Schedule 1 Accounts definition

Schedule 1 Accounts. Accounts registered under the 1940 Act as unit investment trusts and listed on Schedule 1A.
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Schedule 1 Accounts means Accounts registered under the 1940 Act as unit investment trusts and listed on Schedule 1A. 1.22. “Schedule 2 Accounts” means Accounts excluded from the definition of an investment company as provided for by Section 3(c)(11) of the 1940 Act and listed on Schedule 2A. 1.23. “Schedule 3 Accounts” means Accounts excluded from the definition of an investment company as provided for by Section 3(c)(1) or Section 3(c)(7) of the 1940 Act and listed on Schedule 3A. 1.24. “Schedule 1 Contracts” means Contracts through which interests in Schedule 1 Accounts are offered and issued, which interests are registered as securities under the 1933 Act. 1.25. “Schedule 2 Contracts” means Contracts through which interests in Schedule 2 Accounts are offered and issued to trustees of qualified pension and profit-sharing plans and certain government plans identified in Section 3(a)(2) of the 1933 Act (which Contracts and interests are not registered as securities in reliance upon Section 3(a)(2) of the 1933 Act). 1.26. “Schedule 3 Contracts” means Contracts through which interests in Schedule 3 Accounts are offered and issued to “accredited investors”, as that term is defined in Regulation D under the 1933 Act, or other investors permitted by Regulation D (which Contracts and interests are not registered as securities in reliance upon Regulation D). 1.27. “SEC” means the Securities and Exchange Commission. 1.28. “Statement of Additional Information” means with respect to the shares of the Trust or Schedule 1 Contracts, each version of the definitive statement of additional information or supplement thereto filed with the SEC pursuant to Rule 497 under the 1933 Act. With respect to any provision of this Agreement requiring a party to take action in accordance with a Statement of Additional Information, Statement of Additional Information shall mean the last version so filed prior to the taking of such action. 1.29. “Statutory Prospectus” means a prospectus that satisfies the requirements of Section 10(a) of the 1933 Act. 1.30. “Summary Prospectus” means a prospectus described in paragraph (b) of Rule 498 under the 1933 Act. 1.31. “Trust Board” means the board of trustees of the Trust. 1.32. “1933 Act” means the Securities Exchange Act of 1933, as amended. DocuSign Envelope ID: CC177216-0729-4B76-B63A-13AFAE94E8E6
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Examples of Schedule 1 Accounts in a sentence

  • The Company shall amend each Schedule 1 Account's 1940 Act Registration Statement as required by the 1940 Act to maintain the Account's registration under the 1940 Act for as long as the Schedule 1 Contracts issued through that Account are in force.

  • This limited agency only extends to requests by the Schedule 1 Accounts for the purchase and redemption of Trust Shares that the Trust (or its transfer agent) receives by 9:00 a.m. New York Time on the next following Business Day.

  • The Trust shall file Form 24F-2 and pay 1933 Act registration fees for all Series and Classes of Trust shares, other than such shares issued to Schedule 1 Accounts, as required by Rule 24f-2 under the 1940 Act.

  • By: Its: Schedule 1 Accounts of the Borrower reflected as accounts receivable on the Borrower’s balance sheet (as of the date above), but solely to the extent of the unpaid portion of the obligations stated on the respective invoices issued to a customer of Borrower with respect to inventory sold and shipped or services performed in the ordinary course of business, net of any credits, rebates or offsets owed by Borrower to the respective customer.

  • This limited agency only extends to requests by the Schedule 1 Accounts for the purchase and redemption of Trust Shares that the Trust (or its transfer agent) receives by 10:00 a.m. New York Time on the next following Business Day.

  • Seller agrees to sell to Purchaser and Purchaser agrees to purchase from Seller, the accounts receivable identified on the attached Schedule 1, Accounts Receivable – as of June 29, 2003 listing, (the “Accounts Receivable”).

  • This limited agency only extends to requests by the Schedule 1 Accounts for the purchase and redemption of Trust Shares that the Trust (or its transfer agent) receives by 9:00 a.m. Eastern Standard Time on the next following Business Day.

  • Unless IDB otherwise agrees, the Administrator shall apply all proceeds of Disbursements deposited into Banking Account #6 in accordance with Schedule 1 and all Project Revenues and other monies and revenues which it receives in accordance with Schedule 1 (Accounts and Daily Provision Mechanism).

  • Exhibit A Form of Certificate Exhibit B Distribution Date Statement Exhibit C Form of Representation Letter SCHEDULES Schedule 1 Accounts Schedule 2 Initial Principal Amounts of Certificates SERIES [ ] SUPPLEMENT dated as of [ ] (this "Series Supplement"), among CDF FINANCING, L.L.C., a Delaware limited liability company ("LLC"), as Seller, GE COMMERCIAL DISTRIBUTION FINANCE CORPORATION, a Nevada corporation, as Servicer, and [ ], a [ ], as Trustee.

  • Schedule 1 Accounts Receivable Cash receipts into the lockbox accounts maintained by Asset Seller will be posted to the Accounts Receivable ledger by the A/R department of Buyer (led by ▇▇▇▇▇▇▇ ▇▇▇▇▇).

Related to Schedule 1 Accounts

  • Excluded Accounts means any deposit account or securities account used exclusively as (a) payroll and other employee wage and benefit accounts, (b) tax accounts, including sales tax accounts, (c) escrow, fiduciary or trust accounts, (d) zero balance accounts and (e) the funds or other property held in or maintained in any such account identified in clauses (a) through (d).