Examples of State Filings in a sentence
Blue Sky State Filings Prepare and file state securities qualification/notice compliance filings, with the advice of the Fund’s legal counsel, upon and in accordance with instructions from the Fund, which instructions will include the states to qualify in, the amounts of shares to initially and subsequently qualify and the warning threshold to be maintained; promptly prepare an amendment to a Fund’s notice permit to increase the offering amount as necessary.
Notwithstanding the foregoing, Parent and Merger Subsidiary make no representation or warranty with respect to any information supplied by or on behalf of the Company which is contained in any of the Offer Documents, the Schedule TO, the State Filings, the Proxy Statement or any amendment or supplement thereto.
State Filings Prepare and submit to the Company for its review and approval, and pay any costs associated with, any filings needed to keep current the Plans of Operations for the Separate Accounts as filed in Connecticut, New York, or any other state where such submission or approval may be required in the future.
State Filings......................................................................................
As provided in Section 3.3, the Issuer will file the Registration Statement with the SEC and the State Filings with the applicable state securities commissions in the United States and, subject to the limitations set forth in Section 3.3, the Issuer will file any amending or supplemental documentation as may be required under applicable U.S. state and federal securities Laws.
EXHIBIT A: U.S. LIEN SUMMARY LIEN SEARCH RESULTS GERDAU AMERISTEEL CORPORATION (FLORIDA) *State Filings Secured Party: CitiCapital Technology Finance, Inc.