Registered Broker definition

Registered Broker means stock brokers registered with SEBI under the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992 and the stock exchanges having nationwide terminals, other than the members of the Syndicate and eligible to procure Bids in terms of Circular No. CIR/CFD/14/2012 dated October 4, 2012, issued by SEBI;

Registered Broker means stock brokers registered with the stock exchanges having nationwide terminals, other than the members of the Syndicate and eligible to procure Bids in terms of circular number CIR/CFD/14/2012 dated October 4, 2012, issued by SEBI.

Registered Broker means a person registered as a broker under regulation 22 and this Schedule;

Examples of Registered Broker in a sentence

• All grievances relating to Bids submitted through the Registered Broker may be addressed to the Stock Exchanges with a copy to the Registrar.

• The contact details provided in the Application Form may be used by the Issuer, the members of the Syndicate, the Registered Broker and the Registrar to the Issue only for correspondence(s) related to an Issue and for no other purposes.

• The contact details provided in the Application Form may be used by the Issuer, the members of the Syndicate the Registered Broker and the Registrar to the Issue only for correspondence(s) related to an Issue and for no other purposes.

• The contact details provided in the Bid cum Application Form may be used by the Issuer, the members of the Syndicate, the Registered Broker and the Registrar to the Issue only for correspondence(s) related to an Issue and for no other purposes.

• Such Purchaser is not a broker or dealer registered pursuant to Section 15 of the Exchange Act (a “Registered Broker Dealer”) and is not an Affiliate of a Registered Broker Dealer.

• Such Purchaser is not a broker or dealer registered pursuant to Section 15 of the Exchange Act (a “Registered Broker Dealer”) and is not an affiliate of a Registered Broker Dealer.

• All grievances relating to Applications submitted through the Registered Broker and/or a Stock Broker may be addressed to the Stock Exchange with a copy to the Registrar to the Issue.

• This set was extracted only from the syllable context (that is, cor- responding in the visual stream to sequences of syllables as in the audio stream).

• A list of the Designated Branches of the SCSBs with which an Applicant, not applying through Syndicate/ Sub Syndicate or through a Registered Broker, CRTA or CDP may submit the Application Forms available at http://www.sebi.gov.in/sebiweb/home/list/5/33/0/0/Recognised-Intermediaries on the SEBI website, or at such other website as may be prescribed by SEBI from time to time.

• The Registered Broker Dealer Fee shall be paid from the proceeds funded by the Buyer at closing as set forth in the related Disbursement Authorization.

More Definitions of Registered Broker

Registered Broker means the stock brokers registered under the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992, as amended with the Stock Exchanges having nationwide terminals, other than the Book Running Lead Managers and the Syndicate Members and eligible to procure Bids in terms of Circular No. CIR/ CFD/ 14/ 2012 dated October 4, 2012 issued by SEBI;

Registered Broker means a broker registered under Part III;

Registered Broker means a licensed viatical or life settlement broker as required under applicable law, who has satisfied all of the conditions of Life-Exchange’s registration process for a viatical or life settlement broker as determined by Life-Exchange in its sole and absolute discretion, including acceptance of the Site Agreements and this Agreement, and been provided access to the Site by Life-Exchange, and who remain at all times in compliance with the Site Agreements and this Agreement and “Life Settlement Transaction” means the sale of an in-force non-variable life insurance policy, which insures the life of an individual who does not have, on the date of such sale, a catastrophic, chronic, life-threatening or terminal illness or a life expectancy of twenty-four (24) months or less (“Insured”), for an amount less than the death benefit payable under such life insurance policy (“Policy”). A full description of the services to be made available to Broker, including, without limitation, those related to E-Settlement Events is set forth on the Site and may be changed from time to time at the sole and absolute discretion of Life-Exchange (“Services”).

Registered Broker means stock brokers registered under the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992, as amended with the stock exchanges having nationwide terminals, other than the members of the Syndicate and eligible to procure Bids in terms of circular number CIR/CFD/14/2012 dated October 4, 2012, and the UPI Circulars, issued by SEBI;

Registered Broker means stock brokers registered with any of the Stock Exchanges, having nationwide terminals, other than the members of the Syndicate;

Registered Broker means stock-brokers registered with SEBI under the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 and the stock exchanges having nationwide terminals, other than the members of the Syndicate and eligible to procure Bids in terms of Circular No. CIR/CFD/14/2012 dated October 4, 2012, issued by SEBI;