SEC Registration Number definition

SEC Registration Number. N/A 15. Name: UQ1 Separate Account of Allmerica Financial Life Insurance and Annuity Company Date Established: 6.13.96 SEC Registration Number: N/A
SEC Registration Number. Not registered

Examples of SEC Registration Number in a sentence

  • S.E.C. Registration Number ABO ( Company's Full Name ) 32ND STREET C PH( Business Address: No. Street City / Town / Province ) MANUEL ALBERTO R.

  • S.E.C. Registration Number V (Registrant’s Full Name) (Business Address: No. Street/City/Province) Brian N.

  • S.E.C. Registration Number ABO ( Company's Full Name ) 32ND C PH(Business Address: No. Street City / Town / Province ) MANUEL ALBERTO R.

  • Name: Lincoln Life Variable Annuity Account Q Date Established: November 3, 1997 SEC Registration Number: 811-08569 7.

  • S.E.C. Registration Number ABO ( Company's Full Name ) 32ND C PH(Business Address: No. Street City / Town / Province ) M.

  • S.E.C. Registration Number BDO UN (COMPANY'S FULL NAME)BDO CORPORATE CENTER MAKAT(BUSINESS ADDRESS: NO.

  • S.E.C. Registration Number (Company’s Full Name) (Business Address: No. Street/City/Province) Estrellita S.

  • SEC Registration Number PH(Company’s Full Name) P(Business Address: No. Street City/Town/Province) Perfecto Ramon Z.

  • The Company is taking further steps to enhance adherence to principles and practices of good corporate governanceCOVER SHEET CS200703145 SEC Registration Number V(Company’s Full Name) (Business Address: No. Street City/Town/Province) Cynthia J.

  • SEC Registration Number PH (Company’s Full Name) P(Business Address: No. Street City/Town/Province) Leah M.

Related to SEC Registration Number

  • Registration number means the number allocated to the registered person for the purpose of this Act;

  • Company Registration Statement means the Registration Statement, including the Prospectus, amendments and supplements to the Registration Statement or Prospectus, including pre- and post-effective amendments, all exhibits thereto, and all material and exhibits incorporated by reference or deemed to be incorporated by reference in such registration statement.

  • Special Registration means the registration of (A) equity securities and/or options or other rights in respect thereof solely registered on Form S-4 or Form S-8 (or successor form) or (B) shares of equity securities and/or options or other rights in respect thereof to be offered to directors, members of management, employees, consultants, customers, lenders or vendors of the Company or Company Subsidiaries or in connection with dividend reinvestment plans.

  • Stock Election Number shall have the meaning set forth in Section 3.2.1.

  • Original Registration Statement. As used in this Agreement, the terms “amendment” or “supplement” when applied to the Registration Statement or the Prospectus shall be deemed to include the filing by the Company with the Commission of any document under the Exchange Act after the date hereof that is or is deemed to be incorporated therein by reference. All references in this Agreement to financial statements and schedules and other information which is “contained,” “included” or “stated” in the Registration Statement or the Prospectus (and all other references of like import) shall be deemed to mean and include all such financial statements and schedules and other information which is or is deemed to be incorporated by reference in or otherwise deemed under the Securities Act to be a part of or included in the Registration Statement or the Prospectus, as the case may be, as of any specified date; and all references in this Agreement to amendments or supplements to the Registration Statement or the Prospectus shall be deemed to mean and include, without limitation, the filing of any document under the Exchange Act which is or is deemed to be incorporated by reference in or otherwise deemed under the Securities Act to be a part of or included in the Registration Statement or the Prospectus, as the case may be, as of any specified date. At the time the Registration Statement was or will be originally declared effective and at the time the Company’s most recent annual report on Form 10-K was filed with the Commission, if later, the Company met the then-applicable requirements for use of Form S-3 under the Securities Act. During the Agency Period, each time the Company files an annual report on Form 10-K the Company will meet the then-applicable requirements for use of Form S-3 under the Securities Act.

  • Special Registration Statement means (i) a registration statement relating to any employee benefit plan or (ii) with respect to any corporate reorganization or transaction under Rule 145 of the Securities Act, any registration statements related to the issuance or resale of securities issued in such a transaction or (iii) a registration related to stock issued upon conversion of debt securities.

  • Original Registration Rights Agreement has the meaning set forth in the recitals to this Agreement.

  • Stock Conversion Number shall have the meaning set forth in Section 3.2.1.

  • Conversion Number means the number, or formula for determining the number, of ordinary Shares into which a Converting Preference Share will convert upon conversion.

  • MERS Identification Number The eighteen digit number permanently assigned to each MERS Designated Mortgage Loan.

  • Target Registration Date shall have the meaning set forth in Section 2(d) hereof.

  • Form S-4 Registration Statement means the registration statement on Form S-4 to be filed with the SEC by Parent in connection with issuance of Parent Common Stock in the Merger, as said registration statement may be amended prior to the time it is declared effective by the SEC.

  • International registration plan means a reciprocal agreement of member jurisdictions that is endorsed by the American association of motor vehicle administrators, and that promotes and encourages the fullest possible use of the highway system by authorizing apportioned registration of fleets of vehicles and recognizing registration of vehicles apportioned in member jurisdictions.

  • Additional Registration Statement means a registration statement or registration statements of the Company filed under the 1933 Act covering any Additional Registrable Securities.

  • Registration Filing Date means the date that is ninety (90) calendar days after the Effective Date.

  • Initial Registration Statement means the initial Registration Statement filed pursuant to this Agreement.

  • New Registration Statement has the meaning set forth in Section 2(a).

  • IPO Registration Statement means the Registration Statement on Form S-1 (File No. 333-196099), as amended, filed by the Partnership with the Commission under the Securities Act to register the offering and sale of the Common Units in the Partnership’s initial public offering of such Common Units to the public.

  • National Register has the same meaning as in section 3 of the National Act. National RTO Standards means the Standards for Registered Training Organisations (RTOs) 2015 (Cth) and its User Guide.

  • Identification number means the Limited Liability Partnership Identification Number or the Corporate Identity Number, as the case may be;

  • Registration Limitation shall have the meaning set forth in Section 2.01(c)(ii).

  • EPA identification number means the number assigned by EPA to each generator, transporter, and treatment, storage, or disposal facility.

  • Provisional registration means a building official, plan reviewer, or inspector who is registered subject to his or her completion of the amount of training, education, and experience required by the commission and the appropriate advisory board and described in section 1007(2).

  • Registration decal means an adhesive sticker produced by the department and issued by the

  • international registration means the registration of a mark effected under the Agreement or the Protocol or both, as the case may be;

  • Resale Registration Statement means a registration statement under the Securities Act registering the Securities for resale pursuant to the terms of the Registration Rights Agreement.