Risk Profile Questionnaire definition

Risk Profile Questionnaire means the questionnaire that the Bank will use to determine Your Risk Profile.
Risk Profile Questionnaire means the questionnaire that KBC will use to determine your Risk Profile.
Risk Profile Questionnaire means Synergy’s questionnaire containing 20 questions designed to measure a pension holder’s Risk Profile Score.

Examples of Risk Profile Questionnaire in a sentence

  • Investment risk rating is a guide to determine the ILP Sub-Fund that is suitable to the risk profile as indicated in the HSBC Bank (Singapore) Limited’s (the “Bank”) Risk Profile Questionnaire (RPQ).

  • Please also complete a separate Risk Profile Questionnaire if you have not completed this previously.

  • Every application for an ILAS product must include, or be accompanied by a Risk Profile Questionnaire (“RPQ”).

  • This ensures that the key steps have been carried out to ensure the Customer Suitability Assessment, including the completion of the Financial Needs Analysis and Risk Profile Questionnaire - as set out in 4.2 and 4.3 respectively below - of the prospective ILAS customer is conducted before the recommendation of any ILAS product.

  • Your latest Risk Profile Questionnaire will be provided to you upon request.

  • Your latest Risk Profile Questionnaire will be provided to you upon request.請回答以下問題 1 至問題 5。並請另外完成「風險取向問卷」,如閣下之前未曾完成該問卷。若屬聯名賬戶, 每位帳戶持有人須各自回答以下問題及填寫一份「風險取向問卷」。閣下可要求查閱閣下於最近期所遞交之「風險取向問卷」。 Please answer the following questions for Suitability Assessment:請回答以下問題作適合性評估之用:Account Holder帳戶持有人Second Account Holders第二位帳戶持有人YES 是NO 否YES 是NO 否1.

  • In the event that any of the information in your Investor Risk Profile Questionnaire which determines your risk profile has changed i.e. change in personal circumstances, You should advise your relevant Investment Specialist as soon as possible.

  • To provide structure we utilise in an initial meeting a Risk Profile Questionnaire (RPQ) that we use to record client information and begin the building blocks of KYC.

  • This ensures that the key steps have been carried out to ensure the Customer Suitability Assessment, including the completion of the Financial Needs Analysis and Risk Profile Questionnaire - as set out in 4.2 and 4.3 respectively below - of the prospective ILAS applicant is conducted before the recommendation of any ILAS product.

  • Dorn tailors its advisory services to the individual needs of its clients by obtaining each client’s financial information, investment objectives, risk tolerances and other information contained in the Risk Profile Questionnaire.


More Definitions of Risk Profile Questionnaire

Risk Profile Questionnaire or “RPQ” means the questionnaire which a customer is asked to complete in order for an assessment to be made by an authorized insurer or a licensed insurance intermediary of the customer’s investment risk appetite, and to determine if a particular ILAS product and its underlying investment choices are suitable for the customer, before the licensed insurance intermediary makes a recommendation on an ILAS product (see further paragraph 6 below).

Related to Risk Profile Questionnaire

  • Administrative Questionnaire means an Administrative Questionnaire in a form supplied by the Administrative Agent.

  • Collateral Questionnaire means a certificate in form satisfactory to Collateral Agent that provides information with respect to the personal or mixed property of each Loan Party.

  • Questionnaire means the Documentation Information Questionnaire and the responses thereto provided by Borrowers and delivered to Agent.

  • Indicative Quote means a Quote at which the Company has the right not to accept any Instructions or execute any Orders.

  • Assignment Details Form means written confirmation of the assignment details to be given to the Agency Worker upon acceptance of the Assignment;

  • Investor Questionnaire has the meaning set forth in Section 5.8.

  • Notice and Questionnaire means a Notice of Registration Statement and Selling Securityholder Questionnaire substantially in the form of Exhibit A hereto.

  • CMSA Loan Setup File means the report substantially in the form of, and containing the information called for in, the downloadable form of the "Loan Setup File" available as of the Closing Date on the CMSA Website, or such other form for the presentation of such information and containing such additional information as may from time to time be approved by the CMSA for commercial mortgage securities transactions generally.

  • Accredited Investor Questionnaire means the Accredited Investor Questionnaire set forth as Exhibit C-1 hereto.

  • Information Package means the most recent compilation of financial and other data with respect to the Failed Bank, including any amendments or supplements thereto, provided to the Assuming Institution by the Corporation on the web site used by the Corporation to market the Failed Bank to potential acquirers.

  • GLJ Report means the independent engineering reserves evaluation of certain oil, NGL and natural gas interests of the Company prepared by GLJ dated February 11, 2022 and effective December 31, 2021.

  • Exhibit IIB Standard File Codes - Delinquency Reporting The Loss Mit Type field should show the approved Loss Mitigation Code as follows: o ASUM- Approved Assumption o BAP- Borrower Assistance Program o CO- Charge Off o DIL- Deed-in-Lieu o FFA- Formal Forbearance Agreement o MOD- Loan Modification o PRE- Pre-Sale o SS- Short Sale o MISC- Anything else approved by the PMI or Pool Insurer NOTE: Wells Fargo Bank will accept alternative Loss Mitigation Types tx xxxse above, provided that they are consistent with industry standards. If Loss Mitigation Types other than those above are used, the Servicer must supply Wells Fargo Bank with a description of each of the Loss Mitigatixx Xxpes prior to sending the file.

  • MI Report means a report containing Management Information submitted to the Authority in accordance with Framework Schedule 8 (Management Information);

  • CREFC® Operating Statement Analysis Report The monthly report in the “Operating Statement Analysis Report” format substantially in the form of and containing the information called for therein for the Mortgage Loans, or such other form for the presentation of such information as may be approved from time to time by the CREFC® for commercial mortgage securities transactions generally.

  • Affidavit of Small Business Enterprise Certification means the fully completed, signed, and notarized affidavit that must be submitted with an application for SBE certification. Representations and certifications made by the applicant in this Affidavit are made under penalty of perjury and will be used and relied upon by City to verify SBE eligibility and compliance with SBE certification and documentation requirements.

  • Exhibit F The awarded category pricing from the Contractor’s submitted Price Sheet from 3rd Bid RFP 15-80101507-SA-D

  • CMSA Operating Statement Analysis Report means a report substantially in the form of, and containing the information called for in, the downloadable form of the "Operating Statement Analysis Report" available as of the Closing Date on the CMSA Website or in such other form for the presentation of such information and containing such additional information as may from time to time be approved by the CMSA for commercial mortgage-backed securities transactions generally.

  • Phase I Report means, with respect to any Facility, a report that (i) conforms to the ASTM Standard Practice for Environmental Site Assessments: Phase I Environmental Site Assessment Process, E 1527, (ii) was conducted no more than six months prior to the date such report is required to be delivered hereunder, by one or more environmental consulting firms reasonably satisfactory to Administrative Agent, (iii) includes an assessment of asbestos-containing materials at such Facility, (iv) is accompanied by (a) an estimate of the reasonable worst-case cost of investigating and remediating any Hazardous Materials Activity identified in the Phase I Report as giving rise to an actual or potential material violation of any Environmental Law or as presenting a material risk of giving rise to a material Environmental Claim, and (b) a current compliance audit setting forth an assessment of Holdings’, its Subsidiaries’ and such Facility’s current and past compliance with Environmental Laws and an estimate of the cost of rectifying any non-compliance with current Environmental Laws identified therein and the cost of compliance with reasonably anticipated future Environmental Laws identified therein.

  • CREFC® Loan Setup File The data file in the “CREFC® Loan Setup File” format substantially in the form of and containing the information called for therein for the Mortgage Loans, or such other form for the presentation of such information as may be approved from time to time by the CREFC® for commercial mortgage securities transactions generally.

  • Operating Statement Analysis Report format substantially in the form of and containing the information called for therein for the Mortgage Loans, or such other form for the presentation of such information as may be approved from time to time by the CREFC® for commercial mortgage securities transactions generally.

  • Exhibit 2 Standard File Codes – Delinquency Reporting

  • Exhibit E means Exhibit E to the Judgment;

  • CMSA Loan Periodic Update File means the monthly report substantially in the form of, and containing the information called for in, the downloadable form of the "Loan Periodic Update File" available as of the Closing Date on the CMSA Website, or such other form for the presentation of such information and containing such additional information as may from time to time be approved by the CMSA for commercial mortgage securities transactions generally.

  • Exhibit means any item labeled as an Exhibit in the Solicitation or placed in the Exhibits section of the solicitation.

  • Information Request means a request for any Information under the FOI Legislation.

  • Appendix Information means the information which must be provided for the selected modules as set out in the Appendix of the Approved EU SCCs (other than the Parties), and which for this Addendum is set out in: