Per Se Professional Client definition
Per Se Professional Client means a client described in Part I of Annex II to MiFID II. ‘person’ means a natural person or legal person.
Per Se Professional Client means a client that meets the criteria laid down in Clause 2 of Schedule 2 of the Regulations;
Per Se Professional Client means a client that meets the criteria laid down in the FCA Rules;
Examples of Per Se Professional Client in a sentence
Per Se Professional Client: Certain clients automatically fall within the definition of Professional Clients (“per se” Professional Clients).
More Definitions of Per Se Professional Client
Per Se Professional Client means a client who is considered as a professional client in accordance with Section A of Annex III of the LFS;
Per Se Professional Client means a client considered by BNYM (in accordance with Annex II of MiFID) to possess the experience, knowledge and expertise to make its own investment decisions and properly assess the risks that it incurs, based upon the client falling into one of categories set out in section I of Annex II of MiFID, which in summary includes: (i) entities which are required to be authorised or regulated to operate in the financial markets; (ii) undertakings whose assets and income meet or exceed minimum levels set out in MiFID II; (iii) national and regional governments, public bodies that manage public debt at national or regional level, central banks and international and supranational institutions; and (iv) other institutional investors whose main activity is to invest in Financial Instruments.