Rule 13d-3 definition

Rule 13d-3 means Rule 13d-3, as promulgated by the SEC under the Exchange Act, as amended from time to time.
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Rule 13d-3 means Rule 13d-3, promulgated by the SEC under Section 13 of the Exchange Act.
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Rule 13d-3 means Rule 13d-3 under Section 13(d) of the Exchange Act as then in effect or any successor provision and all rules and regulations promulgated thereunder.
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Examples of Rule 13d-3 in a sentence

  • For the purposes of the immediately preceding sentence, beneficial ownership shall be determined in accordance with Section 13(d) of the 1934 Act and Rule 13d-3 thereunder.

  • Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.

  • For the purposes of the immediately preceding sentence, beneficial ownership shall be determined in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended, and Rule 13d-3 thereunder.

  • A “beneficial owner”, as such term is defined in Rule 13d-3 under the Act (or any successor rule thereto).

  • Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 9.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.


More Definitions of Rule 13d-3

Rule 13d-3 means Rule 13d-3 under the Securities Exchange Act of 1934.
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Rule 13d-3 means Rule 13d-3, together with Rules 13d-4 and 13d-5, each as promulgated by the Commission under the Exchange Act, as such rules may be amended from time to time, or any similar rules or regulations hereafter adopted by the Commission having substantially the same effect as such rules.
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Rule 13d-3 has the meaning set forth in Section 9(a) of this Agreement.
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Rule 13d-3. Rule 13d-3 promulgated under the Exchange Act, as such Rule may be amended from time to time, or any similar or successor rule or regulation hereafter adopted by the SEC.
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Rule 13d-3 shall have the meaning set forth in Section 12.2.
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Rule 13d-3 means Rule 13d-3, as promulgated by the Commission under Section 13(d) of the Exchange Act, as amended from time to time.
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Rule 13d-3 shall have the meaning set forth in Section 12.2. 25776957.3325776957.34 12 WEIL:\96757130\2\36182.0003 Case 18-10584-MFW Doc 1078-5 Filed 10/12/18 Page 18 of 90
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