Purge Date for any year shall be any day after June 1st of that year, as selected by the Fund, provided that written notification is presented to DST at least forty-five (45) days prior to the Purge Date. EXHIBIT C REIMBURSABLE EXPENSES
Purge Date for any year shall be any day after June 1st of that year, as selected by the Fund, provided that written notification is presented to DST at least forty-five (45) days prior to the Purge Date. ================================================================================ DST Fees DST charges $1,500 per cusip per year for the NSCC platform Settling Bank Fees The fund may be charged fees by the Settling Bank at which the net settlement account resides for monthly maintenance of this account. These are negotiated directly between the Fund and the Settling Bank. NSCC Participant Fees The NSCC charges $40 per month per management company for CPU access/shared line costs. A combined participant base fee of $200 per month is charged for the following services: Fund/SERV: --------- The NSCC charges an activity charge of $.30 per inputted transaction. Transactions include purchases, redemptions and exchanges. Networking: The NSCC charges the following activity fee: ---------- - $.02 per account for funds paying dividends on a monthly basis - $.01 per account for funds paying dividends other than monthly Commission Settlement: The NSCC charges the following processing fee: --------------------- - $.30 per hundred records, per month, for one to 500,000 records; there is a $50 per month minimum processing charge - $.20 per hundred records, per month, for 500,001 to 1,000,000 records - $.10 per hundred records, per month, for 1,000,001 records and above Note: Participant fees are cumulative when Fund/SERV, Networking and/or Commission Settlement are used in conjunction with each other. WEB SERVICES EXHIBIT B.2 Page 5 of 6 ================================================================================ Base Fee Basic Package/1/ $10,000 Advanced Package/2/ $15,000 FAN Set-up Fee $ 5,000 Transaction Fees Account Inquiry (Position) $ .05 Account Inquiry (History) $ .05 Transactions/3/ $ .50 Monthly Minimum Transaction Fees $ 2,000 Other Fees Fund-Specific Enhancements/Consulting $150/hour Tutorial Web Site $ 5,000
Purge Date for any year shall be any day after June 1st of that year, as selected by the Fund, provided that written notification is presented to DST at least forty-five (45) days prior to the Purge Date. REIMBURSABLE EXPENSES Forms Postage (to be paid in advance if so requested) Mailing Services Computer Hardware and Software - specific to Fund or installed at remote site at Fund's direction Telecommunications Equipment and Lines/Long Distance Charges Magnetic Tapes, Reels or Cartridges Magnetic Tape Handling Charges Microfiche/Microfilm Freight Charges Printing Bank Wire and ACH Charges Proxy Processing - per proxy mailed not including postage Includes: Proxy Card Printing Outgoing Envelope Return Envelope Tabulation and Certification T.I.N. Certification (W-8 & W-9) (Postage associated with the return envelope is included) N.S.C.C. Communications Charge Currently $1,200.00 (Fund/Serv and Networking) per Fund per Year Off-site Record Storage Second Site Disaster Currently $.07 Backup Fee (per account) (guaranteed not to exceed $.11 through 12/31/97) Transmission of Statement Data for Currently $.035/per Remote Processing record Travel, Per Diem and other Billables Incurred by DST personnel traveling to, at and from the Fund at the request of the Fund EXHIBIT B DST SYSTEMS, INC. / FIRST AMERICAN FUNDS POST DECONVERSION FEE SCHEDULE ALL FEES EFFECTIVE AS OF DECONVERSION: ACCOUNT MAINTENANCE Closed Accounts $.20/month/acct Transaction/Maintenance Processing$ 2.50/item Telephone Calls $4.00/call Research Requests $40/hour (1 hr min) PROGRAMMING As required at DST's then current standard rates REIMBURSABLE EXPENSES This schedule does not include reimbursable expenses that are incurred on the Fund's behalf. Examples of reimbursable expenses include but are not limited to forms, postage, mailing services, telephone line/long distance charges, transmission of statement data for remote print/mail operations, remote client hardware, document storage, tax certification mailings, magnetic tapes, printing, microfiche, Fed wire bank charges, ACH bank charges, NSCC charges, as required or incurred, etc. Reimbursable expenses are billed separately from Account Maintenance and Programming fees on a monthly basis and late payments are subject to late charges in accordance with Section 6.C. of this Agreement.
Examples of Purge Date in a sentence
The monthly fee for a closed account shall be charged in the month following the month during which such account is closed and shall cease to be charged in the month following the Purge Date, as hereinafter defined in Section 17.
The monthly fee for a closed account shall be charged in the month following the month during which such account is closed and shall cease to be charged in the month following the Purge Date, as hereinafter defined.
The "Purge Date" for any year shall be any day after June 1st of that year, as selected by the Fund, provided that written notification is presented to DST at least forty-five (45) days prior to the Purge Date.
The monthly fee for a closed account shall be charged in the month following the month during which such account is closed and shall cease to be charged in the month following the Purge Date, as hereinafter defined in Exhibit A.
The "Purge Date" for any year shall be any day after June 1st of that year, as selected by the Fund, provided that written notification is presented to SS&C at least forty-five (45) days prior to the Purge Date.
More Definitions of Purge Date
Purge Date for any year shall be any day after June 1st of that year, as selected by the Fund, provided that written notification is presented to DST at least forty-five (45) days prior to the Purge Date. Fees Accepted By: /s/ Xxxxxx X. XxXxxxxxxx /s/ Xxxx Xxxxxxx ----------------------------------- ------------------------------------ DST Systems, Inc. First American Strategy Funds, Inc. 3/14/97 ----------------------------------- ------------------------------------ Date Date REIMBURSABLE EXPENSES
Purge Date for any year shall be any day after June 1st of that year, as selected by the Fund, provided that written notification is presented to DST at least forty-five (45) days prior to the Purge Date. FEES ACCEPTED BY: /s/ TAMCC /s/ Xxxx Xxxxxxx ------------------------------------ ------------------------------------- DST Systems, Inc. First American Investment Funds, Inc. 3/14/97 ------------------------------------ ------------------------------------- Date Date REIMBURSABLE EXPENSES Forms Postage (to be paid in advance if so requested) Mailing Services Computer Hardware and Software - specific to Fund or installed at remote site at Fund's direction Telecommunications Equipment and Lines/Long Distance Charges Magnetic Tapes, Reels or Cartridges Magnetic Tape Handling Charges Microfiche/Microfilm Freight Charges Printing Bank Wire and ACH Charges Proxy Processing - per proxy mailed not including postage Includes: Proxy Card Printing Outgoing Envelope Return Envelope Tabulation and Certification T.I.N. Certification (W-8 & W-9) (Postage associated with the return envelope is included)
Purge Date for any year shall be any day after June 1st of that year, as selected by Fund, provided that written notification is presented to DST at least forty-five (45) days prior to the Purge Date. REIMBURSABLE EXPENSES Forms Postage (to be paid in advance if so requested) Outside Mailing Services Computer Hardware Telecommunications Equipment Magnetic Tapes, Reels or Cartridges Magnetic Tape Handling Charges Microfiche/Microfilm Freight Charges EXHIBIT B, P.2 REMOTE SERVICE FEE SCHEDULE Reimbursable Expenses (Cont.) Proxy Processing - per proxy mailed not including postage Includes: Proxy Card Printing Outgoing Envelope Return Envelope Tabulation T.I.N. Certification (W-8 & W-9) (Postage associated with the return envelope is included) N.S.C.C. Communications Charge Currently $. (Fund/Serv and Networking) per Fund per Year Off-site Record Storage SunGard Second Site Disaster Currently between $. Backup Fee (per account) and (guaranteed) not to exceed $. through Transmission of Statement Data for Currently $. /per Remote Processing record Travel, Per Diem and other Out-of- Pockets Incurred by DST personnel traveling to, at and from Fund at the request of Fund
Purge Date for any year shall be any day after June 1st of that year, as selected by the Fund, provided that written notification is presented to DST at least forty-five (45) days prior to the Purge Date. FEE INCREASES The fees and charges set forth in this Fee Schedule shall increase annually upon each anniversary of this Agreement over the fees and charges during the prior 12 months in an amount based on the annual percentage of change in the Consumer Price Index (CPI-U) in the Kansas City, Missouri-Kansas Standard Metropolitan Statistical Area, All Items, Base 1982-1984=100, as last reported by the U.S. Bureau of Labor Statistics. Items marked by an "*" are subject to change with 60 days notice. In the event that this Agreement was not signed as of the first day of the month, the fees and charges increase shall be effective as of the first day of the month immediately following the month during which the anniversary occurred. EXHIBIT A, P. 3 OF 6 DST SYSTEMS, INC. ADVISORS INNER CIRCLE FUND LATE FEES Any fees or reimbursable expenses not paid within 30 days of the date of the original invoice will be charged a late payment fee of 1.5% per month until payment is received. REIMBURSABLE EXPENSES This Fee Schedule does not include reimbursable expenses that are incurred on the Fund's behalf. Examples of reimbursable expenses include, but are not limited to the items listed below. Forms Postage (to be paid in advance if so requested) Mailing Services Computer Hardware and Software - specific to Fund or installed at remote site at Fund's direction Telecommunications Equipment and Lines/Long Distance Charges Magnetic Tapes, Reels or Cartridges Magnetic Tape Handling Charges Microfiche/Microfilm Freight Charges Printing Bank Wire and ACH Charges Proxy Processing - per proxy mailed not including postage Includes: Proxy Card Printing Outgoing Envelope Return Envelope Tabulation and Certification T.I.N. Certification (W8 & W9) (Postage associated with the return envelope is included) Off-site Record Storage Second Site Disaster Backup Fee (per account) Currently $.10 Travel, Per Diem and other Billables incurred by DST personnel traveling to, at and from the Fund at the request of the Fund. TA2000 VOICE SYSTEM XXXXXXX X.0, X. 0 XX 0 XXX XXXXXXXX PER CALL SERVICE FEE Utilization of DST's TA2000 Voice System is based on a service fee of $.21 per call. Each call has a maximum duration of seven (7) minutes. This charge is a flat rate regardless of the number or type of transacti...
Purge Date for any year shall be any day after June 1st of that year, as selected by the Fund, provided that written notification is presented to DST at least forty-five (45) days prior to the Purge Date. Reimbursable Expenses Forms Postage (to be paid in advance if so requested) Mailing Services Computer Hardware and Software - specific to Fund or installed at remote site at Fund's direction Telecommunications Equipment and Lines/Long Distance Charges Magnetic Tapes, Reels or Cartridges Magnetic Tape Handling Charges Microfiche/Microfilm Freight Charges Printing Bank Wire and ACH Charges Proxy Processing - per proxy mailed not including postage Includes: Proxy Card Printing Outgoing Envelope Return Envelope Tabulation and Certification T.I.N. Certification (W-8 & W-9) (Postage associated with the return envelope is included) N.S.C.C. Communications Charge Currently $1,200.00 (Fund/Serv and Networking) per Fund per Year Off-site Record Storage Second Site Disaster Currently $.07 Backup Fee (per account) (guaranteed not to exceed $.11 through 12/31/97) Transmission of Statement Data for Currently $.035/per Remote Processing record Travel, Per Diem and other Billables Incurred by DST personnel traveling to, at and from the Fund at the request of the Fund
Purge Date for any year shall be any day after June 1st of that year, as selected by Fund, provided that written notification is presented to DST at least forty-five (45) days prior to the Purge Date. REIMBURSABLE EXPENSES Forms Postage (to be paid in advance if so requested) Outside Mailing Services Computer Hardware Telecommunications Equipment Magnetic Tapes, Reels or Cartridges Magnetic Tape Handling Charges Microfiche/Microfilm Freight Charges Proxy Processing - per proxy mailed not including postage Includes: Proxy Card Printing Outgoing Envelope Return Envelope Tabulation T.I.N. Certification (W-8 & W-9) (Postage associated with the return envelope is included) N.S.C.C. Communications Charge Currently $1,200.00 (Fund/Serv and Networking) per Fund per Year Off-site Record Storage SunGard Second Site Disaster Currently between $.06 Backup Fee (per account) and $.08 (guaranteed not to exceed $.11 through 12/31/94) Transmission of Statement Data for Currently $.035/per Remote Processing record Travel, Per Diem and other Out-of-Pockets Incurred by DST personnel traveling to, at and from Fund at the request of Fund DST SYSTEMS, INC. EVALUATION ASSOCIATES CAPITAL MARKETS, INCORPORATED (EAI) TRANSFER AGENCY FEE PROPOSAL EFFECTIVE THROUGH DECEMBER 31, 1998
Purge Date for any year shall be any day after June 1st of that year, as selected by the Trust, provided that written notification is presented to DST at least forty-five (45) days prior to the Purge Date. * Subject to change with 60 days prior notice. EXHIBIT A FEE SCHEDULE, p. 4 REIMBURSABLE EXPENSES Forms Postage (to be paid in advance if so requested) Outside Mailing Services Computer Hardware Telecommunications Equipment Magnetic Tapes, Reels or Cartridges Magnetic Tape Handling Charges Microfiche/Microfilm Freight Charges Proxy Processing - per proxy mailed, not including postage - includes: Proxy Card Printing Outgoing Envelope Return Envelope Tabulation T.I.N. Certification (W-8 & W-9) - (Postage associated with return envelope is included)