SECURITIES VIOLATIONS Sample Clauses
SECURITIES VIOLATIONS. The Company represents and warrants that none of its directors or officers is or has within the last five years, been the subject of, or a defendant in: (i) an enforcement action or prosecution (or settlement in lieu thereof) brought by a governmental authority relating to a violation of securities, tax, fiduciary or criminal laws, or (ii) a civil action (or settlement in lieu thereof) brought by shareholders or investors in a common investment vehicle for violation of duties owed to the shareholders or investors.
SECURITIES VIOLATIONS. In the course of the performance of this agreement it is expected that specific sensitive information concerning the operations of COMPANY business and/or affiliate companies shall be divulged to GIVIGEST. In such event GIVIGEST will not divulge, discuss, or otherwise reveal such information to any third parties.
SECURITIES VIOLATIONS. Within the last ten years has been found by any federal or state regulatory authorities to have violated or have acknowledged violation of any provision of federal or state securities laws involving fraud, deceit or knowing misrepresentation.
SECURITIES VIOLATIONS. Any loss, cost, liability, damage or expense (including reasonable attorneys' fees and expenses) incurred by Lender in investigating, preparing for, defending against, or providing evidence, producing documents or taking other action in respect of any commenced or threatened litigation, administrative proceeding, including, without limitation, any suit instituted by any creditors of the Borrowers or investigation under any statutes, rules or regulations pertaining to any federal securities law, the United States Bankruptcy Code, any relevant state corporate statute or any other securities law, bankruptcy law or law affecting mergers generally of any jurisdiction, or any regulation pertaining to any of the foregoing, or at common law or otherwise, relating, directly or indirectly, to the transactions contemplated by the Loan Documents; provided, however, that nothing herein is intended to require the Borrowers to indemnify Lender for any losses, costs, liability, damages or expenses incurred as a direct result of the gross negligence or willful misconduct of Lender or its employees or agents.
SECURITIES VIOLATIONS. Any loss, cost, liability, damage or expense (including attorneys' fees and expenses) incurred by Lender in investigating, preparing for, defending against, or providing evidence, producing documents or taking other action in respect of any commenced or threatened litigation, administrative proceeding or investigation under any Federal securities law or any other securities law of any jurisdiction, or any regulation, or at common law or otherwise, relating, either directly or indirectly, to the transactions contemplated by the Loan Documents.
SECURITIES VIOLATIONS. No officer or director of Robe▇▇▇ ▇▇ any of its shareholders owning one percent or more of its common stock has been convicted for the violations of the securities laws of the United States or is now under investigation for the violation of such securities laws.
SECURITIES VIOLATIONS. No officer, director or shareholder of Adai▇ ▇▇▇ been convicted for the violations of the securities laws of the United states or is now under investigation for the violation of such securities laws,