Reportable Investment definition

Reportable Investment has the meaning specified in Section 7.03(f)(vi).

Reportable Investment means each Investment but shall not include: (i) securities issued by federal agencies and which are direct obligations of the United States (such as Treasury bonds and agency securities); (ii) bankers’ acceptances; (iii) bank certificates of deposit (CDs); (iv) commercial paper and high quality short-term debt instruments, including repurchase agreements; (v) money market funds; (vi) shares of registered open-end investment companies (mutual funds, including ETF’s); and (vii) unit investment trusts that are invested exclusively in open-end investment companies (mutual funds).

Examples of Reportable Investment in a sentence

• The form to report and certify your Reportable Investment Accounts.

• Initial Affirmation acknowledging receipt of and compliance with the Code.b. Initial Report of Reportable Investment Accounts.c. Initial Report of Securities Holdings.d. Access Person Partnership Involvement Relationship Report.e. Access Person Report of Director/Relationship Involvement.f. Access Person Report of Political Contributions for prior two years from hire date.

• Initial Report of Reportable Investment Accounts along with a copy of the last issued holdings statement for each account.

• Initial Certification of Receipt of Code.b. Initial Report of Reportable Investment Accounts.c. Initial Report of Securities Holdings.d. Access Person Partnership Involvement Relationship Report.e. Access Person Report of Director/Relationship Involvement.Copies of New Hire, Quarterly, Annual and the other ongoing reporting forms can be found on the Compliance sections of the intranet and wiki.

• All employees shall be required to submit a report for all periods, including those periods in which no Reportable Investment transactions were made.

• Initial Affirmation acknowledging receipt of and compliance with the Code.b. Initial Report of Reportable Investment Accounts.c. Initial Report of Securities Holdings.d.Access Person Partnership Involvement Relationship Report.e.Access Person Report of Director/Relationship Involvement.f.Access Person Report of Political Contributions for prior two years from hire date.

• Initial Certification of Receipt of Code.b. Initial Report of Reportable Investment Accounts.c. Initial Report of Securities Holdings.d. Access Person Partnership Involvement Relationship Report.e. Access Person Report of Director/Relationship Involvement.Copies of New Hire, Quarterly, Annual and the other ongoing reporting forms can be found on the Compliance sections of the intranet and via the Compliance section of the wiki.

• New Access Persons are required to file the following attestations within ten (10) business days of their hire date:a.Initial Affirmation acknowledging receipt of and compliance with the Code.b.Initial Report of Reportable Investment Accounts.c.Initial Report of Securities Holdings.d.Access Person Partnership Involvement Relationship Report.e.Access Person Report of Director/Relationship Involvement.f.Access Person Report of Political Contributions for prior two years from hire date.

• Reportable Investment AccountsEach Access Person must report any accounts in which he or she has a direct or indirect beneficial interest and in which a security is eligible for purchase or sale.

• Reportable Investment AccountsEach Access Person must report any accounts in which he or she has a direct or indirect beneficial interest in which a covered security is eligible for purchase or sale.