Regulation U or X definition

Regulation U or X means Regulation U or X, respectively, of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof.
Sample 1Sample 2Sample 3
Regulation U or X means Regulation U or X, respectively, of the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof establishing reserve requirements.
Sample 1Sample 2Sample 3
Regulation U or X means Regulation U (12 CFR Part 221, Credit by banks and persons other than brokers and dealers for the purpose of purchasing or carrying margin stock) or Regulation X (12 CFR Part 224, Borrowers of securities credit) respectively, to the Board of Governors of the Federal Reserve System as from time to time in effect and any successor to all or a portion thereof.
Sample 1Sample 2Sample 3

Examples of Regulation U or X in a sentence

  • Bxxxxxxx has not taken any actions under the Facility Documents that could reasonably be expected to result in a violation of Regulation U or X, as applicable, and no part of the proceeds of any Advance will be used, whether directly or indirectly, and whether immediately, incidentally or ultimately, for any purpose that entails a violation of Regulation U or X, as applicable.

  • None of the proceeds of the Bonds will be used, directly or indirectly, for the purpose, whether immediate, incidental or ultimate, of purchasing or carrying any “margin stock” within the meaning of Regulation U or X of the FRB.

  • The Commonwealth is not engaged in the business of extending credit for the purpose of purchasing or carrying margin stock (within the meaning of Regulation U or X of the FRB).

  • The Facility Documents, including the Advances and the withdrawal and substitution rights of Bxxxxxxx, do not contemplate any actions that would violate Regulation U or X, as applicable.

  • The Commonwealth shall use the proceeds of the Bonds hereunder in compliance with all applicable legal and regulatory requirements of any Governmental Authority (including Regulation U or X of the FRB and the Securities Exchange Act of 1934 and the Securities Act of 1933 and any regulations thereunder).


More Definitions of Regulation U or X

Regulation U or X means Regulation U or X, as applicable, of the Board as from time to time in effect and any successor to all or a portion thereof establishing margin requirements.
Sample 1Sample 2Sample 3
Regulation U or X means Regulation U or Regulation X of the Board of Governors of the Federal Reserve System, as in effect from time to time. “Reimbursement Obligation” has the meaning specified in Section 2.03(a)(i).
Sample 1
Regulation U or X means Regulation U or X respectively of the Board of Governors of the Federal Reserve System, as in effect from time to time, and any regulation successor thereto;
Sample 1

Related to Regulation U or X

  • Regulations T, U and X means Regulations T, U and X of the Board of Governors of the Federal Reserve System (or any successor), as the same may be modified and supplemented and in effect from time to time.

  • Regulation U means Regulation U of the Board as from time to time in effect and all official rulings and interpretations thereunder or thereof.

  • Regulations T, U and X” means Regulations T, U and X, respectively, of the Federal Reserve Board, and any successor regulations.

  • Regulation T means Regulation T of the Board as from time to time in effect and all official rulings and interpretations thereunder or thereof.

  • Regulation X means Regulation X of the Board as from time to time in effect and all official rulings and interpretations thereunder or thereof.

  • Board of Governors means the Board of Governors of the Federal Reserve System of the United States of America.

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act.

  • Regulations D, T, U and X” means, respectively, Regulations D, T, U and X of the Board of Governors of the Federal Reserve System (or any successor), as the same may be modified and supplemented and in effect from time to time.

  • Council of Governors means the council of governors of the corporation; “declaration of identity” has the meaning set out in rule 21.1;

  • Regulation Zone means any of those one or more geographic areas, each consisting of a combination of one or more Control Zone(s) as designated by the Office of the Interconnection in the PJM Manuals, relevant to provision of, and requirements for, regulation service.

  • Regulation E includes specific rules for all parties involved governing the issuance and use of Debit Cards and the processing of On-line Debit Card Transactions.

  • (u) Person" shall have the meaning given in Section 3(a)(9) of the Exchange Act, as modified and used in Sections 13(d) and 14(d) thereof, except that such term shall not include (i) the Company or any of its subsidiaries, (ii) a trustee or other fiduciary holding securities under an employee benefit plan of the Company or any of its Affiliates, (iii) an underwriter temporarily holding securities pursuant to an offering of such securities, (iv) a corporation owned, directly or indirectly, by the stockholders of the Company in substantially the same proportions as their ownership of stock of the Company or (v) the Exempt Holders.

  • Regulation H Regulation H of the Board as in effect from time to time.

  • F.R.S. Board means the Board of Governors of the Federal Reserve System or any successor thereto.

  • Regulation A means Regulation A of the Federal Reserve Board as in effect from time to time.

  • Margin Regulations means Regulations T, U and X of the Federal Reserve Board, as in effect from time to time.

  • Regulation RR means Regulation RR (Credit Risk Retention) promulgated by the Securities and Exchange Commission to implement the credit risk retention requirements of Section 15G of the Securities Exchange Act.

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • Applicable Regulations As to any Mortgage Loan, all federal, state and local laws, statutes, rules and regulations applicable thereto.

  • TUPE Regulations means the Transfer of Undertakings (Protection of Employment) Regulations 2006, as amended.