Sales Intermediary definition

Sales Intermediary means such person or persons appointed by the Distributor to promote the sale of the Funds;
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Sales Intermediary means such person or persons appointed by the Distributor topromote the sale of the Funds;
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Sales Intermediary means such person or persons appointed by the Distributor to promote the sale of the Funds; "SEC" means the Securities and Exchange Commission of the U.S.; "Securities Financing Transactions" means repurchase agreements and reverse repurchase agreements within the scope of SFTR that a Fund is permitted to engage in; “SFDR” Regulation (EU) 2019/2088 of the European Parliament and of the Council of 27 November 2019 on sustainability-related disclosures in the financial services sector; “SFDR RTS”
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Examples of Sales Intermediary in a sentence

  • It is, therefore, possible that the Manager, the Administrator, the Depositary, the relevant Investment Manager or a Sub-Investment Manager, their delegates and any Sales Intermediary may, in the course of business, have potential conflicts of interests with the Funds.

  • Subsequent subscriptions received after the Dealing Cut-Off Time but before the Valuation Point may, in exceptional circumstances and at the sole discretion of the Company, be accepted.Shares may be purchased by contacting a Sales Intermediary or the Administrator, completing the appropriate Application Form and returning promptly the original signed Application Form to the Sales Intermediary, for onward transmission to the Administrator, or the Administrator.

  • Any such conditions or fees shall be imposed only after written agreement with respect thereto has been reached between the Sales Intermediary and its client.

  • Investors should consult their Sales Intermediary in this regard.

  • Contingent Compensation (also known as commission) means compensation to a Sales Intermediary in a Direct Sales Transaction in the form of either a fixed percentage of the net sales price of the products/services sold or a fixed/flat monetary amount, that is conditional in obligation and payment upon consummation by Carrier of the Direct Sales Transaction and receipt by Carrier of all or part of the net sales price, respectively.

  • Further information is available from the Sales Intermediary upon request.Swiss Tax Treatment The following Swiss tax summary is valid at the time of the issuance of the product.

  • If selected, please provide email address (We will only use this to contact you directly and will not pass your email address on to any parties not connected with this cover)If you do not wish requests for medical information to go via the Sales Intermediary please tick this box Full name, address (including post code) and telephone number of your usual doctor/GP.

  • The above procedures may be modified or terminated at any time by the Company, the Manager, the Administrator or a Sales Intermediary, as applicable.Redemption proceeds will be paid by bank transfer to the bank account designated in the Shareholder’s name, as set out by the Shareholder in the Application Form.

  • Third Parties acting on behalf of DN must complete the screening procedures described in the Sales Intermediary Policy and Payee Policy—including, as required, documented due diligence, anti-corruption training, execution of a written contract, and periodic monitoring.

Related to Sales Intermediary

  • Securities Intermediary shall have the meaning given such term in Section 8-102(14) of the UCC.

  • Commodity intermediary means a person that:

  • Approved Securities Intermediary means a Securities Intermediary or Commodity Intermediary selected or approved by the Administrative Agent and with respect to which a Grantor has delivered to the Administrative Agent an executed Control Account Agreement.

  • Intermediary means “a person who actively participates in the facilitation of the contract or negotiating the contract, including a broker, adviser, attorney, or representative of or agent for the business entity who:

  • Intermediary bank means a bank to which an item is transferred in course of collection except the depositary or payor bank.

  • Fiscal Intermediary means any qualified insurance company or other Person that has entered into an ongoing relationship with any Governmental Authority to make payments to payees under Medicare, Medicaid or any other federal, state or local public health care or medical assistance program pursuant to any of the Health Care Laws.

  • Reinsurance intermediary means a reinsurance intermediary-broker or a reinsurance intermediary-manager.

  • insurance intermediary means any natural or legal person, other than an insurance or reinsurance undertaking or their employees and other than an ancillary insurance intermediary, who, for remuneration, takes up or pursues the activity of insurance distribution;

  • Financial Intermediary means a financial intermediary as that term is defined in Rule 22c-2.

  • Qualified Intermediary means any Person acting as a “qualified intermediary” for BMW FS’s Like-Kind Exchange Program pursuant to Section 1.1031(k)-1(g)(4) of the Treasury Regulations promulgated under the Code.

  • Security Entitlement shall have the meaning specified in Section 8-102(a)(17) of the UCC.

  • Depository Bank means the Institution that issues a specific Depositary Receipt on behalf of the underlying company. The Depository Bank maintains a holding of Stock in the Underlying on which it is able to issue Depositary Receipts;

  • Security Entitlements means the rights and property interests of an Entitlement Holder with respect to a Financial Asset.

  • Eligible Deposit Account means either (a) a segregated account with an Eligible Institution or (b) a segregated trust account with the corporate trust department of a depository institution organized under the laws of the United States of America or any one of the states thereof or the District of Columbia (or any domestic branch of a foreign bank), having corporate trust powers and acting as trustee for funds deposited in such account, so long as any of the securities of such depository institution shall have a credit rating from each Rating Agency in one of its generic rating categories that signifies investment grade.

  • M2M Entitlement means a Non-Monitoring RTO’s share of a M2M Flowgate’s total capability to be used for settlement purposes that is calculated pursuant to Section 6 of Schedule D to this Agreement.

  • Securities Account is any “securities account” as defined in the Code with such additions to such term as may hereafter be made.

  • Eligible Depository Any Reserve Bank or any depository institution or trust company incorporated under the laws of the United States of America or any state thereof and subject to supervision and examination by federal or state banking authorities, so long as at the time of determination of eligibility the commercial paper or other short-term debt obligations of such depository institution or trust company (or, in the case of a depository institution that is the principal subsidiary of a holding company, the commercial paper or other short-term debt obligations of such holding company) have the Highest Credit Rating Available from at least one Rating Agency.

  • Commodities Accounts (i) shall mean all “commodity accounts” as defined in Article 9 of the UCC and (ii) shall include, without limitation, all of the accounts listed on Schedule 4.4 under the heading “Commodities Accounts” (as such schedule may be amended or supplemented from time to time).

  • Lock-Box Account With respect to any Mortgaged Property, if applicable, any account created pursuant to any documents relating to a Mortgage Loan or Serviced Loan Combination to receive rental or other income generated by the Mortgaged Property. Any Lock-Box Account shall be beneficially owned for federal income tax purposes by the Person who is entitled to receive the reinvestment income or gain thereon in accordance with the terms and provisions of the related Mortgage Loan or Serviced Loan Combination and Section 3.07 of this Agreement, which Person shall be taxed on all reinvestment income or gain thereon.

  • Commodity Account Control Agreement means a control agreement in a form that is reasonably satisfactory to the Collateral Agent establishing the Collateral Agent’s Control with respect to any Commodity Account.

  • Lockbox Account shall have the meaning set forth in Section 2.7.1 hereof.

  • Securities Accounts (i) shall mean all “securities accounts” as defined in Article 8 of the UCC and (ii) shall include, without limitation, all of the accounts listed on Schedule 4.4(A) under the heading “Securities Accounts” (as such schedule may be amended or supplemented from time to time).

  • Pledged Security Entitlements means all security entitlements with respect to the financial assets listed on Schedule 4.7(c) (as such schedule may be amended from time to time) and all other security entitlements of any Grantor.

  • Foreign Custody Manager has the meaning set forth in section (a)(3) of Rule 17f-5.

  • Repo Custodian shall have the meaning set forth in the preamble of this Agreement.

  • Securities Account Control Agreement shall have the meaning ascribed thereto in the Sale and Servicing Agreement.