Rule 173 definition
Rule 173. “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.
Rule 173. “Rule 401”, “Rule 405”, “Rule 424”, “Rule 430A”, “Rule 430B”, “Rule 433”, “Rule 436”, “Rule 456”, and “Rule 457” refer to such rules under the Securities Act.
Rule 173. “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act. “Sales Notice” shall have the meaning ascribed to such term in Section 2(b)(i). “SEC Reports” shall have the meaning ascribed to such term in Section 3(m). “Settlement Date” shall have the meaning ascribed to such term in Section 2(b)(vii). “Subsidiary” shall have the meaning ascribed to such term in Section 3(a). “Terms Agreement” shall have the meaning ascribed to such term in Section 2(a). “Time of Delivery” shall have the meaning ascribed to such term in Section 2(c). “Trading Day” means a day on which the Trading Market is open for trading. “Trading Market” means the Nasdaq Capital Market.
Examples of Rule 173 in a sentence
The Company will furnish to each Underwriter, without charge, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act (or would be required to be delivered upon request by a purchaser pursuant to Rule 173 under the 1933 Act), such number of copies of the Prospectus (as amended or supplemented) as such Underwriter may reasonably request in writing (which may be by email).
More Definitions of Rule 173
Rule 173. Rule 405", and "Rule 433" refer to such rules under the Securities Act.
Rule 173. “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act. “Rule 462(b) Registration Statement” means any registration statement prepared by the Company registering additional Shares, which was filed with the Commission on or prior to the date hereof and became automatically effective pursuant to Rule 462(b) promulgated by the Commission pursuant to the Securities Act.
Rule 173. “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act. “Sales Notice” shall have the meaning ascribed to such term in Section 2(b)(i).
Rule 173. “Rule 405”, “Rule 415”,
Rule 173. “Rule 405”, “Rule 430B” and “Rule 433” refer to such rules under the Securities Act. “Sales Notice” shall have the meaning ascribed to such term in Section 3(b)(i). “SEC Reports” shall have the meaning ascribed to such term in Section 4(n). “Securities Act” shall mean the United States Securities Act of 1933, as amended, and the rules and regulations of the Commission promulgated thereunder. “SEDAR” means System for Electronic Document Analysis and Retrieval. “Settlement Date” shall have the meaning ascribed to such term in Section 3(b)(ix). “Shares” shall have the meaning ascribed to such term in Section 3. “Shelf Procedures” shall have the meaning ascribed to such term in Section 2. “Shelf Securities” shall have the meaning ascribed to such term in Section 2. “Subsidiary” shall have the meaning ascribed to such term in Section 4(a). “Taxes” shall have the meaning ascribed to such term in Section 4(dd). “Terms Agreement” shall have the meaning ascribed to such term in Section 3(a). “Time of Delivery” shall have the meaning ascribed to such term in Section 3(c). “Trading Day” means a day on which the Trading Market is open for trading. “Trading Market” means The Nasdaq Capital Market securities exchange. “TSX” means the Toronto Stock Exchange. “U.S. Company Counsel” shall have the meaning ascribed to such term in Section 5(m).
Rule 173 and “Rule 433” refer to such rules under the Act.