Prospectus Requirements definition

Prospectus Requirements means the obligation to prepare a Prospectus and obtain a receipt in connection with a distribution of securities in accordance with the Securities Act, as well as the equivalent obligations prescribed by other Securities Laws;
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Prospectus Requirements means the obligation to (a) in the case of an Offering in Canada, prepare a Canadian Prospectus and obtain a receipt in connection with a distribution of securities in accordance with Section 11 of the QSA, (b) in the case of an Offering in the United States, prepare and file with the SEC a U.S. Registration Statement and cause the same to become effective, and to file a related U.S. Prospectus, and (c) the equivalent obligations prescribed by other Securities Laws.
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Prospectus Requirements has the meaning set forth in Section 4.12(a).
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Examples of Prospectus Requirements in a sentence

  • The Company has not provided any “marketing materials” (as such term is defined in National Instrument 41-101 – General Prospectus Requirements) to any potential investors in the Common Shares.

  • The Company has not provided any “marketing materials” (as such term is defined in National Instrument 41-101 – General Prospectus Requirements) to any potential investors in the Common Shares to be sold hereunder.

  • Additional Shares may be purchased by the Underwriters only for the purpose of satisfying the Underwriters’ “over-allocation position” (as defined in National Instrument 41-101 – General Prospectus Requirements) in connection with the Offering.

  • The term “Testing-the-Waters Communication” means any oral or written communication with potential investors in reliance on Section 5(d) of the Act and Section 13.4 of National Instrument 41-101 – General Prospectus Requirements (“NI 41-101”).

  • The Company and the Agent agree that no "marketing materials" or "standard term sheet" (both within the meaning of National Instrument 41-101 - General Prospectus Requirements) shall be provided to any purchaser or prospective purchaser of Offered Shares in connection with a Placement or proposed Placement.

  • Other than the term sheet in respect of the offering and sale of Units dated July 6, 2016, the Company has not provided any “marketing materials” (as such term is defined in National Instrument 41-101 - General Prospectus Requirements) to any potential investors of Units.

  • During the distribution of the Units, the Underwriters may prepare, in consultation with the Trust and the Manager, and provide marketing materials (as defined in National Instrument 41-101 — General Prospectus Requirements (“NI 41-101”)) (“Marketing Materials”) to potential investors in the Qualifying Jurisdictions in connection with the distribution of the Units in accordance with National Instrument 44-102 — Shelf Distributions (“NI 44-102”).

  • The Corporation and the Agent agree that no "marketing materials" or "standard term sheet" (both within the meaning of National Instrument 41-101 – General Prospectus Requirements) shall be provided to any purchaser or prospective purchaser of Offered Shares in connection with a Placement or proposed Placement.

  • The Company has not provided any “marketing materials” (as such term is defined in National Instrument 41-101 —General Prospectus Requirements (“NI 41-101”) to any potential investors of Placement Shares.

  • The Issuer and the Agent agree that no "marketing materials" or "standard term sheet" (both within the meaning of National Instrument 41-101 – General Prospectus Requirements) shall be provided to any purchaser or prospective purchaser of Offered Shares in connection with a Placement or proposed Placement.


More Definitions of Prospectus Requirements

Prospectus Requirements shall have the meaning assigned thereto in
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Related to Prospectus Requirements

  • Prospectus Regulation means Regulation (EU) 2017/1129.

  • Prospectus Rules means the Prospectus Rules published by the Financial Conduct Authority;

  • UK Prospectus Regulation means Regulation (EU) 2017/1129 as it forms part of domestic law by virtue of the EUWA;

  • Prospectus means the prospectus included in any Registration Statement, as supplemented by any and all prospectus supplements and as amended by any and all post-effective amendments and including all material incorporated by reference in such prospectus.

  • OHS Requirements means all Laws applicable to the Supply and related to occupational health or safety, and all of the City Policies that relate to occupational health or safety, and includes without limitation the WCA;