Restricted Duties definition

Restricted Duties means activities restricted by the 1934 Act to SEC-registered transfer agents. For avoidance of doubt, it shall not be unreasonable for the Funds to condition consent on the receipt of adequate assurances that the delegate can provide the services required, meet the applicable contractual, legal and regulatory standards and Transfer Agent will not share Fund information with other fund groups.
Sample 1Sample 2Sample 3
Restricted Duties means the following duties: providing management and strategic leadership with respect to all day-to-day operations; identifying, developing and maintaining client, vendor, supplier and distributor relations, including without limitation, through sales and marketing programs; negotiating agreements and other transactions with clients, vendors, suppliers, distributors and partners, including without limitation, purchases, rebates and subcontracting agreements; managing the sales force and management team, including without limitation, recruiting and hiring members of the executive team; developing and implementing operational infrastructure systems, processes and personnel; integrating strategic acquisitions; developing and implementing business strategies, plans and policies; profit and loss accountability; cost containment; scheduling; production management; supply chain management; and budget development. The Executive acknowledges and agrees that the foregoing duties comprise his current duties with the Company.
Sample 1

Examples of Restricted Duties in a sentence

  • Notwithstanding the foregoing, when utilizing affiliates to perform Restricted Duties in reliance on this Article 29.1 (in lieu of reliance on Article 4.1), BNYM may utilize only Employees of affiliates that are SEC-registered transfer agents.

  • Restricted Duties may vary from individual to individual depending on personal circum stances / preferences.

  • There were no Lost Time Injuries (LTI), Restricted Duties Injuries (RDI) or Medical Treatment Injuries (MTI) involving Watercare employees during November.

  • Furthermore, where the employee has been unsuccessful in the trial period in the Mailroom Operator classification, he or she shall retain their priority date (as set out below) when they return to the Restricted Duties List.

  • The lead indicator program at Peak Gold Mines requires the completion of workplace observations and inspections which has had a positive impact on workplace health and safety.Recordable injuries are Medical Treatment, Restricted Duties and Lost Time injuries.

  • Select status here Other or Restricted Duties – Specify details below Enter details of ‘other’ or restricted duties here Other EmploymentIf you have more than one social care employer, please provide details below.

  • Should an employee be unsuccessful in the trial period in the new classification, the Parties are agreed that he or she shall not be entitled to elect to move off Restricted Duties List and to the Mailroom Operator classification in the future.

  • It is functioning in four substations in SmartGridCity™.Figure 6 Smart Substation Monitoring and Protection System System DashboardThe following table describes the relative value provided by Smart Substation Monitoring and protection from among those types of benefits available through grid modernization.

  • Note: This part of the policy is subject to review pending the Winsor recommendations in respect of X Factor and Limited Duties.The intention of the procedure for the Redeployment of Police Officers on Restricted Duties or Recuperative Duties is to ensure that when police officers are subject to recuperation or restrictions they are provided with the necessary support and deployed into a suitable alternative role in a fair, equitable and consistent manner.

  • Should an employee listed below move from the Restricted Duties List to the new Mailroom Operator classification permanently; he or she shall retain the same priority date, as set out below, on the priority list of the Mailroom Operators.

Related to Restricted Duties

  • Restricted Activities means those activities described in Section 10 of this Agreement.

  • Restricted Entity means any "employee benefit plan" as defined in and subject to ERISA, any "plan" as defined in and subject to Section 4975 of the Code, or any entity any portion or all of the assets of which are deemed pursuant to United States Department of Labor Regulation Section 2510.3-101 or otherwise pursuant to ERISA or the Code to be, for any purpose of ERISA or Section 4975 of the Code, assets of any such "employee benefit plan" or "plan" that invests in such entity.

  • Permitted Intercompany Activities means any transactions between or among the Borrower and its Restricted Subsidiaries that are entered into in the ordinary course of business of the Borrower and its Restricted Subsidiaries and, in the good faith judgment of the Borrower are necessary or advisable in connection with the ownership or operation of the business of the Borrower and its Restricted Subsidiaries, including, but not limited to, (i) payroll, cash management, purchasing, insurance and hedging arrangements and (ii) management, technology and licensing arrangements.

  • Restrictive Agreement an agreement (other than a Loan Document) that conditions or restricts the right of any Borrower, Subsidiary or other Obligor to incur or repay Borrowed Money, to grant Liens on any assets, to declare or make Distributions, to modify, extend or renew any agreement evidencing Borrowed Money, or to repay any intercompany Debt.

  • Restricted Debt has the meaning set forth in Section 6.04(b).

  • Restrictive Agreements as defined in subsection 3.3(a).

  • Restricted Activity means directly or indirectly owning any interest in, managing, controlling, participating in, consulting with, rendering services for, or in any manner engaging in any business with any customer, supplier, competitor or other person having a business relation with the Company or any of its subsidiaries; provided however that the term "Restricted Activity" shall not include passive ownership of not more than 2% of the outstanding stock of any class of a corporation which is publicly traded, so long as Executive has no active participation in the business of that corporation.

  • Restricted Parties has the meaning set forth in Section 6.7(a).

  • Restricted Geographic Area is defined as all countries, territories, parishes, municipalities and states in which Company is doing business or is selling its products at the time of termination of Employee’s employment with Company, including but not limited to every parish and municipality in the state of Louisiana. Employee acknowledges that this geographic scope is reasonable given Employee's position with Company, the international scope of Company's business; and the fact that Employee could compete with Company from anywhere Company does business.

  • Permitted Activities The primary activities of the trust created pursuant to this Agreement which shall be:

  • Restricted Group means, collectively the Company, its subsidiaries, the members of the Sponsor Group and their respective Affiliates.

  • Restricted Party means a person that is:

  • Restricted Client means any person:

  • Permitted Recipients means the parties to this agreement, the employees of each party and any third parties engaged to perform obligations in connection with this Agreement;

  • restricted goods means any goods the importation, exportation, transfer, or carriage coastwise, of which is prohibited, save in accordance with any conditions regulating such importation, exportation, transfer, or carriage coastwise, and any goods the importation, exportation, transfer, or carriage coastwise, of which is in any way regulated by or under the Customs laws;

  • Restricted Distribution means as to any Person (i) any dividend or other distribution on any equity interest in such Person (except those payable solely in its equity interests of the same class) or (ii) any payment on account of (a) the purchase, redemption, retirement, defeasance, surrender or acquisition of any equity interests in such Person or any claim respecting the purchase or sale of any equity interest in such Person or (b) any option, warrant or other right to acquire any equity interests in such Person.

  • Restricted Enterprise means any Person that is actively engaged in any geographic area in any business which is either (i) in competition with the business of the Company or any of its subsidiaries or affiliates or (ii) proposed to be conducted by the Company or any of its subsidiaries or affiliates in their respective business plans as in effect at that time. During the Restriction Period, upon request of the Company, the Executive shall notify the Company of the Executive’s then-current employment status.

  • Motor Sport Activities means any motor sport activities or Recreational Services which are permitted or approved which CAMS regulates or administers by CAMS or otherwise under the responsibility / control of CAMS;

  • Restricted Assets means all licenses, permits, franchises, approvals or other authorizations from any Governmental Authority from time to time granted to or otherwise held by the Company to the extent the same constitute “Excluded Assets” under (and as defined in) the Senior Lien Documents or the Junior Lien Documents or are similarly carved out from the granting clause or the collateral thereunder.

  • Restricted Employee means any person who was a director, employee or consultant of the Company at any time within the Relevant Period who by reason of that position and in particular his seniority and expertise or knowledge of Confidential Information or knowledge of or influence over the clients, customers or contacts of the Company is likely to cause damage to the Company if he were to leave the employment of the Company and become employed by a competitor of the Company;

  • Restrictive Period means the period beginning on the Effective Date and ending two (2) years after the termination of the Executive’s employment hereunder.

  • Restricted Country means a country, territory or jurisdiction outside of the European Economic Area which the EU Commission has not deemed to provide adequate protection in accordance with Article 25(6) of the DP Directive and/ or Article 45

  • Restricted License is any material license or other agreement with respect to which Borrower is the licensee (a) that prohibits or otherwise restricts Borrower from granting a security interest in Borrower’s interest in such license or agreement or any other property, or (b) for which a default under or termination of could interfere with the Bank’s right to sell any Collateral.

  • Restrictive Covenant Agreements has the meaning set forth in the Recitals.

  • Restricted Information means any information which is disclosed to one party to this Agreement by the other pursuant to or in connection with this Agreement (whether orally or in writing, and whether or not such information is expressly stated to be confidential or marked as such);

  • Restricted Company means any of the foregoing.