Soliciting Broker definition

Soliciting Broker means any Associate who is also providing services to the Plan Sponsor pursuant to a standardized Soliciting Broker contract and who is paid on a commission basis.
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Examples of Soliciting Broker in a sentence

  • Each Associate, Soliciting Broker and Sales Coordinator is eligible to become a Participant in the Plan.

  • After October 1, 1992, any Associate, Soliciting Broker, Sales Coordinator or, subject to Section 2.1, any Special Associate, shall immediately become a Participant on his or her Commencement Date, unless he or she notifies the Plan Sponsor in writing that he or she will not become a Participant.

  • The language proficiency levels provided in this Table are correlated to the Test of English for International Communication (TOEIC) English proficiency scores.

  • For purposes of communications and directives, the Escrow Agent shall not accept any instructions from a Soliciting Broker Dealer participating in the Offering.

  • The agreement (the “Soliciting Broker Agreement”) between LEX Markets and each Soliciting Broker shall be in such form as we reasonably determine.

  • As of the effective date of this Plan, any current Associate, Soliciting Broker, Sales Coordinator or, subject to Section 2.1, any Special Associate, shall immediately become a Participant, unless he or she notifies the Plan Sponsor in writing that he or she will not become a Participant.

  • After the effective date of this Plan, any Associate, Soliciting Broker, Sales Coordinator or, subject to Section 2.1, any Special Associate, shall immediately become a Participant on his or her Commencement Date, unless he or she notifies the Plan Sponsor in writing that he or she will not become a Participant.

  • For the avoidance of doubt, LEX Markets may also sell the Securities as a Soliciting Broker, thereby becoming entitled to selling commissions.

  • Upon appointment of any such Soliciting Broker, we shall be permitted to re-allow all or part of our compensation as set forth in Section 3 hereof.

  • Escrow Agent is hereby authorized by Company and Soliciting Broker Dealer to deduct any fees not timely paid, and any unpaid fees before final distribution of the Escrow Fund, from the Escrow Fund.