Regulated Markets definition
Examples of Regulated Markets in a sentence
The Local Manager may use one or more of the following venues types: (a) Regulated Markets; (b) Multilateral Trading Facilities; (c) Systematic Internalisers; (d) third party investment firms; and/or (e) non-EU entities performing similar functions.
These venues are generally accessed via brokers and include Regulated Markets such as the London Stock Exchange, Multilateral Trading Facilities (MTFs) and electronic communication networks (ECNs).
This allows BlackRock greater choice in the venues that it can use to execute orders, and therefore restricting the execution of orders to Regulated Markets and MTFs may have a detrimental effect on the quality of the execution that is provided.
MSIM may use one or more of the following venues types: (a) Regulated Markets; (b) Multilateral Trading Facilities; (c) Systematic Internalisers; (d) third party investment firms; and/or (e) non-EU entities performing similar functions.
The services above-mentioned may involve transactions in Financial Instruments not admitted to trading in Regulated Markets or an MTF or even not traded on any stock exchange.
The Notes may also be listed on such other Regulated Market(s) as indicated in the applicable Final Terms in relation to each Series.
The Company is authorised and regulated by the Cyprus Securities and Exchange Commission (the “CySEC”) as a Cyprus Investment Firm (CIF) to offer certain Investment and Ancillary Services and under the Investment Services and Activities and Regulated Markets Law of 2017 (L.
The Investment Services and Activities and Regulated Markets Law 87(I) of 2017, as may be amended from time to time.
The Company is authorised to provide Investment and Ancillary Services (hereafter the “Services”) in accordance with the provisions of the Investment Services and Activities and Regulated Markets Law 87(I)/2017 (the “Law”) and the Prevention and Suppression of Money Laundering and Terrorist Financing Laws of 2007-2018 (the “AML Law”).
Save where otherwise permitted by the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 (S.I. No. 352 of 2011), the Sub-Fund shall only invest in securities and FDI which are listed or traded on Regulated Markets.