised or regulated to operate in the financial markets; (ii) undertakings whose assets and income meet or exceed minimum levels set out in MiFID II; (iii) national and regional governments, public bodies that manage public debt at national or regional level, central banks and international and supranational institutions; and (iv) other institutional investors whose main activity is to invest in Financial Instruments.
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Per Se Professional Client means a client described in Part I of Annex II to MiFID II. ‘person’ means a natural person or legal person.
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Per Se Professional Client means a client that meets the criteria laid down in the FCA Rules;
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Examples of Per Se Professional Client in a sentence

  • These categories derive from MiFID II and include (but are limited to) Retail Clients, Professional Clients (as a Professional Client, you may either be a Per Se Professional Client or an Elective Professional Client) and Eligible Counterparties (as an Eligible Counterparty, you may either be a Per Se Eligible Counterparty or an Elective Eligible Counterparty).

  • However, the Bank is allowed to make certain assumptions in the case of Professional Clients (either as a Per Se Professional Client or as a Professional Client On Request).

  • Per Se Professional Client: Certain clients automatically fall within the definition of Professional Clients (“per se” Professional Clients).

  • Table 2 overview of minimum information to be obtained according to MiFID II for Suitability AssessmentTABLE 2 :REQUIREMENTS FOR ASSESSING SUITABILITYMinimum Client’s Information However, Skanestas is allowed to make certain assumptions in the case of Professional Clients (either as a Per Se Professional Client or as an Elective Professional Client).

  • This Client Order Execution Policy applies to Professional Clients (the “client”) of CMFRA regardless of whether you are an Elective Professional Client or Per Se Professional Client and it is not applicable to business conducted with Eligible Counterparties.

  • A professional client is an entity required to be authorised or regulated to operate in the financial markets.A professional client can be a Per Se Professional Client or an Elective Professional Client.

  • Table 2 overview of minimum information to be obtained according to MiFID II for Suitability AssessmentTABLE 2 :REQUIREMENTS FOR ASSESSING SUITABILITYMinimum Client’s InformationHowever, MegaEquity is allowed to make certain assumptions in the case of Professional Clients (either as a Per Se Professional Client or as an Elective Professional Client).

  • Generally, a Professional Client is considered to have the experience, knowledge and expertise to make their own investment decisions and properly assess the risks incurred.Per Se Professional ClientEach of the following is a Per Se Professional Client.

  • A Professional Client is a client that is either a Per Se Professional Client or an Elective Professional Client.

  • These Appendices that should be read in conjunction with this policy cover the following products:• Cash Equities,• Equity linked products (including Convertible Bonds and Covered Warrants,• Credit,• Rates, and• Derivatives.This Client Order Execution Policy applies to Professional Clients (the “client”) of CMFRA regardless of whether you are an Elective Professional Client or Per Se Professional Client and it is not applicable to business conducted with Eligible Counterparties.


More Definitions of Per Se Professional Client

Per Se Professional Client means a client who is considered as a professional client in accordance with Section A of Annex III of the LFS;
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Per Se Professional Client means a client that meets the criteria laid down in Clause 2 of Schedule 2 of the Regulations;
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Related to Per Se Professional Client

  • Professional Client means a “Professional Client” for the purposes of CySEC Rules, as specified in the Client Categorization Policy found on the Company’s Website.

  • Multiphase professional services contract means a contract for the providing of professional

  • Participating Clinical Professional Counselor means a Clinical Professional Counselor who has a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to you at the time services are rendered.

  • Non-Participating Clinical Professional Counselor means a Clinical Professional Counselor who does not have a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to you at the time services are rendered.

  • Participating Certified Clinical Nurse Specialist means a Certified Clinical Nurse Specialist who has a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to you at the time services are rendered.

  • Non-Participating Certified Clinical Nurse Specialist means a Certified Clinical Nurse Specialist who does not have a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to you at the time services are rendered.

  • Professional service or professional services means a professional service or professional services as defined in the Health Insurance Act 1973.

  • continuing professional development means the continuing professional development contemplated in section 32;

  • Registered professional engineer means a person who is registered as a professional engineer pursuant to s. 443.04, Stats.

  • Licensed professional counselor means a counselor licensed by a member state, regardless of the title used by that state, to independently assess, diagnose, and treat behavioral health conditions.

  • Substance Abuse Professional (SAP) means a qualified person who evaluates employees who have violated a DOT drug and alcohol regulation and makes recommendations concerning education, treatment, follow-up testing, and aftercare.

  • Designated mental health professional means a mental health

  • Licensed Professional Engineer means a person acceptable to Buyer in its reasonable judgment who (a) is licensed to practice engineering in California, (b) has training and experience in the power industry specific to the technology of the Project, (c) has no economic relationship, association, or nexus with Seller or Buyer, other than to meet the obligations of Seller pursuant to this Agreement, (d) is not a representative of a consultant, engineer, contractor, designer or other individual involved in the development of the Project or of a manufacturer or supplier of any equipment installed at the Project, and (e) is licensed in an appropriate engineering discipline for the required certification being made.

  • Professional service means a type of personal service to the public that requires as a condition precedent to the rendering of the service the obtaining of a license or other legal authorization. Professional service includes, but is not limited to, services rendered by a certified or other public accountant, chiropractor, dentist, optometrist, veterinarian, osteopathic physician, physician, surgeon, podiatrist, chiropodist, physician's assistant, architect, professional engineer, land surveyor, or attorney-at-law.

  • Qualified mental health professional means a licensed medical practitioner or any other person meeting the qualifications specified in OAR 309-019-0125.

  • Professional Fee Order means the order entered by the Bankruptcy Court on July 24, 2008 at Docket No. 227 authorizing the interim payment of Professional Claims.

  • Nonprofessional services means any services not specifically identified as professional services in

  • Participating Certified Nurse-Midwife means a Certified Nurse-Midwife who has a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to you at the time services are rendered.

  • professional user shall have the meaning given it in the Regulations and Procedures for the International Registry.

  • Retained Professional means an Entity: (a) employed in the Chapter 11 Cases pursuant to a Final Order in accordance with sections 327 and 1103 of the Bankruptcy Code and to be compensated for services rendered prior to the Effective Date, pursuant to sections 327, 328, 329, 330, or 331 of the Bankruptcy Code; or (b) for which compensation and reimbursement has been allowed by the Bankruptcy Court pursuant to section 503(b)(4) of the Bankruptcy Code.

  • Health professional means any of the following:

  • Professional Services means those services within the scope of the practice of architecture, professional engineering, landscape architecture, or registered surveying and mapping, as defined by the laws of Florida, or those services performed by any architect, professional engineer, landscape architect, or registered surveyor and mapper, in connection with the firm's or individual's professional employment or practice.

  • Allied Health Professional means a person registered as an allied health professional with the Health Professions Council;

  • Licensed mental health professional or "LMHP" means a physician, licensed clinical psychologist, licensed professional counselor, licensed clinical social worker, licensed substance abuse treatment practitioner, licensed marriage and family therapist, certified psychiatric clinical nurse specialist, licensed behavior analyst, or licensed psychiatric/mental health nurse practitioner.

  • Medical professional means any person licensed or certified to provide health care services to

  • Mental health professional means a psychiatrist,