Single Issuer definition

Single Issuer means any individual issuer of Purchased Securities, provided, that for purposes of this definition, with respect to any Purchased Securities issued under a shelf registration, the entity which transfers the related assets to the issuer under the shelf registration shall be deemed the issuer.
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Examples of Single Issuer in a sentence

  • Except as otherwise set forth in these Investment Guidelines, investments in any single issuer shall not exceed the Single Issuer Limits set forth below in Table A1, A2 and A3 as a percent of the Trust Portfolio.

  • Type Maximum Single Issuer (%)1 Maximum Single Industry (%) Maximum Single State (%)1 Utility 4 50 7 2 Other 6 20 n/a 1 Percentage represent a portion of the aggregate market value and number of outstanding shares of the convertible stock portfolio.

  • Type Maximum Single Issuer (%)1 Maximum Single Industry (%) Maximum Single State (%)1 Utility 4 50 72 Other 6 20 n/a 1 Percentage represent a portion of the aggregate market value and number of outstanding shares of the convertible stock portfolio.

  • Notwithstanding the Eligible Investment limitations provided above, Aggregate single issuer exposure for all Enact entities shall be subject to Genworth Financial Single Issuer Risk Limits.

  • If the General Partner so concludes, the General Partner may, but shall not be obligated to, make an in-kind distribution of a portion the subject equity securities to the Partners immediately prior to the completion of the Single Issuer IPO in such amounts as is determined in good faith by the General Partner to be appropriate.

  • Type Maximum Single Issuer (%) Maximum Single Industry (%) Maximum Single State (%) 1 Percentage represent a portion of the aggregate market value and number of outstanding shares of the convertible stock portfolio.