Retail communication definition

Retail communication means any written (including electronic) communication that is distributed or made available to more than 25 retail investors within any 30 calendar-day period.
Sample 1Sample 2Sample 3
Retail communication means any written (including electronic)
Sample 1
Retail communication means any written (including electronic) communication that is distributed or made available to more than twenty-five retail investors.
Sample 1

Examples of Retail communication in a sentence

  • FINRA Rule 2210(a)(3) defines “institutional communication” as “any written (including electronic) communication that is distributed or made available only to institutional investors, but does not include a member’s internal communications.”• Retail communication.

  • Retail communication mix: Communication is the foundation of all business relationships.

  • The definitions would be replaced by the following three communication categories: ➢ Institutional communication would include communications that fall under the current definition of “institutional sales material” (i.e., communications that are distributed or made available only to institutional investors); ➢ Retail communication would include any written (including electronic) communication that is distributed or made available to more than 25 retail investors.

  • Retail communication - includes any written (including electronic) communication that is distributed or made available to more than 25 retail investors within any 30 calendar- day period.

  • Module IV: Retail Channel: Structure and nature of channels- criteria for selection of supplier channel choice - product movement- Retail pricing- factors influencing pricing- Retail pricing strategies- Retail communication Mix- steps in planning retail communication.

  • The SEPM will need to be provided the details for the plan for Retail communication – 1) who will be the 3rd Party, 2) when will they be removing the parts/displays and 3) will there be any shipping material arriving at the store prior to this removal.

  • The definitions would be replaced by the following three communication categories: ⮚ Institutional communication would include communications that fall under the current definition of “institutional sales material” (i.e., communications that are distributed or made available only to institutional investors); ⮚ Retail communication would include any written (including electronic) communication that is distributed or made available to more than 25 retail investors.

  • Accordingly, such internal communications are subject to both the provisions of proposed FINRA Rule 2210  Retail communication would include any written (including electronic) communication that is distributed or made available to more than 25 retail investors within any 30 calendar-day period.

  • Retail, communication, payment and technologies arenas need to collaborate in order to draw an ecosystem.

  • Retail communication has moved on from the time when the retailer alone communicated with the customers.

Related to Retail communication

  • Informal communications means any communication method other than written emails to the Point of Contact Person identified for this RFP.

  • radio communication means communication by means of radio waves;

  • Ex parte communication ’ means an oral or written communication not on the pub- lic record with respect to which reasonable prior notice to all parties is not given, but it shall not include requests for status reports on any matter or proceeding covered by this sub- chapter.

  • Mediation communication means a statement, whether oral, in a record, verbal or nonverbal, that occurs during a mediation or is made for purposes of considering, conducting, participating in, initiating, continuing, or reconvening a mediation or retaining a mediator.

  • Remote communication means communication via electronic communication, conference telephone, videoconference, the internet, or such other means by which persons not physically present in the same location may communicate with each other on a substantially simultaneous basis.

  • campaign communication means “a written or oral communication relating to a campaign for nomination or election to public office or office of a political party or to a campaign on a measure.”

  • public communications network means an electronic communications network used wholly or mainly for the provision of electronic communications services available to the public which support the transfer of information between network termination points;

  • Communication Services means aeronautical fixed and mobile services to enable ground-to-ground, air-to-ground and air-to-air communications for ATC purposes;

  • Electioneering communication means a communication that:

  • Wire communication means any aural transfer made in whole or in part through the use of facilities for the transmission of communications by the aid of wire, cable, or other like connection between the point of origin and the point of reception (including the use of such connection in a switching station) furnished or operated by any person engaged in providing or operating such facilities for the transmission of interstate or foreign communications or communications affecting interstate or foreign commerce;

  • Confidential communication means a communication not intended to be disclosed to third persons other than those to whom disclosure is in furtherance of the rendition of professional legal services to the client or those reasonably necessary for the transmission of the communication.

  • means of distance communication refers to any means which, without the simultaneous physical presence of the payment service provider and the payment service user, may be used for the conclusion of a payment services contract;

  • Communications services means any service provided for the purpose of transmission of information including, but not limited to, voice, video, or data, without regard to the transmission protocol employed, whether or not the transmission medium is owned by the provider itself and whether or not the transmission medium is wireline. Communications service includes all forms of telephone services and voice, video, data or information transport, but does not include: (1) cable service; (2) open video system service, as defined in 47 C.F.R. 76; (3) private communications system services provided without using the public rights of way or private communications system services that use the public rights of way without imposing any additional burden on the public rights of way; (4) over-the-air radio or television broadcasting to the public-at-large from facilities licensed by the Federal Communications Commission or any successor thereto; and (5) direct-to-home satellite service within the meaning of Section 602 of the Telecommunications Act.

  • Communications channel means a physical or virtual path of communications over which signals are transmitted between or among customer channel termination points.

  • Private communications service means a telecommunications service that entitles the customer to exclusive or priority use of a communications channel or group of channels between or among termination points, regardless of the manner in which that channel or group of channels are connected, and includes switching capacity, extension lines, stations, and any other associated services that are provided in connection with the use of that channel or group of channels.

  • Oral communication means any oral communication uttered by a person exhibiting an expectation that such communication is not subject to interception under circumstances justifying such expectation, but such term does not include any electronic communication;

  • public telecommunications network means the public telecommunications infrastructure which enables signals to be conveyed between defined network termination points by wire, by microwave, by optical means or by other electromagnetic means;

  • Communication service means a service capable of accessing, connecting with, or interfacing with a 9-1-1 system, exclusively through the numerals 9-1-1, by dialing, initializing, or otherwise activating the 9-1-1 system through the numerals 9-1-1 by means of a local telephone device, cellular telephone device, wireless communication device, interconnected voice over the internet device, or any other means.

  • Telecommunications Services means the offering of Telecommunications for a fee directly to the public, or to such classes of users as to be effectively available directly to the public, regardless of the facilities used.

  • telecommunications network means any wire, radio, optical, or other electromagnetic system used to route, switch, or transmit telecommunications;

  • Telecommunications System means a system for conveying visual images, sounds or other information by electronic means;