Rule 13d-3 definition

Rule 13d-3 means Rule 13d-3, as promulgated by the SEC under the Exchange Act, as amended from time to time.
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Rule 13d-3 means Rule 13d-3, promulgated by the SEC under Section 13 of the Exchange Act.
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Rule 13d-3 means Rule 13d-3 under Section 13(d) of the Exchange Act as then in effect or any successor provision and all rules and regulations promulgated thereunder.
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Examples of Rule 13d-3 in a sentence

  • As calculated in accordance with Rule 13d-3 of the Securities Exchange Act of 1934, as amended, (i) Sabby Volatility Warrant Master Fund, Ltd.

  • For purpose of this Article 15, beneficial ownership shall have the meaning set forth in Rule 13d-3 under the United States Securities Exchange Act of 1934, as amended.

  • For the purposes of this definition, (x) any transaction or event described in both clause (A) and in clause (B)(i) or (ii) above (without regard to the proviso in clause (B)) will be deemed to occur solely pursuant to clause (B) above (subject to such proviso); and (y) whether a Person is a “beneficial owner,” whether shares are “beneficially owned,” and percentage beneficial ownership, will be determined in accordance with Rule 13d-3 under the Exchange Act.

  • FRI and the Principal Shareholders may be deemed to be, for purposes of Rule 13d-3 under the 1934 Act, the beneficial owner of securities held by persons and entities advised by FRI subsidiaries.

  • Therefore, such Adviser Subsidiaries may be deemed to be, for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, the beneficial owner of the securities covered by this statement.


More Definitions of Rule 13d-3

Rule 13d-3 means Rule 13d-3 under the Securities Exchange Act of 1934.
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Rule 13d-3 means Rule 13d-3, together with Rules 13d-4 and 13d-5, each as promulgated by the Commission under the Exchange Act, as such rules may be amended from time to time, or any similar rules or regulations hereafter adopted by the Commission having substantially the same effect as such rules.
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Rule 13d-3 has the meaning set forth in Section 9(a) of this Agreement.
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Rule 13d-3. Rule 13d-3 promulgated under the Exchange Act, as such Rule may be amended from time to time, or any similar or successor rule or regulation hereafter adopted by the SEC.
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Rule 13d-3 shall have the meaning set forth in Section 12.2.
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Rule 13d-3 shall have the meaning set forth in Section 12.2. 25776957.3325776957.34 12 WEIL:\96757130\2\36182.0003 Case 18-10584-MFW Doc 1078-5 Filed 10/12/18 Page 18 of 90
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Rule 13d-3 means Rule 13d-3 under the Securities Exchange Act of
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