Reporting Issuer Status definition

Reporting Issuer Status means the Purchaser's status as a reporting company in the United States under the U.S. Securities Exchange Act of 1934, in good standing and not in default under said act, but not a "reporting issuer" in any province of territory of Canada, as that term is defined in the Securities Act (Ontario).
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Reporting Issuer Status means Apta's status as a reporting company in the United States under U.S. Securities Law, in good standing and not in default under U.S. Securities Law, but not a "reporting issuer" in any province of territory of Canada, as that term is defined in Canadian Securities Law.
Sample 1
Reporting Issuer Status has the meaning set out in Section 4.3(e) of this Agreement. “Second Trench” has the meaning set out in Section 2.6.2 of this Agreement “Securities” means the Doge Shares and Doge Warrants owned by the Vendors.
Sample 1

Examples of Reporting Issuer Status in a sentence

  • The British Columbia Securities Commission allows reporting issuers to voluntarily surrender their reporting issuer status under certain circumstances set out in BC Instrument 11-502 Voluntary Surrender of Reporting Issuer Status.

  • The British Columbia Securities Commission allows reporting issuers to voluntarily surrender their reporting issuer status under certain circumstances set out in British Columbia Instrument 11-502 Voluntary Surrender of Reporting Issuer Status.

  • The Purchaser is a reporting company in the ------------------------- United States under the Securities Exchange Act of 1934 (United States) and is not in default under the provisions of the said Act or the regulations, rules and policies promulgated thereunder, but is not a "reporting issuer" in any province of territory of Canada, as that term is defined in the Securities Act (Ontario) (the foregoing state of affairs being hereinafter known as the "Reporting Issuer Status").

  • The Company is a reporting in good standing company in the United States under the U.S. Securities Exchange Act of 1934, but is not a "reporting issuer" in any province or territory of Canada, as that term is defined in the Securities Act (Ontario) (the foregoing state of affairs being hereinafter known as the "Reporting Issuer Status").

  • Listing of the Common Shares on the CSE and Reporting Issuer Status The Company received conditional approval from the CSE for the listing of the Common Shares and expects the Common Shares to commence trading on the CSE under the stock symbol “SLNG” at market open on or about January 29, 2019.

  • Accordingly, the shareholders of the Corporation will be asked to pass the Cessation of Reporting Issuer Status Resolution as set out in Item V of Schedule A.

  • The Purchaser is a reporting company in the ------------------------- United States under the Securities Exchange Act of 1934 (United States) and is not in default under the provisions of the said Act or the regulations, rules and policies promulgated thereunder, but is not a "reporting issuer" in any province of territory of Canada, as that term is defined in the Securities Act (Quebec) (the foregoing state of affairs being hereinafter known as the "Reporting Issuer Status").

  • Voluntary surrender of reporting issuer status We are carrying forward BC Instrument 11-502 Voluntary Surrender of Reporting Issuer Status in section7.

  • CESSATION OF REPORTING ISSUER STATUS IN CANADA RESOLUTION The Cessation of Reporting Issuer Status in Canada Resolution is an ordinary resolution.

  • Present river inputs to the IASNFS are based on monthly climatological discharge for ~50 rivers in the Gulf of Mexico .

Related to Reporting Issuer Status

  • reporting issuer shall have the meaning set forth in Section 6.2.

  • Reporting Jurisdictions means British Columbia and Alberta;

  • Resulting Issuer Shares means common shares in the capital of the Resulting Issuer;

  • Reporting Company means a company that is obligated to file periodic reports under Sections 13 or 15(d) of the Securities Exchange Act.

  • Regional integration organization means an organization constituted by sovereign States of a given region, to which its member States have transferred competence in respect of matters governed by this Convention. Such organizations shall declare, in their instruments of formal confirmation or accession, the extent of their competence with respect to matters governed by this Convention. Subsequently, they shall inform the depositary of any substantial modification in the extent of their competence.

  • qualifying issuer means a reporting issuer in a jurisdiction of Canada that

  • Reporting Counterparty means, for purposes of Part 45 of CFTC Regulations, the Participant or Authorized Trader that is designated as such pursuant to Rule 528(b).

  • Reporting Person means an officer, Director, or greater than ten percent stockholder of the Company within the meaning of Rule 16a-2 under the Exchange Act, who is required to file reports pursuant to Rule 16a-3 under the Exchange Act.

  • securities regulatory authority or “SRA” means a body created by statute in any Canadian or foreign jurisdiction to administer securities law, regulation and policy (e.g. securities commission), but does not include an exchange or other self regulatory entity;

  • Foreign Private Issuer means a “foreign private issuer” within the meaning of Rule 405 of the Securities Act.

  • Resulting Issuer means the issuer that was formerly a CPC that exists upon issuance of the Final Exchange Bulletin.

  • Securities Regulators means collectively, the securities regulators or other securities regulatory authorities in the Selling Jurisdictions;

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.

  • Change Control Note (“CCN”) means the agreed Schedule 3 annexed to the Contract containing details of agreed Variations to the Contract.

  • Canadian Securities Regulatory Authorities means, collectively, the securities regulatory authority in each of the provinces and territories of Canada;

  • securities legislation means statutes concerning the regulation of securities markets and trading in securities and the regulations, rules, forms and schedules under those statutes, all as amended from time to time, and the blanket rulings and orders, as amended from time to time, issued by the securities commissions or similar regulatory authorities appointed under or pursuant to those statutes; “Canadian securities legislation” means the securities legislation in any province or territory of Canada and includes the Securities Act (British Columbia); and “U.S. securities legislation” means the securities legislation in the federal jurisdiction of the United States and in any state of the United States and includes the Securities Act of 1933 and the Securities Exchange Act of 1934; and

  • Public safety agency means a functional division of a public agency, county, or the state that provides fire fighting, law enforcement, ambulance, medical, or other emergency services.

  • listed issuer means an issuer, any of the securities of which

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • Investment Company means an investment company as defined in the Investment Company Act.

  • Securities Regulatory Authorities means the securities commission or similar regulatory authority in each province and territory of Canada that is responsible for administering the Canadian securities legislation in force in such jurisdictions;

  • Foreign terrorist organization means an organization designated as a foreign terrorist organization by the United States secretary of state as authorized by 8 U.S.C. Section 1189.

  • Blue Sky Laws means state securities or “blue sky” laws.

  • Qualifying Jurisdictions means each of the provinces and territories of Canada;

  • Qualified Issuer any commercial bank (a) which has capital and surplus in excess of $250,000,000 and (b) the outstanding long-term debt securities of which are rated at least A by S&P or at least A2 by Moody’s, or carry an equivalent rating by a nationally recognized rating agency if both of the rating agencies named herein cease publishing ratings of investments.

  • Offering Jurisdictions means the United States and the Qualifying Jurisdictions;