Sales Agent definition

Sales Agent means an authorized representative of the Company; and
Sales Agent has the meaning set forth in the introductory paragraph of this Agreement.
Sales Agent means any individual other than a broker− dealer who represents a broker−dealer or issuer in effecting or attempting to effect transactions in securities. A sales agent includes a partner, officer, or director of a broker−dealer or issuer, or a person occupying a similar status or performing similar func- tions.

Examples of Sales Agent in a sentence

  • For purposes of this Section, “Sales Agent’s Information” means the written information furnished to the Company by the Sales Agent expressly for use in the Registration Statement, the Prospectus, or any amendment or supplement thereto.

  • Until such time as any stop order is lifted, the Sales Agent shall cease making offers and sales under this Agreement.

  • The Sales Agent shall have received the CFO Certificate required to be delivered pursuant Section 7(p) on or before the date on which such delivery of such CFO Certificate is required pursuant to Section 7(p).

  • Notwithstanding the foregoing, the Company shall provide the Sales Agent notice at least three (3) Business Days prior to pursuing any private or public offerings of equity and/or other securities (including debt securities) in one or more transactions.

  • The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Class A Ordinary Shares or (ii) sell, bid for, or purchase Class A Ordinary Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares other than the Sales Agent.


More Definitions of Sales Agent

Sales Agent means an individual who is:
Sales Agent means a person, including an employee, who is authorized by a seller to sell cemetery merchandise, funeral merchandise, funeral services, or a combination thereof, on behalf of the seller.
Sales Agent means any sales agent, sales representative or broker of the Company.
Sales Agent means the Sales Agent referred to in Clause 9.2 of the Covering Schedule;
Sales Agent means an individual, firm, corporate or other entity appointed by the Pension Fund Manager to identify, solicit and assist Eligible Persons to become Participants and make Contributions. The Pension Fund Manager shall compensate Sales Agents out of the Front-end Fee received by the Pension Fund Manager;
Sales Agent means the person or travel agency that sells or offers for sale the Holiday Package put together by the Company, on its own or on behalf of the Company.
Sales Agent means an individual licensed under this chapter as a preneed