Securities Law Violation definition
Securities Law Violation means (1) any violation of the Securities Act of 1933, the Securities Act of 34, rules or regulations of the Securities Exchange Commission under either or both Acts, similar laws or regulations of any state, or any common law or country relating to any transaction arising out of, involving, or relating to the purchase or sale of, offer to purchase or sell, or transfer or conversion of any securities, whether on the open market, through a public or private offering, or through merger or (2) any Claim brought directly, derivatively or otherwise by one or more security holders or beneficial owners of the securities of the COMPANY who are not also DIRECTORS OR OFFICERS, but only if the CLAIM is brought solely with respect to the security holder or beneficial holders interest in such
Securities Law Violation means a violation by the Insureds, in their capacity as such, of the Securities Act of 1933 or the Securities Exchange Act of 1934 regarding any financial statement reporting or disclosure by to investors in the Named REIT, including, without limitation, any nonconformance with Generally Accepted Accounting Principles. Securities Law Violation excludes any violation of the Foreign Corrupt Practices Act.
Securities Law Violation means any violation of any securities law, rule, or regulation or any common law, relating to any transaction arising out of, involving, or relating to the purchase or sale of or offer to purchase or sell any securities issued by the Company.
Examples of Securities Law Violation in a sentence
Except in cases of Willful Breach or a Talk Securities Law Violation, the Parties acknowledge and agree that all representations and warranties set forth in this Agreement are contractual in nature only and subject to the sole and exclusive remedies set forth herein.
Except in cases of Willful Breach or a Limestone Securities Law Violation, the Parties acknowledge and agree that all representations and warranties set forth in this Agreement are contractual in nature only and subject to the sole and exclusive remedies set forth herein.