Principal Trader definition

Principal Trader means a Market Participant with Trading Permission for one or more Products which limits it to trading on its own behalf.
Principal Trader means a Market Participant with Trading Permission which limits it to trading on its own behalf.
Principal Trader means a person who is registered as a market-maker with the LSE, or is accepted by the Panel as a market-maker, or is an LSE member firm dealing as principal in

Examples of Principal Trader in a sentence

  • Principal Trader means a Market Participant with Trading Permission for one or more Products which limits it to trading on its own behalf.

  • LSE may withhold, fully or partially, the benefits of this Principal Trading Programme to the Principal Trader, should LSE in its sole discretion have reasons to believe that the Principal Trader has breached any of the CurveGlobal Markets Rules.

  • CurveGlobal Markets reserves the right to verify a Principal Trader’s compliance with the Participation Criteria and if in its discretion it were to determine that the Participation Criteria are not met it can decide to terminate with immediate effect this Agreement by sending a written notice, also via email, to the Compliance Officer of the Principal Trader at the address mentioned in this Agreement.

  • The PT Scheme offers Principal Traders discounted trading and clearing fees on their Qualifying Flow for the period the Principal Trader is part of the PT Scheme.

  • The PT Programme offers Principal Traders discounted trading and clearing fees on their Qualifying Flow for the period the Principal Trader is part of the PT Programme.

  • If the Principal Trader or his/her family chooses not to make application for special consideration as outlined above, the permit for the bay must be returned to the City to be allocated to the next person meeting the criteria on the waiting list.

  • CurveGlobal Markets reserves the right to verify a Principal Trader’s compliance with the Participation Criteria and if in its discretion it were to determine that the Participation Criteria are not met it can decide to terminate with immediate effect this Agreement by sending a written notice, via email, to the Principal Trader at any of the addresses mentioned in this Agreement.

  • A Principal Trader must meet the definition of a Qualifying Firm for the duration of their participation in the PT Scheme.

  • A Principal Trader must meet the definition of a Qualifying Firm for the duration of their participation in the PT Programme.

  • A family member or assistant trader may trade in his/her place but for a period that does not extend beyond that which is stipulated on the permit for the bay.Religious Observances of Principal Trader – where the trader has to be absent in order to fulfil the duties of his/her religion, the City may decide to allow a family member/assistant trader to trade on their behalf for a period not exceeding one month or the period stipulated on the permit for the bay.


More Definitions of Principal Trader

Principal Trader means a person who is registered as a market- maker with the Irish Stock Exchange Euronext Dublin or the London Stock Exchange plc, or is accepted by the Panel as a market-maker, or is a member firm of either of such stock exchanges dealing as principal in order book securities;
Principal Trader means a persons who is registered as a market-maker with the Irish Stock Exchange or the London Stock Exchange plc, or is accepted by the Panel as a market-maker, or is a member firm of either of such stock exchanges dealing as principal in order book securities;”; and (c) by the substitution of “(iv)(3)” for “(iv)(3)(B)” in paragraph (c)(iii). 3.2 Rule 2 of Part A of the 2007 Rules is hereby amended by the deletion of Rule 2.2 in its entirety and by the renumbering of existing Rules 2.3 to 2.7 of Part A as Rules 2.2 to 2.6 respectively and by consequentially so renumbering (unless expressly so renumbered) all other references to any of those existing Rules 2.3 to 2.7 in Part A or Part B of the 2007 Rules. 3.3 Rule 2.2 (as renumbered as above) of Part A is hereby amended by the substitution of “CONNECTED PRINCIPAL TRADERS” for “CONNECTED MARKET-MAKERS” in the heading, of “principal trader” for “market-maker” wherever that occurs and of “connected principal trader” for “connected market-maker”. 3.4 Rule 3.2 of Part A of the 2007 Rules is hereby amended as follows:

Related to Principal Trader

  • Principal Trading Market means the Trading Market on which the Common Stock is primarily listed on and quoted for trading, which, as of the date of this Agreement and the Closing Date, shall be the Nasdaq Capital Market.

  • Local public procurement unit means any political subdivision or unit thereof which expends public funds for the procurement of supplies, services, or construction.

  • multilateral trading facility or ‘MTF’ means a multilateral system, operated by an investment firm or a market operator, which brings together multiple third-party buying and selling interests in financial instruments – in the system and in accordance with non-discretionary rules – in a way that results in a contract in accordance with Title II of this Directive;

  • Private Capital means, if the Issuer is Matching Private Investment Supported (as defined in the Definitive Agreement), the equity capital received by the Issuer or the applicable Affiliate of the Issuer from one or more non-governmental investors in accordance with Section 1.3(m) of the Definitive Agreement.

  • Special Class Tradesperson means a tradesperson who is engaged on work which requires the use of complex, high quality trade skills and experience which are not generally exercised in normal construction work. For the purpose of this definition, complex and high-quality trade skills and experience will be deemed to be acquired by the tradesperson:

  • Agricultural tractor means every self-propelling vehicle designed or used for drawing other vehicles or wheeled machinery but having no provision for carrying loads independently of such other vehicles, and used principally for agricultural purposes.

  • Private club means an organization, whether incorporated or not, which is the owner, lessee, or occupant of a building or portion thereof used exclusively for club purposes at all times, which is operated solely for a recreational, fraternal, social, patriotic, political, benevolent, or athletic purpose, but not for pecuniary gain, and which only sells alcoholic beverages incidental to its operation. The affairs and management of the organization are conducted by a board of directors, executive committee, or similar body chosen by the members at an annual meeting. The organization has established bylaws and/or a constitution to govern its activities. The organization has been granted an exemption from the payment of federal income tax as a club under 26 U.S.C. Section 501.

  • Public-private partnership means an arrangement or agreement, occurring on or after January 1, 2017, between a procurement unit and one or more contractors to provide for a public need through the development or operation of a project in which the contractor or

  • trader means the party identified as such in this Agreement;

  • international traffic means any transport by a ship or aircraft operated by an enterprise of a Contracting State, except when the ship or aircraft is operated solely between places in the other Contracting State;

  • Public Vehicle means a Person whose securities are listed and traded on a national securities exchange and shall include a majority owned subsidiary of any such Person or any operating partnership through which such Person conducts all or substantially all of its business.

  • Registered Clubs Act means the Registered Clubs Act 1976 and any regulation made under the Registered Clubs Act 1976. Any reference to a provision of the Registered Clubs Act includes a reference to the same or similar provision in any legislation replacing, amending or modifying the Registered Clubs Act however that provision may be amended in that legislation.

  • Classroom teacher means a teacher subject to annual performance evaluation review under the provisions of Education Law Section 3012-c.

  • Private college means an institution for higher education other

  • Private Investment means a securities offering that is exempt from registration under certain provisions of the U.S. securities laws and/or similar laws of non-U.S. jurisdictions. It includes investments in hedge funds, private equity funds, limited partnerships, real estate, peer to peer lending clubs and private businesses.

  • Student means a person, other than a person in receipt of a training allowance, who is attending or undertaking—

  • Blackstone means collectively, The Blackstone Group L.P., a Delaware limited partnership, and any Affiliate thereof (excluding any natural persons and any portfolio companies of any Blackstone-sponsored fund).

  • Local Traffic for the purposes of this Agreement the Parties shall agree that “Local Traffic” means traffic (excluding Commercial Mobile Radio Service “CMRS” traffic) that is originated and terminated within Embarq’s local calling area, or mandatory extended area service (EAS) area, as defined by the Commission or, if not defined by the Commission, then as defined in existing Embarq Tariffs. For this purpose, Local Traffic does not include any ISP-Bound Traffic.

  • Public-private partnership agreement means an agreement

  • Venture capital fund means a private fund that meets the definition of a venture capital fund in SEC Rule 203(l)-1, 17 C.F.R. § 275.203(l)-1.

  • Public procurement unit means either a local public procurement unit or a state public procurement unit.

  • Private partner means any entity that is a partner in a public-private partnership other than:

  • multilateral trading facility (MTF means a multilateral system in the Union within the meaning of Article 2(1)(6) of Regulation[MiFIR].

  • Investment Client means (i) any investment company registered as such under the Investment Company Act, any series thereof, or any component of such series for which the Adviser acts as investment adviser; or (ii) any private account for which the Adviser acts as investment adviser.

  • Aggregator means a person that, as an agent or intermediary, (i) offers to purchase, or purchases,

  • BBBEE means broad-based black economic empowerment as defined in section 1 of the Broad-Based Black Economic Empowerment Act;