Principal Transactions definition

Principal Transactions has the meaning given to it in Section 3(a)(x).
View Source
Principal Transactions means the payment of fees and expenses relating to the issuance and sale of the Securities.
View Source
Principal Transactions means the rebate described in paragraph 1.2.6 of Schedule 3 Appendix 2; means arrangements with Media Owners and third parties entered into by Service Provider or Service Provider Group trading as principal including: (1) the provision of services by Service Provider or Service Provider Group to Media Owners (or relevant third parties) on an arm’s length basis; (2) arrangements in respect of Inventory Media; and (3) Realised Benefits;
View Source

Examples of Principal Transactions in a sentence

  • The Manager is only authorized to execute Principal Transactions with the prior approval of a majority of the Company’s Independent Directors and in accordance with applicable law.

  • Certain Cross Transactions may also be considered Principal Transactions whenever the Manager, ▇▇▇▇▇▇▇▇▇ or any of their investment advisory affiliates (or any of the related parties of the foregoing, which includes employees of ▇▇▇▇▇▇▇▇▇ and their families) have a substantial ownership interest in of one of the transacting parties.

  • Regardless of the provisions of the federal securities laws relating to Principal Transactions, as currently in effect or as may be amended in the future, no such transactions will be effected for the Fund without the express written authorization of the Adviser.

  • Certain Cross Transactions may also be considered Principal Transactions whenever the Manager, ▇▇▇▇▇▇▇▇▇ or any of their investment advisory affiliates (or any of the related parties of the foregoing, which includes employees of ▇▇▇▇▇▇▇▇▇ and the Manager and their families) have a substantial ownership interest in of one of the transacting parties.

  • The Manager is only authorized to execute Principal Transactions with the prior approval of a majority of the Company’s Independent Trustees and in accordance with applicable law.

  • Principal Transactions Before the completion of any transaction in which the Adviser proposes to act as principal, the Adviser will disclose to the Client the Adviser's capacity as principal and will obtain the Client's consent to such principal transaction.

  • The Manager is only authorized to execute Principal Transactions with the prior approval of the Developer and in accordance with applicable law.

  • Party A [may][will always]* act as agent – Party B [may][will always]* act as agent – The Addendum for Pooled Principal Transactions may apply to Party A – The Addendum for Pooled Principal Transactions may apply to Party B 9.

  • Re: Golf Communities/▇▇▇▇▇▇▇ ▇▇▇▇▇▇ and: Credit Suisse First Boston Mortgage Capital LLC Principal Transactions Group ▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇ ▇▇▇▇, ▇▇▇ ▇▇▇▇ ▇▇▇▇▇ Attention: ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Re: Golf Communities and: the Servicer or any successor Servicer of the Loan.

  • Certain Cross Transactions may also be considered Principal Transactions whenever the Manager, Heng Fai Enterprises, Ltd.


More Definitions of Principal Transactions

Principal Transactions means transactions where GS&Co., on behalf of Advisory Accounts, engages in a transaction with Goldman Sachs, in its own name.
View Source