SEC Registrant definition

SEC Registrant means an issuer with a class of equity securities registered under the Exchange Act.
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Examples of SEC Registrant in a sentence

  • The Company shall continuously maintain from the Effective Date of Closing of five hundred thousand ($500,000) dollars of capitalization, insurance coverage for its directors and officers and those of its subsidiaries in the form as is customary for an SEC Registrant and in a scope satisfactory to Consultant.

  • The parties agree that any such notification of the inclusion of any SEC Registrant Introducer(s) on Appendix C hereto shall be an instruction under the Agreement directing the Bank not to perform the AML/Sanctions Assistance Functions for Fund Investors introduced by any such SEC Registrant Introducer(s).

  • The Company shall continuously benefit from the Effective Date of Closing of five hundred thousand ($500,000) dollars of capitalization from insurance coverage for its directors and officers and those of its subsidiaries in the form as is customary for an SEC Registrant.

  • In the event that the Fund approves one or more additional SEC Registrant Introducers, the Fund shall notify the Bank in writing and shall provide an updated Appendix C to this Supplement.

Related to SEC Registrant

  • Registrant means any person who is registered with the Agency and is legally obligated to register with the Agency pursuant to these regulations and the Act.

  • Company Registration Statement means the Registration Statement, including the Prospectus, amendments and supplements to the Registration Statement or Prospectus, including pre- and post-effective amendments, all exhibits thereto, and all material and exhibits incorporated by reference or deemed to be incorporated by reference in such registration statement.

  • Form S-4 Registration Statement means the registration statement on Form S-4 to be filed with the SEC by Parent in connection with issuance of Parent Common Stock in the Merger, as said registration statement may be amended prior to the time it is declared effective by the SEC.

  • Rule 462(b) Registration Statement means a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 1(a) hereof.

  • IPO Registration Statement means the Registration Statement on Form S-1 (File No. 333-196099), as amended, filed by the Partnership with the Commission under the Securities Act to register the offering and sale of the Common Units in the Partnership’s initial public offering of such Common Units to the public.