Registration by coordination definition

Registration by coordination means that there has been compliance with section 1707.091 of the Revised Code. Reference in this chapter to registration by qualification also includes registration by coordination unless the context otherwise indicates.
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Registration by coordination means that there has been compliance with section 1707.091 of the Revised Code. Reference in this chapter to
Sample 1
Registration by coordination means that there has been 490
Sample 1

Examples of Registration by coordination in a sentence

  • Registration by Coordination.--(a) Registration by coordination may be used for any offering for which a registration statement has been filed under the Securities Act of 1933 (48 Stat.

  • Registration by coordination is the method used for most securities.Registration by qualification is the most burdensome method, requiring a voluminous amount of paperwork.

  • Registration by coordination is accomplished by filing documents with the Securities Commissioner of Kansas, which include, but are not limited to, theregistration statement, a prospectus, the amount of securities to be offered, and the articles of incorporation.

  • Enacted by Chapter 232, 1997 General Session 61-1-7 Registration before sale.It is unlawful for any person to offer or sell any security in this state unless it is registered under this chapter, the security or transaction is exempted under Section 61-1-14, or the security is a federal covered security for which a notice filing has been made pursuant to the provisions of Section 61-1-15.5. Amended by Chapter 160, 1997 General Session 61-1-9 Registration by coordination.

  • It is unlawful for any person to offer or sell any security in this state unless it is registered under this chapter, the security or transaction is exempted under Section 61-1-14, or the security is a federal covered security for which a notice filing has been made pursuant to the provisions of Section 61-1-15.5. Amended by Chapter 160, 1997 General Session 61-1-9 Registration by coordination.

  • Registration by coordination – oversight by the DivisionUnder existing law, changed in part by the bill, the Division of Securities can subject securities registered by coordination to the same application rules and evaluation standards that apply to those registered by qualification.

  • Registration by coordination; additional records; effective date of federal registration statement (a) A security for which a registration statement has been filed under the Securities Act of 1933, 15 U.S.C. Section 77a, et seq., in connection with the same offering may be registered by coordination under this Code section.

  • Once the CD has admitted the due debt amount, the tribunal has no choice but to allow the application.

  • Registration by coordination" means that there has been compliance with section 1707.091 of the Revised Code.

  • Registration by coordination is used for a security for which a registration statement has been filed under the 1933 Act.


More Definitions of Registration by coordination

Registration by coordination means that there has been compliance with section 1707.091 of the Revised Code. Reference in this chapter to registration by qualification also shall be deemed to include registration by coordination unless the context
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Registration by coordination means that there has been compliance with section 1707.091 of the Revised Code. Reference in
Sample 1

Related to Registration by coordination

  • Registration Rights Agreement means the Registration Rights Agreement, dated the date hereof, among the Company and the Purchasers, in the form of Exhibit B attached hereto.

  • Underwritten Offering means a Registration in which securities of the Company are sold to an Underwriter in a firm commitment underwriting for distribution to the public.

  • registration refer to a registration effected by preparing and filing a registration statement in compliance with the Securities Act, and the declaration or ordering of the effectiveness of such registration statement.