State Securities Law definition
Examples of State Securities Law in a sentence
They May Not Be Sold Or Offered For Sale Except Pursuant To An Effective Registration Statement Under Said Act And Any Applicable State Securities Law Or An Applicable Exemption From Such Registration Requirements.
The Subscriber understands that the offer and the sale of the Securities has not been registered under the Securities Act or any State Securities Law by reason of specific exemptions under the provisions thereof which depend in part upon the investment intent of the Subscriber and of the other representations made by the Subscriber in this Subscription Agreement.
In the event that any registration statement under the Securities Act or any applicable State Securities Law is filed with respect to Company's securities issued or issuable to employees under any Company Employee Stock Option Plan, the Options and Option Stock issued or issuable hereunder shall also be included in such registration statement, as if the Options granted hereunder where granted under such Stock Option Plan.
In the event that any registration statement under the Securities Act or any applicable State Securities Law is filed with respect to Company's securities issued or issuable to employees under the Company's 1994 Employee Stock Option Plan, the Options and Option Stock issued or issuable hereunder shall also be included in such registration statement, as if the Options granted hereunder where granted under the 1994 Employee Stock Option Plan.
The Subscriber understands that the offer and the sale of the Shares has not been registered under the Securities Act or any State Securities Law by reason of specific exemptions under the provisions thereof that depend in part upon the investment intent of the Subscriber and of the other representations made by the Subscriber in this Subscription Agreement.
That the officers and their designees or agents are authorized and directed to [(i)] execute and file a form of notification advising the [State Securities Law Authority] of the issuance of the Shares pursuant to [State Securities Law Reference][ and (ii) irrevocably appoint the California Commissioner of Business Oversight as agent for service of process for the Company in connection with the issuance of the Shares].
The Lender understands that the Notes and the Conversion Shares are “restricted securities”, have not been registered under the Securities Act or any applicable State Securities Law, and have not been qualified for distribution by prospectus in Canada.
Submissions to State Securities Law Administrators......................................50 -ii- Exhibit 2.a FORM OF AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF FAIRFIELD INN BY MARRIOTT LIMITED PARTNERSHIP This Amended and Restated Agreement of Limited Partnership dated as of July 31, 1990 and effective as of 12:01 a.m. on the date hereof is made and entered into by and among Marriott FIBM One Corporation, a Delaware corporation, as general partner (the "General Partner"), ▇▇▇▇▇▇▇▇▇▇▇ ▇.
Submissions to State Securities Law Administrators......................................50 Exhibit 2.1 FORM OF AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF FAIRFIELD INN BY MARRIOTT LIMITED PARTNERSHIP This Amended and Restated Agreement of Limited Partnership dated as of July 31, 1990 and effective as of 12:01 a.m. on the date hereof is made and entered into by and among Marriott FIBM One Corporation, a Delaware corporation, as general partner (the "General Partner"), ▇▇▇▇▇▇▇▇▇▇▇ ▇.
The Shares are not encumbered by any lien, claim or encumbrance and are freely transferable to Buyer, subject to restrictions imposed by the U.S. Federal Securities Laws and State Securities Law.