Sales Intermediary definition

Sales Intermediary means such person or persons appointed by the Distributor to promote the sale of the Funds;
Sales Intermediary means such person or persons appointed by the Distributor to promote the sale of the Funds; "SEC" means the Securities and Exchange Commission of the U.S.; "Securities Financing Transactions" means repurchase agreements and reverse repurchase agreements within the scope of SFTR that a Fund is permitted to engage in; “SFDR” Regulation (EU) 2019/2088 of the European Parliament and of the Council of 27 November 2019 on sustainability-related disclosures in the financial services sector; “SFDR RTS
Sales Intermediary means such person or persons appointed by the Distributor topromote the sale of the Funds;

Examples of Sales Intermediary in a sentence

  • It is, therefore, possible that the Manager, the Administrator, the Depositary, the relevant Investment Manager or a Sub-Investment Manager, their delegates and any Sales Intermediary may, in the course of business, have potential conflicts of interests with the Funds.

  • Subsequent subscriptions received after the Dealing Cut-Off Time but before the Valuation Point may, in exceptional circumstances and at the sole discretion of the Company, be accepted.Shares may be purchased by contacting a Sales Intermediary or the Administrator, completing the appropriate Application Form and returning promptly the original signed Application Form to the Sales Intermediary, for onward transmission to the Administrator, or the Administrator.

  • Any such conditions or fees shall be imposed only after written agreement with respect thereto has been reached between the Sales Intermediary and its client.

  • Third Parties acting on behalf of DN must complete the screening procedures described in the Sales Intermediary Policy and Payee Policy—including, as required, documented due diligence, anti-corruption training, execution of a written contract, and periodic monitoring.

  • Further information is available from the Sales Intermediary upon request.Swiss Tax Treatment The following Swiss tax summary is valid at the time of the issuance of the product.

  • If selected, please provide email address (We will only use this to contact you directly and will not pass your email address on to any parties not connected with this cover)If you do not wish requests for medical information to go via the Sales Intermediary please tick this box Full name, address (including post code) and telephone number of your usual doctor/GP.

  • Moreover, her failure to allege that she did so — in either of the complaints she has filed — as well as her failure to respond to the University of Phoenix’s argument on this point indicates that she cannot, in good faith, plead compliance with Section 1782.

  • Investors should consult their Sales Intermediary in this regard.

  • Sales Intermediary (e.g., agent, bancassurance (i.e., selling of life insurance partners via bank partners)front line sales, brokers): Sales intermediary are users of Sales Super App for services such as lead management, engagements, policy generation, endorsements, business dashboards and other services.

  • Contingent Compensation (also known as commission) means compensation to a Sales Intermediary in a Direct Sales Transaction in the form of either a fixed percentage of the net sales price of the products/services sold or a fixed/flat monetary amount, that is conditional in obligation and payment upon consummation by Carrier of the Direct Sales Transaction and receipt by Carrier of all or part of the net sales price, respectively.

Related to Sales Intermediary

  • Intermediary means “a person who actively participates in the facilitation of the contract or negotiating the contract, including a broker, adviser, attorney, or representative of or agent for the business entity who:

  • insurance intermediary means any natural or legal person, other than an insurance or reinsurance undertaking or their employees and other than an ancillary insurance intermediary, who, for remuneration, takes up or pursues the activity of insurance distribution;

  • Securities Account is any “securities account” as defined in the Code with such additions to such term as may hereafter be made.