PUBLIC OFFERINGS definition

PUBLIC OFFERINGS means the offer and sale of Shares through the Best Efforts Offering and the Underwritten Offering.
Sample 1Sample 2Sample 3
PUBLIC OFFERINGS shall have the meaning ascribed thereto in the ---------------- recitals to Amendment No.
Sample 1
PUBLIC OFFERINGS means, collectively, the offering by the Borrower and certain holders of its securities of common stock, $.01 par value per share, of the Borrower pursuant to a Registration Statement on Form SB-2 under the Securities Act of 1933, as amended, which Registration Statement was initially filed with the Securities and Exchange Commission ("SEC") on October 9, 1996, and the offering by the Borrower of an aggregate principal amount of $110,000,000 of the Borrower's Senior Notes due 2006 pursuant to a Registration Statement on Form SB-2 under the Securities Act of 1933, as amended, which Registration Statement was initially filed with the SEC on October 31, 1996.
Sample 1

Examples of PUBLIC OFFERINGS in a sentence

  • PUBLIC OFFERINGS: Registered Persons of AD, AD Employees, and members of the Management Committee of Amundi US, Inc.

  • PUBLIC OFFERINGS: Registered Persons of APD, APD Employees, and members of the Management Committee of Amundi Pioneer Asset Management USA, Inc.

  • INITIAL PUBLIC OFFERINGS As an Advisory Employee, you may not acquire Beneficial Ownership of any Security in an initial public offering, except that, with the approval of the Compliance Committee and the General Counsel of BlackRock, you may acquire Beneficial Ownership of a Security in an initial public offering directed or sponsored by BlackRock.

  • Approval for INITIAL PUBLIC OFFERINGS and PRIVATE PLACEMENTS will take into account, among other factors, whether the investment opportunity should be reserved for clients and whether the opportunity is being offered to the ACCESS PERSON by virtue of his or her relationship to FAF Advisors or any fund sponsored or managed by FAF Advisors.

  • By entering into any agreement with us, you consent to such transfers.

  • Investing in INITIAL PUBLIC OFFERINGS of COVERED SECURITIES is prohibited unless such opportunities are connected with your prior employment compensation (i.e. options, grants, etc.) or your spouse's employment compensation.

  • RESTRICTIONS ON PERSONAL INVESTING ACTIVITIES - INITIAL PUBLIC OFFERINGS AND LIMITED OFFERINGS With regard to Initial Public Offerings and Limited Offerings, Investment Personnel shall obtain express prior written approval from the Review Officer for any direct or indirect acquisition of securities in an Initial Public Offering or a Limited Offering.

  • PRIOR APPROVAL OF INITIAL PUBLIC OFFERINGS ("IPOS") AND PRIVATE PLACEMENTS.

  • AS A RESULT OF SUCH AGREEMENT, THESE SHARES MAY NOT BE TRADED PRIOR TO 180 DAYS (OR LONGER) AFTER THE EFFECTIVE DATE OF CERTAIN PUBLIC OFFERINGS OF THE SHARES OF THE ISSUER HEREOF.

  • PUBLIC OFFERINGS: No Oechsle employee may purchase equity and equity-related securities in initial public offerings, whether or not Oechsle client accounts participate in the offering, except as described below.


More Definitions of PUBLIC OFFERINGS

PUBLIC OFFERINGS means the offerings by the Borrower (i) initially of 5,900,000 shares of its common stock, $.01 par value, pursuant to the Initial Registration Statement and (ii) of 10,000,000 shares of its common stock, $.01 par value, pursuant to the Registration Statement.
Sample 1
PUBLIC OFFERINGS means (i) the underwritten public offering by the Company of shares of Common Stock registered with the Securities and Exchange Commission (the "Commission") pursuant to a Registration Statement No. 33-64530 filed by the Company with the Commission on June 16, 1993 (the "Equity Offering"), and (ii) the underwritten public offering by the Company of its senior notes registered with the Commission pursuant to a Registration Statement No. 33-64598 filed by the Company with the Commission on June 18, 1993.
Sample 1

Related to PUBLIC OFFERINGS

  • Public Offering means the sale in an underwritten public offering registered under the Securities Act of equity securities of the Company or a corporate successor to the Company.

  • Initial Public Offering means an offering of securities registered under the Securities Act of 1933, the issuer of which, immediately before the registration, was not subject to the reporting requirements of sections 13 or 15(d) of the Securities Exchange Act of 1934.

  • Underwritten Public Offering means an underwritten Public Offering, including any bought deal or block sale to a financial institution conducted as an underwritten Public Offering.

  • Qualifying Public Offering means a firm commitment underwritten public offering of Stock for cash where the shares of Stock registered under the Securities Act are listed on a national securities exchange.

  • Initial Public Offering” or “IPO means an offering of securities registered under the Securities Act of 1933, the issuer of which, immediately before the registration, was not subject to the reporting requirements of Sections 13 or 15(d) of the Securities Exchange Act of 1934.

  • Qualified Initial Public Offering means a public offering of the securities of Parent pursuant to an effective registration statement filed under the Securities Act, that is fully underwritten pursuant to a firm commitment contract and with respect to which the product of (a) the price to the public per share multiplied by (b) the aggregate number of offered shares will yield Net Offering Proceeds of at least $50,000,000.

  • Initial Public Offering” (“IPO means an offering of securities registered under the 1933 Act, the issuer of which, immediately before the registration, was not subject to the reporting requirements of Sections 13 or 15(d) of the 1934 Act.

  • Periodic Offering means an offering of Securities of a series from time to time, the specific terms of which Securities, including, without limitation, the rate or rates of interest, if any, thereon, the stated maturity or maturities thereof and the redemption provisions, if any, with respect thereto, are to be determined by the Issuer or its agents upon the issuance of such Securities.

  • Initial Public Offering Price The Underwritten Certificates will be offered to the public in negotiated transactions or otherwise at varying prices to be determined at the time of sale.

  • Public Offering Price means the price per Share of the Fund at which NLD or selected dealers or selected agents may sell Shares to the public or to those persons eligible to invest in Shares as described in the Prospectus of the Funds, determined in accordance with such Prospectus under the Securities Act relating to such Shares.

  • TERMINATION OF THE INITIAL PUBLIC OFFERING means the earlier of (i) the date on which the Initial Public Offering expires or is terminated by the Company or (ii) the date on which all shares of stock offered in the Initial Public Offering are sold, excluding warrants, if any, offered thereunder and shares that may be acquired upon exercise of such warrants and shares offered thereunder that may be acquired pursuant to the Reinvestment Plan.

  • Public Equity Offering means an underwritten primary public offering of common stock of the Company pursuant to an effective registration statement under the Securities Act.

  • Offerings means In-App Products, and any item or service made available through a RIME Store including, any RIM Product, Software, RIM Service, Third Party Item or Third Party Service made so available.

  • Offering shall have the meaning ascribed to such term in Section 2.1(c).

  • Rule 415 Offering means an offering on a delayed or continuous basis pursuant to Rule 415 (or any successor rule to similar effect) promulgated under the Securities Act.

  • Secondary Offering means an offering of securities of a publicly traded company that prior to the offering were not registered under the Securities Act of 1933, as amended.

  • COMMENCEMENT OF THE INITIAL PUBLIC OFFERING means the date that the Securities and Exchange Commission declares effective the registration statement filed under the Securities Act for the Initial Public Offering.

  • Initial Offering means the Company’s first firm commitment underwritten public offering of its Common Stock registered under the Securities Act.

  • Piggyback Offering has the meaning set forth in Section 8(a).

  • Qualified Public Offering means the sale by the Company, in an ------------------------- underwritten public offering registered under the 1933 Act, of shares of the Company's Common Stock having an aggregate offering value of at least $10 million and where the per share price to the public multiplied by the number of shares of Common Stock issued under the Purchase Agreement and this and the other Executive Stock Agreements (adjusted for stock splits and other recapitalizations) is at least $30,000,000.

  • Primary Offering means the portion of an Offering other than the Shares offered pursuant to the Company’s distribution reinvestment plan.

  • Shelf Offering has the meaning set forth in Section 1(d)(i).

  • Equity Offering means any public or private sale of common stock or Preferred Stock of the Company or any of its direct or indirect parent companies (excluding Disqualified Stock), other than:

  • IPO means the Company’s first underwritten public offering of its Common Stock under the Securities Act.

  • Firm Commitment has the meaning set forth in Section 4.2.

  • Underwritten Shelf Takedown shall have the meaning given in subsection 2.3.3.