Securities Exchange Listing definition

Securities Exchange Listing. [ ] Yes [X] No. If Yes, Name of Exchange: Authorized Denominations: $1,000 Ratings:
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Securities Exchange Listing. [ ] Yes [ v ] No. If Yes, Name of Exchange Authorized Denominations: $1,000 Ratings: The Notes issued under the Program are rated "AA" by Standard & Poor's Ratings Services, a division of The McGraw Hill Companies, Inc. and "Aa2" by Xxxxx'x Investors Service, Inc.
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Securities Exchange Listing. [ ] Yes [ ] No. If yes, Fixed Rate Commencement Date: indicate name(s) of Securities Exchange(s): Interest Rate Basis(es): __________________________________________. Depositary: CD Rate [ ] Authorized Denominations: CMT Rate [ ] Specified Currency: Designated CMT Telerate Page: Interest Rate or Formula: If Telerate Page 7052: Fixed Rate Note: [ ] Yes [ ] No. If yes, [ ] Weekly Average Interest Rate: [ ] Monthly Average Interest Payment Dates: Designated CMT Maturity Index: Additional/Other Terms: Commercial Paper Rate [ ] Amortizing Note: [ ] Yes [ ] No. If yes, Constant Maturity Swap Rate [ ] Amortization schedule or formula: CPI Adjustment Rate [ ] Additional/Other Terms: Federal Funds Rate [ ] Note Linked to Securities of One or More Issuers, One or More LIBOR [ ] Currencies, One or More Commodities, Indices or any Other [ ] LIBOR Reuters Page: Instrument(s) or Measure(s) or Baskets of any of the Foregoing: [ ] LIBOR Moneyline Telerate Page: LIBOR Currency: Discount Note: [ ] Yes [ ] No. If yes, Prime Rate [ ] Total Amount of Discount: Treasury Rate [ ] Initial Accrual Period of Discount: Other [ ] Interest Payment Dates: Index Maturity: Additional/Other Terms: Spread: Redemption Provisions: [ ] Yes [ ] No. If yes, Spread Multiplier: Initial Redemption Date: Initial Interest Rate, if any: Redemption Dates: Initial Interest Reset Date: Initial Redemption Percentage: Interest Reset Dates: Annual Redemption Percentage Reduction, if any: Interest Determination Date(s): Additional/Other Terms: Interest Payment Dates: Maximum Interest Rate, if any: Minimum Interest Rate, if any: Additional/Other Terms: Regular Record Date(s): Sinking Fund: Day Count Convention: Calculation Agent: Survivor's Option: [ ] Yes [ ] No. If yes, the attached Survivor's Option Rider is incorporated into this Note. Aggregate Principal Amount of the Series: Additional/Other Terms: Hartford Life Insurance Company (the "COMPANY"), for value received, hereby promises to pay to Cede & Co., or its registered assigns, the Principal Amount specified above on the Stated Maturity Date specified above and, if so specified above, to pay interest thereon from the Issuance Date specified above or from the most recent Interest Payment Date specified above to which interest has been paid or duly provided for at the rate per annum determined in accordance with the provisions on the reverse hereof and as specified above, until the principal hereof is paid or made available for payment. Unless otherwis...
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Examples of Securities Exchange Listing in a sentence

  • Publication of Half year resultsIn accordance with the UK Financial Services Authority's Disclosure & Transparency Rules and the Australian Securities Exchange Listing Rules, the half year results will be made public and are available on the Rio Tinto Group website www.riotinto.com.

  • This report is to be read in conjunction with any public announcements made by Computershare Limited during the reporting period in accordance with the continuous disclosure requirements of the Corporations Act 2001 and Australian Securities Exchange Listing Rules.

  • The term of each Award shall be for such period as may be determined by the Committee.(vi) Restrictions; Securities Exchange Listing.

  • Principal Amount: $ (or principal amount of foreign or composite currency) Original Issue Date: Price to Public: Stated Maturity Date: Settlement Date and Time: Securities Exchange Listing: o Yes o No. If yes, indicate name(s) of Securities Exchange(s) .

  • No Award or right under any such Award may be pledged, alienated, attached or otherwise encumbered, and any purported pledge, alienation, attachment or encumbrance thereof shall be void and unenforceable against the Company or any Affiliate.(vi) Restrictions; Securities Exchange Listing.

  • Publication of half year resultsIn accordance with the UK Financial Conduct Authority's Disclosure Guidance & Transparency Rules and the Australian Securities Exchange Listing Rules, the half year results will be made public and are available on the Rio Tinto Group website.

  • No Award (other than a Stock Award) or right under any such Award may be pledged, alienated, attached or otherwise encumbered, and any purported pledge, alienation, attachment or encumbrance thereof shall be void and unenforceable against the Company or any Affiliate.(vi) Restrictions; Securities Exchange Listing.

  • The Australian Securities Exchange Listing Rules require that the Company receive approval from its stockholders prior to entering into the Purchase Agreement and entering into and issuing the Note and the Warrant.

  • This report is to be read in conjunction with any public announcements made by Smart Parking Limited during the reporting period in accordance with the continuous disclosure requirements of Corporations Act 2001 and the Australian Securities Exchange Listing Rules.

  • Subject to Section 6(a)(iv)(C), the term of each Award shall be for such period as may be determined by the Committee.(vi) Restrictions; Securities Exchange Listing.


More Definitions of Securities Exchange Listing

Securities Exchange Listing. None. Special Tax Considerations: None. Other Provisions Relating to the Notes: None. Hartford Life Global Funding Trust 2006-021 Omnibus Instrument 14 Agents : Bear, Stearns & Co. Inc., A.G. Edwards & Sons, Inc., Advest Inc., Banc of Axxxxxx Securities LLX, Xxxxxxx Xchwab & Co., Inc., Citigroup, HSBC, JPMorgan, Merrill Lynch & Xx., Mxxxxx Stanley, Raymond James, RBC Dain Rauscher, Xxx., Xxxxx & Strinxxxxxxw, Xxx., XXX Xxxxxxxxx Servicxx, Xxx., Xxxhovia Sexxxxxies, XX Xxxxxxxal Services INFORMATION RELATING TO THE FUNDING AGREEMENT Funding Agreement Provider: Hartford Life Insurance Company Funding Agreement: FA-406021 Interest Rate: 5.00% Contract Payment: $2,970,015.00 Effective Date: March 2, 2006 Deposit Amount : $2,946,255.00 Stated Maturity Date: March 15, 2010 (if different from Contract Payment)
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Securities Exchange Listing. [ x ] Yes [ ] No. If Yes, Name of Exchange: American Stock Exchange Authorized Denominations: $1,000
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Securities Exchange Listing. [ ] Yes [ v ] No. If Yes, Name of Exchange: Authorized Denominations: $1,000 Ratings: The Notes issued under the Program are rated "AA" by Standard & Poor's Ratings Services, a division of The McGraw Hill Companies, Inc. Allstate Life anticipates Xxxxx'x Investors Service, Inc. to rate the Notes "Aa2" at the Original Issue Date.
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Securities Exchange Listing. [ ] No [X] Yes, Name of Exchange: New York Stock Exchange (NYSE Symbol: "PLFA A"). Authorized Denominations: $1,000 CUSIP: 00000XXX0 Form of trust: [X] Delaware statutory trust [ ] Delaware common law trust Trust Expiration Date: November 24, 2008 Rating of Notes: S&P: XX Xxxxx'x: (expected rating—Aa3) Dealer(s) Purchasing Notes as Principal: [X] Yes [ ] No If yes: Xxxxxx Brothers Inc. $450,000,000 Total: $450,000,000 Dealer(s) Acting as Agent: [ ] Yes [X] No If yes: Total:
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Related to Securities Exchange Listing

  • Securities Exchange means, at any time, the registered national securities exchange on which the Corporation’s equity securities are then principally listed or traded, which shall be either the New York Stock Exchange or NASDAQ Global Market (or similar national quotation system of the NASDAQ Stock Market) (“NASDAQ”) or any successor exchange of either the New York Stock Exchange or NASDAQ.

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • National Securities Exchange means an exchange registered with the Commission under Section 6(a) of the Exchange Act or any successor thereto.

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • Futures Exchange means the exchange or trading system with the highest trading volume of options or futures contracts relating to the Share. If options or futures contracts on the Share are not traded on any exchange, the Futures Exchange shall be the options or futures exchange with the highest amount of options or futures contracts relating to shares of companies having their residence in the country in which the Company has its residence. If there is no options or futures exchange in the country in which the Company has its residence on which options or futures contracts on shares are traded, the Calculation Agent will determine the Futures Exchange in its reasonable discretion (billiges Ermessen) (§ 317 BGB) and will make notification thereof in accordance with § 6 of the General Terms.

  • Stock Exchange Rules means the applicable rules of any stock exchange upon which Shares are listed;

  • De-listing means, in respect of any relevant Fund Share, the Exchange announces that pursuant to the rules of such Exchange, such Fund Share ceases (or will cease) to be listed, traded or publicly quoted on such Exchange for any reason (other than a Merger Event or Tender Offer) and are not immediately re-listed, re-traded or re-quoted on (i) where the Exchange is located in the United States, any of the New York Stock Exchange, the American Stock Exchange or the NASDAQ Global Market or Global Select Market (or their respective successors) or (ii) an exchange or quotation system located in the same country as the Exchange (or, where the Exchange is within the European Union, in any member state of the European Union).

  • NYSE means the New York Stock Exchange.

  • NASDAQ means the Nasdaq National Market.

  • U.S. Exchange Act means the United States Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder;

  • ASX Listing Rules means the official listing rules of the ASX.

  • Stock Market means a securities market operated by a securities exchange;

  • Stock Exchanges means BSE Limited and National Stock Exchange of India Limited;

  • GEM Listing Rules the Rules Governing the Listing of Securities on GEM

  • Recognised Futures Exchange means an international futures exchange which is recognised by the SFC or which is approved by the Manager.

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • Nasdaq National Market means the National Association of Securities Dealers Automated Quotation National Market or any successor national securities exchange or automated over-the-counter trading market in the United States.

  • Exchange Rules means the listing rules of The OTC Marketplace.

  • NYSE MKT means the NYSE MKT LLC.

  • Designated Stock Exchange Rules means the relevant code, rules and regulations, as amended, from time to time, applicable as a result of the original and continued listing of any Shares or ADSs on the Designated Stock Exchange;

  • Nasdaq Stock Market means The Nasdaq Stock Market, Inc.

  • Approved Stock Exchange means the New York Stock Exchange, NASDAQ or such other stock exchange in the United States of America, the United Kingdom or Hong Kong as is approved in writing by the Facility Agent or, in each case, any successor thereto.

  • Listing Rules the Rules Governing the Listing of Securities on the Stock Exchange

  • Stock Exchange The Stock Exchange of Hong Kong Limited

  • HK Stock Exchange means The Stock Exchange of Hong Kong Limited;

  • 1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;