Rule 15c2-12 definition

Rule 15c2-12 means Rule 15c2-12 under the Securities Exchange Act of 1934, as amended through the date of this Undertaking, including any official interpretations thereof.

Rule 15c2-12 means Rule 15c2-12 promulgated by the SEC under the Securities Exchange Act of 1934, as amended.

Rule 15c2-12 means Rule 15c2-12 promulgated by the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended through the date of this Disclosure Undertaking, including any official interpretations thereof.

Examples of Rule 15c2-12 in a sentence

• In order to assist the Underwriters in complying with Rule 15c2-12, the Enterprise will undertake, pursuant to the Continuing Disclosure Undertaking, dated as of December [19], 2024 (the “Undertaking”) to provide annual financial information and notices of the occurrence of specified events.

• The Official Statement shall be in substantially the same form as the Preliminary Official Statement and, other than information previously permitted to have been omitted by Rule 15c2-12, the Enterprise shall only make such other additions, deletions and revisions in the Official Statement which are approved by the Representative.

• Lessee will to make such disclosures as are necessary to comply with Rule 15c2-12 of the Securities Exchange Commission of the United States, and sign a certificate evidencing such an agreement.

• Under the MCDC, underwriters and issuers were requested to submit reports to the SEC identifying municipal securities offerings for which the official statement did not accurately describe prior instances of the issuer’s material non-compliance with its continuing disclosure requirements required by SEC Rule 15c2-12.

• The Enterprise deems the Preliminary Official Statement final as of its date and as of the date hereof for purposes of Rule 15c2-12 promulgated under the Securities Exchange Act of 1934, as amended (“Rule 15c2-12”), except for any information which is permitted to be omitted therefrom in accordance with paragraph (b)(1) of Rule 15c2‑12.

More Definitions of Rule 15c2-12

Rule 15c2-12 means Rule 15c2-12 under the Securities Exchange Act of 1934, as amended through the date of this Agreement.

Rule 15c2-12 means Rule 15c2-12(b)(5) adopted by the SEC under the Securities Exchange Act of 1934, as the same may be amended from time to time.

Rule 15c2-12 means Rule 15c2-12 promulgated by the SEC under the Securities

Rule 15c2-12 means Rule 15c2-12 adopted by the Securities and Exchange Commission under Securities Exchange Act of 1934, as the same may be amended from time to time.

Rule 15c2-12 means Rule 15c2-12 promulgated by the Securities and Exchange Commission under the Securities Exchange Act of 1934, as amended through the date of this Disclosure Undertaking, including any official interpretations thereof issued either before or after the effective date of this Disclosure Undertaking which are applicable to this Disclosure Undertaking.

Rule 15c2-12 means Rule 15c2-12 promulgated by the Securities and Exchange Commission pursuant to the Securities Exchange Act of 1934, as amended and supplemented.

Rule 15c2-12 means Rule 15c2-12 of the Securities and Exchange Commission, as amended from time to time.