SEC Exemptive Relief definition

SEC Exemptive Relief means exemptive orders granted by the SEC: (i) to SIC, MCC, MDLY, and certain of their affiliates, pursuant to Sections 6(c) and 57(c) of the Investment Company Act, granting exemptions from the provisions of Sections 12(d)(3), 57(a)(1) and 57(a)(2) of the Investment Company Act and under Section 57(i) of the Investment Company Act and Rule 17d-1 thereunder to permit certain joint transactions otherwise prohibited by Section 57(a)(4) of the Investment Company Act and Rule 17d-1 thereunder; and (ii) to SIC pursuant to Sections 6(c) of the Investment Company Act, granting exemptions from the provisions of Sections 23(a), 23(b) and 63 of the Investment Company Act, pursuant to Section 61(a)(3)(B), pursuant to Sections 57(a)(4) and 57(i) of the Investment Company Act and Rule 17d-1 thereunder, and pursuant to Section 23(c)(3) of the Investment Company Act granting an exemption from Section 23(c).
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SEC Exemptive Relief means an exemptive order from the SEC granting relief to SIC, MCC and MDLY from Sections 12(d)(3), 57(a)(4) and 60 of the 1940 Act and Rule 17d-1 thereunder to the extent necessary to contemplate the transactions contemplated by this Agreement and the MDLY Merger Agreement and to thereafter operate as an internally managed business development company.
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Examples of SEC Exemptive Relief in a sentence

  • The SEC shall have approved the application for exemptive relief filed by the Bidder ( please refer to the discussion on SEC Exemptive Relief in the Tender Offer Report).

  • The SEC shall have approved the application for exemptive relief filed by the Bidder ( see discussion below – SEC Exemptive Relief).

  • The SEC Exemptive Relief shall have been granted and be in full force and effect as of the Closing Date.

  • For the avoidance of doubt, the MDLY Stockholder Meeting may be held prior to receipt of the SEC Exemptive Relief; provided, however, that receipt of the SEC Exemptive Relief shall be a condition to Closing.

  • For the avoidance of doubt, the SIC Stockholder Meeting may be held prior to receipt of the SEC Exemptive Relief; provided, however, that receipt of the SEC Exemptive Relief shall be a condition to Closing.

  • Vapor-liquid equilibrium data, heat of mixing (excess enthalpies), and volumetric properties of systems are required for both the applications in design of industrial technological processes and the understanding the structure and the inter- molecular interactions in the systems.

  • SEC Exemptive Relief On February 9, 1996, the TEA received a letter from the Chief Counsel of the SEC that pertains to the availability of the “small issuer exemption” set forth in paragraph (d)(2) of Rule 15c2-12.

Related to SEC Exemptive Relief

  • Section 162(m) Exemption means the exemption from the limitation on deductibility imposed by Section 162(m) of the Code that is set forth in Section 162(m)(4)(C) of the Code.

  • Securities Law means the Israeli Securities Law, 5728-1968.

  • QPAM Exemption is defined in Section 6.2(d).

  • New Exemption means the exemption from real property taxation provided hereunder with respect to the Exemption Area.

  • INHAM Exemption is defined in Section 6.2(e).

  • Securities Act means the Securities Act of 1933, as amended.

  • 16 Independent Director"..................................................................... 16 "Insurance Proceeds"....................................................................... 16 "Intercreditor Collateral Account"......................................................... 16 "Interest Payment Date".................................................................... 16 "Investment"............................................................................... 16 "judgment currency"........................................................................ 16 "Lenders".................................................................................. 16 "Lien"..................................................................................... 16 "Loan Documents"........................................................................... 17 "Material Adverse Effect".................................................................. 17 "Maturity"................................................................................. 17 "MEIP"..................................................................................... 17 "Moody's".................................................................................. 17 "Mortgage"................................................................................. 17 "Mortgaged Property"....................................................................... 17 "Net Award"................................................................................ 17 "Net Income"............................................................................... 18 "Net Proceeds"............................................................................. 18 "New Common Stock"......................................................................... 18 "New Debt"................................................................................. 18 "New Other Secured Notes".................................................................. 18 "New Other Secured Notes And Claims"....................................................... 18 "New Tranche A Term Notes"................................................................. 18 "Obligor".................................................................................. 18 "Obligor Subsidiary"....................................................................... 18 "Officers' Certificate".................................................................... 18 "

  • Effective Registration means the registration of the shares of Common Stock granted to the Grantee hereunder pursuant to an effective registration statement on Form S-8 or any successor form under the Securities Act of 1933, as amended.

  • ACNC Act means the Australian Charities and Not-for-profits Commission Act 2012 (Cth).

  • Rule 145 means Rule 145 as promulgated by the Commission under the Securities Act, as such Rule may be amended from time to time, or any similar successor rule that may be promulgated by the Commission.

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c. S.5, as amended, and the regulations thereunder, and any comparable or successor laws or regulations thereto;

  • Takeovers Code means the Hong Kong Code on Takeovers and Mergers;

  • Applicable Securities Law means the securities laws of the United States, including without limitation the Exchange Act and the Securities Act and any applicable securities law of any State of the United States (and any rules or regulations promulgated thereunder), in each case as may be in effect from time to time.

  • Rule 701 means Rule 701 promulgated under the Securities Act.

  • Accredited Investor has the meaning set forth in Regulation D promulgated under the Securities Act.

  • Rule 134 “Rule 164,” “Rule 172,” “Rule 405,” “Rule 415,” “Rule 424,” “Rule 430A,” “Rule 430B,” “Rule 433” and “Rule 462” refer to such rules under the Act.

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.

  • Repurchase Rules and Regulations shall have the meaning specified in Section 6.14 of the Indenture.

  • Israeli Securities Law means the Israeli Securities Law 5728-1968, as amended and the rules and regulations promulgated thereunder from time to time.

  • Class Exemption A class exemption granted by the U.S. Department of Labor, which provides relief from certain of the prohibited transaction provisions of ERISA and the related excise tax provisions of the Code.

  • Rule 16b-3 means Rule 16b-3 of the Exchange Act or any successor to Rule 16b-3, as in effect when discretion is being exercised with respect to the Plan.

  • U.S. Securities Laws means all applicable securities legislation in the United States, including without limitation, the U.S. Securities Act, the U.S. Exchange Act and the rules and regulations promulgated thereunder, and any applicable state securities laws;

  • Antitrust Laws means the Xxxxxxx Act, as amended, the Xxxxxxx Act, as amended, the HSR Act, the Federal Trade Commission Act, as amended, and all other applicable Laws issued by a Governmental Authority that are designed or intended to prohibit, restrict or regulate actions having the purpose or effect of monopolization or restraint of trade or lessening of competition.

  • Institutional Accredited Investor means an institution that is an "accredited investor" as defined in Rule 501(a)(1), (2), (3) or (7) under the Securities Act.